Alexis M. Herman, Secretary of Labor, U.S. Department of Labor v. Tidewater Pacific, Inc. Occupational Safety & Health Review Commission, Tidewater Pacific, Inc. v. Alexis M. Herman, Secretary of Labor, U.S. Department of Labor Occupational Safety & Health Review Commission

160 F.3d 1239, 98 Daily Journal DAR 11970, 98 Cal. Daily Op. Serv. 8604, 1999 A.M.C. 236, 1998 CCH OSHD 31,703, 18 OSHC (BNA) 1545, 1998 U.S. App. LEXIS 29836
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 24, 1998
Docket97-70664
StatusPublished

This text of 160 F.3d 1239 (Alexis M. Herman, Secretary of Labor, U.S. Department of Labor v. Tidewater Pacific, Inc. Occupational Safety & Health Review Commission, Tidewater Pacific, Inc. v. Alexis M. Herman, Secretary of Labor, U.S. Department of Labor Occupational Safety & Health Review Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alexis M. Herman, Secretary of Labor, U.S. Department of Labor v. Tidewater Pacific, Inc. Occupational Safety & Health Review Commission, Tidewater Pacific, Inc. v. Alexis M. Herman, Secretary of Labor, U.S. Department of Labor Occupational Safety & Health Review Commission, 160 F.3d 1239, 98 Daily Journal DAR 11970, 98 Cal. Daily Op. Serv. 8604, 1999 A.M.C. 236, 1998 CCH OSHD 31,703, 18 OSHC (BNA) 1545, 1998 U.S. App. LEXIS 29836 (9th Cir. 1998).

Opinion

160 F.3d 1239

1999 A.M.C. 236, 18 O.S.H. Cas. (BNA) 1545,
1998 O.S.H.D. (CCH) P 31,703,
98 Daily Journal D.A.R. 11,970

Alexis M. HERMAN, Secretary of Labor, U.S. Department of
Labor, Petitioner,
v.
TIDEWATER PACIFIC, INC.; Occupational Safety & Health
Review Commission, Respondents.
TIDEWATER PACIFIC, INC., Petitioner,
v.
Alexis M. HERMAN, Secretary of Labor, U.S. Department of
Labor; Occupational Safety & Health Review
Commission, Respondents.

Nos. 97-70664, 97-71105.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Sept. 15, 1998.
Decided Nov. 24, 1998.

Ann Rosenthal and Ronald J. Gottlieb, United States Department of Labor, Washington, D.C., for the petitioner-cross-respondent.

Thomas H. Kiggans, Phelps Dunbar, Baton Rouge, Louisiana, for the respondent-cross-petitioner.

Petitions for Review of a Final Order of the Occupational Safety and Health Review Commission. OSHRC No. 93-2529.

Before: WALLACE and KOZINSKI, Circuit Judges, EZRA,* District Judge.

WALLACE, Circuit Judge:

The Secretary of Labor (Secretary) petitions for review of an Occupational Safety and Health Review Commission (Commission) order vacating in part a recordkeeping citation issued by the Secretary against Tidewater Pacific (Tidewater). Tidewater also petitions for review of the order, challenging the portion of the order that upheld a citation for substantive violations and the second part of the recordkeeping citation. The Commission had jurisdiction pursuant to 29 U.S.C. § 659(c). We have jurisdiction to hear the Secretary's timely filed petition pursuant to 29 U.S.C. § 660(b). Tidewater's timely filed petition was properly transferred to us by the Fifth Circuit pursuant to 28 U.S.C. § 2112, and we have jurisdiction pursuant to 29 U.S.C. § 660(a). We grant the Secretary's petition and deny Tidewater's.

* This case presents us with the issue of the extent of the Secretary's jurisdiction to enforce regulations, promulgated by the Occupational Safety and Health Administration (OSHA) pursuant to the Occupational Safety and Health Act (Act), on board "uninspected" vessels regulated by the Coast Guard.

