Hewlett-Packard Co. v. Bausch & Lomb, Inc.

722 F. Supp. 592, 8 U.S.P.Q. 2d (BNA) 1177, 1988 U.S. Dist. LEXIS 15545, 1988 WL 167381
CourtDistrict Court, N.D. California
DecidedApril 5, 1988
DocketNo. C-84-20642 RPA
StatusPublished
Cited by3 cases

This text of 722 F. Supp. 592 (Hewlett-Packard Co. v. Bausch & Lomb, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hewlett-Packard Co. v. Bausch & Lomb, Inc., 722 F. Supp. 592, 8 U.S.P.Q. 2d (BNA) 1177, 1988 U.S. Dist. LEXIS 15545, 1988 WL 167381 (N.D. Cal. 1988).

Opinion

ORDER RE SEVERAL MOTIONS AND SETTING TRIAL SCHEDULE

AGUILAR, District Judge.

On March 18,1988, the Court entertained plaintiff Hewlett-Packard’s (“HP”) motion for summary judgment against defendant Bausch & Lomb, Inc. (“B & L”) on the validity of the defendant’s patent, Re. No. 31,684 (the “Yeiser reissue patent”). After reviewing the papers and hearing the argument of counsel, the Court concludes that the motion should be granted. The affidavits of patent agent Lawrence Fleming submitted by B & L are grossly inaccurate. Had the patent examiner been apprised of the true state of facts, he would have rejected the Fleming affidavits. In view of the patent examiner’s primary reliance on the Fleming affidavits, the rejection of the affidavits leaves B & L without a legal basis for obtaining or holding the reissue [593]*593patent. See 37 C.F.R. § 1.175 (describing the reissue oath or declaration requirement).

Having concluded that the reissue patent is invalid, there remains the question of the effect of such a ruling. The reissue patent contains twelve claims, but claims 1-9 are identical to the claims in the original patent. Only claims 10-12 were added through the reissue process. HP is charged with infringing five claims: claims 1, 2, and 10-12. HP contends that once the reissue patent is invalidated, all claims are extinguished. B & L argues that at worst, only claims 10-12 would be extinguished with the nullification of the reissue patent and claims 1-9 would live on.

When a reissue patent is denied, under the regulations “the original patent will be returned to [the] applicant upon his request.” 37 C.F.R. § 1.179 (1987). On the other hand, if the reissue patent is granted, the original patent is surrendered. The statute spells out the effect of reissue as follows:

The surrender of the original patent shall take effect upon the issue of the reissue patent, and every reissued patent shall have the same effect and operation in law ... as if the same had been originally granted in such amended form ... to the extent that [the reissue patent’s] claims are identical to the original patent, [it] shall constitute a continuation thereof and have effect continuously from the date of the original patent.

35 U.S.C. § 252.

Thus, in this case the original patent has ceased to' exist. Although part of the original patent not affected in the reissue process, claims 1-9 only exist as part of the Yeiser reissue patent. If the reissue patent is entirely voided as HP contends, then those claims also will cease to exist. The effect would be particularly draconian for B & L, since its reissue application never questioned the correctness of claims 1-9.

In addressing the status of the “carryover” original nine claims, the parties offer conflicting legal authority. Arguing that all twelve claims should be nullified, HP offers, inter alia, the cases of Riley v. Broadway-Hale Stores, Inc., 114 F.Supp. 884 (S.D.Cal.1953), aff'd, 217 F.2d 530 (9th Cir.1954), and General Radio Co. v. Allen B. Dumont Laboratories, Inc., 129 F.2d 608 (3d Cir.1942), cert. denied, 317 U.S. 654, 63 S.Ct. 50, 87 L.Ed. 526 (1942). B & L counters seeking the preservation of the original nine claims citing the Supreme Court case of Gage v. Herring, 107 U.S. 640, 2 S.Ct. 819, 27 L.Ed. 601 (1883), and the opinion of Judge Learned Hand in Foxboro Co. v. Taylor Instrument Co., 157 F.2d 226 (2d Cir.1946), cert. denied, 329 U.S. 800, 67 S.Ct. 494, 91 L.Ed. 684.

On the basis of the cases, there appears to be a serious question about the state of the law on the subject. Having reviewed the authorities, the Court concludes that the proper result here is that the original patent claims should remain valid because the reissue application only added or amended claims 10-12. Judge Hand’s ruling in Foxboro seems directly applicable to this case. The surrender of the original patent did not invalidate the claims which were carried over by B & L into the reissue patent application. This conclusion is supported by the Supreme Court decision in Gage v. Herring, 107 U.S. 640, 646, 2 S.Ct. 819, 824, 27 L.Ed. 601 (1883) (“The invalidity of the new claim in the reissue does not indeed impair the validity of the original claim which is repeated and separately stated in the reissued patent.”), and also is consistent with the United States Court of Customs and Patent Appeals (the predecessor of the Federal Circuit) in its decision in In re Wittry, 489 F.2d 1299, 1303 (CCPA 1974).1

In addition to case law, the patent statutes and regulations support the conclusion that carry-over claims not amended in a reissue application ought not to be extin[594]*594guished with the rejection of reissue claims. Under the relevant regulations, the denial of a reissue application does not affect the original patent claims. Hence, under 37 C.F.R. § 1.178 if a reissue application is refused, “the original patent will be returned to [the] applicant upon his request.” By analogy, when a district court strikes down a reissue patent after the reissue application has been granted, those claims that are carried over from the original patent which were not implicated in the reissue application should remain valid despite the surrender and extinction of the original patent.

While analytically it may appear odd to retain claims without a valid patent, the anomaly is merely one of semantics which Congress itself has adopted. In 35 U.S.C. § 253, Congress provides that “[w]henever, without any deceptive intention, a claim of a patent is invalid the remaining claims shall not thereby rendered invalid.” A similar provision allows for the maintenance of infringement suits based on such remaining claims.2 Therefore, the more persuasive case law, the regulations, and the patent statutes each point to the conclusion that the original patent claims which B & L carried over without substantial amendment or alteration in the reissue application should not be affected by the Court’s rejection of the affidavits which were the necessary predicate for approval of the reissue application. Good cause appearing therefor, the Yeiser reissue patent claims 10-12 are declared invalid. The carry-over claims 1-9 from the original patent remain valid.

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722 F. Supp. 592, 8 U.S.P.Q. 2d (BNA) 1177, 1988 U.S. Dist. LEXIS 15545, 1988 WL 167381, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hewlett-packard-co-v-bausch-lomb-inc-cand-1988.