Herman v. Tidewater Pacific, Inc.

160 F.3d 1239, 18 BNA OSHC 1545
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 24, 1998
DocketNos. 97-70664, 97-71105
StatusPublished
Cited by6 cases

This text of 160 F.3d 1239 (Herman v. Tidewater Pacific, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herman v. Tidewater Pacific, Inc., 160 F.3d 1239, 18 BNA OSHC 1545 (9th Cir. 1998).

Opinion

WALLACE, Circuit Judge:

The Secretary of Labor (Secretary) petitions for review of an Occupational Safety and Health Review Commission (Commission) order vacating in part a recordkeeping citation issued by the Secretary against Tidewater Pacific (Tidewater). Tidewater also petitions for review of the order, challenging the portion of the order that upheld a citation for substantive violations and the second part of the recordkeeping citation. The Commission had jurisdiction pursuant to 29 U.S.C. § 659(c). We have jurisdiction to hear the Secretary’s timely filed petition pursuant to 29 U.S.C. § 660(b). Tidewater’s timely filed petition was properly transferred to us by the Fifth Circuit pursuant to 28 U.S.C. § 2112, and we have jurisdiction pursuant to 29 U.S.C. § 660(a). We grant the Secretary’s petition and deny Tidewater’s.

I

This case presents us with the issue of the extent of the Secretary’s jurisdiction to enforce regulations, promulgated by the Occupational Safety and Health Administration (OSHA) pursuant to the Occupational Safety and Health Act (Act), on board “uninspected” vessels regulated by the Coast Guard.

Following an inspection of the M/V Dr. Jack, the Secretary issued two citations for violations of the Act and its implementing regulations. The Dr. Jack is an oceangoing tug operated by Tidewater. At the time the citations were issued, it was working within United States territorial waters off the coast of Alaska. The first citation was for substantive safety violations regarding confined space entry procedures, machine guarding, and blood-borne pathogen exposure control plans. See 29 C.F.R. §§ 1910.146(c)(4), 1910.215(a)(4), 1910.1030(c)(l)(i). The other citation concerned Tidewater’s failure to keep a log of injuries and illnesses as required by 29 C.F.R. § 1904.2(a).

Tidewater contested the citations, asserting that the Act is preempted by Coast Guard regulation of vessels such as the Dr. Jack. The administrative law judge (ALJ) disagreed and upheld the citations. The parties then entered into a stipulation that gave consent to the entry of a final order by the ALJ, reserved the parties’ rights to appeal, set forth the amount of fines to be paid, and required Tidewater to post certain materials. Tidewater appealed the ALJ’s decision to the Commission.

Before the Commission, the Coast Guard filed an amicus brief in which it, in the Commission’s words, “unequivocally disclaims comprehensive regulation of unin-spected vessels generally, regulation of the cited conditions, and statutory authority to promulgate such regulations.” With this before it, the Commission affirmed with one exception: it agreed with Tidewater that the Secretary lacked jurisdiction to issue the recordkeeping citation with respect to injuries. The Commission, therefore, vacated that citation with respect to injury recording and reduced the $450 penalty by one half. Tidewater paid this reduced penalty and complied with the posting requirements in the parties’ stipulation.

“We must uphold a decision of the [Commission] unless it is arbitrary and capricious, not in accordance with the law, or in excess of the authority granted by [the Act].” Loomis Cabinet Co. v. Occupational Safety & Health Review Comm’n, 20 F.3d 938, 941 (9th Cir.1994). While the proper interpretation of a statute is a question of law reviewed de novo, Alaska Wildlife Alliance v. Jensen, 108 F.3d 1065, 1069 (9th Cir.1997), the court must give deference to the agency’s interpretation of statutes that it administers, Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 842-43, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). Where the interpretations of the Secretary and the Commission are in conflict, however, we must defer to the Secretary’s reasonable interpretation. Martin v. Occupational Safety and Health Review Com’n, 499 U.S. 144, 157-58, 111 S.Ct. 1171, 113 L.Ed.2d 117 (1991) (Martin).

II

The Act gives the Secretary jurisdiction to regulate occupational health and safety standards “with respect to employment performed in a workplace in a State.” 29 U.S.C. § 653(a). This jurisdiction is limited, however, by section 4(b)(1) of the Act, which provides that the Act does not “apply to working conditions of employees with respect to [1242]*1242which other Federal agencies ... exercise statutory authority to prescribe or enforce standards or regulations affecting occupational safety or health.” 29 U.S.C. § 653(b)(1). The initial question for both citations, therefore, is whether an uninspect-ed vessel operating in United States territorial waters is a “workplace in a State.” If this is answered affirmatively, the specific question for the substantive citation is whether the Coast Guard has “exercised” statutory authority over the “working conditions” on board uninspected vessels.

With respect to the Secretary’s record-keeping requirements, section 8(d) of the Act requires that “[unnecessary duplication of efforts in obtaining information shall be reduced to the maximum extent feasible.” 29 U.S.C. § 657(d). The issue as to this citation, therefore, is whether the Secretary’s recordkeeping authority is limited either because Coast Guard recordkeeping regulations are an exercise of authority over working conditions or because it produces an “unnecessary duplication of efforts.”

Therefore, we must analyze whether the Secretary has jurisdiction to issue both citations and whether the recordkeeping requirement produces an “unnecessary duplication of efforts.”

Ill

We must first examine the Coast Guard’s regulation of uninspected vessels. The Coast Guard has the general authority to “promulgate and enforce regulations for the promotion of safety of life and property on and under the high seas and waters subject to the jurisdiction of the United States covering all matters not specifically delegated by law to some other executive department.” 14 U.S.C. § 2. For purposes of this regulation, there are two types of vessels: “inspected” and “uninspected.” 46 U.S.C. §§ 2101(43), 3301.

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Bluebook (online)
160 F.3d 1239, 18 BNA OSHC 1545, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herman-v-tidewater-pacific-inc-ca9-1998.