Following an inspection of the M/V Dr. Jack, the Secretary issued two citations for violations of the Act and its implementing regulations. The Dr. Jack is an oceangoing tug operated by Tidewater. At the time the citations were issued, it was working within United States territorial waters off the coast of Alaska. The first citation was for substantive safety violations regarding confined space entry procedures, machine guarding, and blood-borne pathogen exposure control plans. See 29 C.F.R. §§ 1910.146(c)(4), 1910.215(a)(4), 1910.1030(c)(1)(i). The other citation concerned Tidewater's failure to keep a log of injuries and illnesses as required by 29 C.F.R. § 1904.2(a).

Tidewater contested the citations, asserting that the Act is preempted by Coast Guard regulation of vessels such as the Dr. Jack. The administrative law judge (ALJ) disagreed and upheld the citations. The parties then entered into a stipulation that gave consent to the entry of a final order by the ALJ, reserved the parties' rights to appeal, set forth the amount of fines to be paid, and required Tidewater to post certain materials. Tidewater appealed the ALJ's decision to the Commission.

Before the Commission, the Coast Guard filed an amicus brief in which it, in the Commission's words, "unequivocally disclaims comprehensive regulation of uninspected vessels generally, regulation of the cited conditions, and statutory authority to promulgate such regulations." With this before it, the Commission affirmed with one exception: it agreed with Tidewater that the Secretary lacked jurisdiction to issue the recordkeeping citation with respect to injuries. The Commission, therefore, vacated that citation with respect to injury recording and reduced the $450 penalty by one half. Tidewater paid this reduced penalty and complied with the posting requirements in the parties' stipulation.

"We must uphold a decision of the [Commission] unless it is arbitrary and capricious, not in accordance with the law, or in excess of the authority granted by [the Act]." Loomis Cabinet Co. v. Occupational Safety & Health Review Comm'n, 20 F.3d 938, 941 (9th Cir.1994). While the proper interpretation of a statute is a question of law reviewed de novo, Alaska Wildlife Alliance v. Jensen, 108 F.3d 1065, 1069 (9th Cir.1997), the court must give deference to the agency's interpretation of statutes that it administers, Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 842-43, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). Where the interpretations of the Secretary and the Commission are in conflict, however, we must defer to the Secretary's reasonable interpretation. Martin v. Occupational Safety and Health Review Com'n, 499 U.S. 144, 157-58, 111 S.Ct. 1171, 113 L.Ed.2d 117 (1991) (Martin ).

II

The Act gives the Secretary jurisdiction to regulate occupational health and safety standards "with respect to employment performed in a workplace in a State." 29 U.S.C. § 653(a). This jurisdiction is limited, however, by section 4(b)(1) of the Act, which provides that the Act does not "apply to working conditions of employees with respect to which other Federal agencies ... exercise statutory authority to prescribe or enforce standards or regulations affecting occupational safety or health." 29 U.S.C. § 653(b)(1). The initial question for both citations, therefore, is whether an uninspected vessel operating in United States territorial waters is a "workplace in a State." If this is answered affirmatively, the specific question for the substantive citation is whether the Coast Guard has "exercised" statutory authority over the "working conditions" on board uninspected vessels.

With respect to the Secretary's recordkeeping requirements, section 8(d) of the Act requires that "[u]nnecessary duplication of efforts in obtaining information shall be reduced to the maximum extent feasible." 29 U.S.C. § 657(d). The issue as to this citation, therefore, is whether the Secretary's recordkeeping authority is limited either because Coast Guard recordkeeping regulations are an exercise of authority over working conditions or because it produces an "unnecessary duplication of efforts."

Therefore, we must analyze whether the Secretary has jurisdiction to issue both citations and whether the recordkeeping requirement produces an "unnecessary duplication of efforts."

III

We must first examine the Coast Guard's regulation of uninspected vessels.

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Herman v. Tidewater Pacific, Inc.
160 F.3d 1239 (Ninth Circuit, 1998)

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160 F.3d 1239, 98 Daily Journal DAR 11970, 98 Cal. Daily Op. Serv. 8604, 1999 A.M.C. 236, 1998 CCH OSHD 31,703, 18 OSHC (BNA) 1545, 1998 U.S. App. LEXIS 29836, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alexis-m-herman-secretary-of-labor-us-department-of-labor-v-tidewater-ca9-1998.