Herbert G. Garman and Beverly Garman v. Maurice Knox Griffin

666 F.2d 1156, 9 Fed. R. Serv. 1099, 1981 U.S. App. LEXIS 15304
CourtCourt of Appeals for the Eighth Circuit
DecidedDecember 11, 1981
Docket802094
StatusPublished
Cited by28 cases

This text of 666 F.2d 1156 (Herbert G. Garman and Beverly Garman v. Maurice Knox Griffin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herbert G. Garman and Beverly Garman v. Maurice Knox Griffin, 666 F.2d 1156, 9 Fed. R. Serv. 1099, 1981 U.S. App. LEXIS 15304 (8th Cir. 1981).

Opinions

WOODS, District Judge.

This is a diversity case brought by the parents of Ronald Garman, the eleven-year-old decedent, under the Missouri Wrongful Death Act. Ronald was run over and killed on January 12, 1977 by a school bus from which he had alighted in front of his parents’ farm home near Chillicothe, Missouri. They subsequently moved to Michigan and sued the school bus driver, a Missouri resident, on a negligence theory. Shortly before the statute of limitations would have run, plaintiffs amended their complaint and joined Superior Bus Sales, Inc., the alleged seller of the bus, on a strict liability theory. Paragraph IV of the amended complaint stated that the casualty was the “direct result of the concurring acts and omissions of the defendants.” The fault of Superior was alleged as follows:

. . . defendant Superior Bus Sales placed ipto the channels of trade and sold to the Chillicothe School District a bus which was defective in that it was so constructed and its mirrors so positioned that a full and complete view of the area within the path of the bus was not discernible by a person positioned in the driver’s seat.

It later developed that plaintiffs had sued the wrong company in their amended complaint and a summary judgment was granted in favor of Superior. The case against Griffin was tried to a jury on September 5, 1980 and judgment was entered on a jury verdict in favor of the defendant. The case against Griffin was principally grounded on his failure to keep a proper lookout for the child after the latter had left the bus. During the course of the trial, the defendant’s counsel, over plaintiffs’ objection, was permitted to read the above strict liability allegation against the alleged bus seller, who had been previously dismissed from the case. The plaintiffs were permitted to read the denial of the allegation in the answer. The plaintiffs’ principal contention on appeal is that the admission of this evidence constituted prejudicial error. We agree and reverse for a new trial.

The use of trial pleadings as admissions has been a thorny issue in the law of evidence. There are situations in which they are generally admitted.1 If the plaintiffs’ complaint alleged that an automobile accident occurred because defendant was driving too fast on an icy road and the [1158]*1158proof showed that the accident occurred on the Fourth of July, this type of admission will generally be received in evidence. It is a factual admission by an adverse party in a pleading on which the issue is being tried. Stolte v. Larkin, 110 F.2d 226 (8th Cir. 1940), on which defendant places considerable reliance, is this type of case. Plaintiff motorcyclist (Larkin) sued a forward automobile driver (Smith) who was proceeding in the same lane and also sued an approaching motorist (Stolte) who, in passing on a hill, entered the motorcycle's lane, collided with it and caused it to strike the forward' vehicle (Smith). The trial proceeded against both defendants. On cross-examination of the plaintiff the attorney for the passing motorist (Stolte) offered in evidence a portion of the complaint reading: “That at the time and place above mentioned the defendant H. W. J. Smith suddenly and without any signal or warning negligently and carelessly slackened the speed of his automobile and operated the same to a stop or practically so.” Id. at 231, n. 1. The evidence was excluded by the trial court. A verdict was subsequently directed in favor of Smith. The jury returned a verdict against the remaining defendant (Stolte). The court reversed because the testimony was improperly excluded. Like the example given above of the icy road in July, Stolte involved a pleading admission in the nature of a fact allegation about the conduct of an adversary party who was still a party at the time the evidence was affirmed at trial. The only difference is that the adversary party-defendant whose conduct was the basis of the admission was not the party defendant who offered the evidence. We do not view this as a significant difference. When factual allegations in the pleadings relate to conduct of the same defendant who is offering the evidence, the evidence is generally admitted,2 even though the particular pleading has been abandoned or dismissed.3 Where a party has made a statement in a pleading about his own conduct which is at variance with his position in the matter being litigated, the evidence is generally admitted.4

There are significant differences between the cases cited, supra and the case we now consider. Here we are dealing with an admission in a pleading that (1) involves the conduct of a dismissed party not in the lawsuit at the time the evidence was admitted; (2) that does not involve the conduct of the plaintiffs or the plaintiff’s decedent; and (3) that does not involve the conduct of the defendant. We are also dealing with an admission made in a complaint filed at the last opportunity to toll the statute of limitations. The allegation, based on the newborn doctrine of strict liability, was never pursued because plaintiffs were never able to properly identify the seller of the bus. The clear implication of this record is that the. amended complaint was a tentative move based on desperation and the need to preserve the option of further investigation.

Should this type of pleading admission, which could have been and probably was very damaging in the context of the instant case, have been admitted? We think not. One of the leading treatises in the law of evidence is in accord:

.. . The modern equivalent of the common law system is the use of inconsistent, alternative, and hypothetical forms of statement of claims and defenses. It can readily be appreciated that pleadings of [1159]*1159this nature are directed primarily to giving notice and lack the essential character of an admission. To allow them to operate as admissions would render their use ineffective and frustrate their underlying purpose. Hence the decisions with seeming unanimity deny them status as judicial admissions, and generally disallow them as evidential admissions.

McCormick, Evidence, § 265 at 634 (2d ed. 1972).

In situations closely akin to the case under submission, such pleading admissions have been generally excluded.5 We believe that Continental Insurance Co. of New York v. Sherman, 439 F.2d 1294 (5th Cir. 1971) states the better view and indeed what is now the majority view. In Continental Insurance there were inconsistencies in the third-party defendant’s cross-claim and answer. In closing argument the defendant’s attorney argued that the allegations of the cross-claim constituted an admission of liability even though the cross-claim had been dismissed. Holding that the admission of these pleadings was improper, the court said:

As a general rule the pleading of a party made in another action, as well as pleadings in the same action which have been superseded by amendment, withdrawn or dismissed, are admissible as admissions of the pleading party to the facts alleged therein, assuming of course that the usual tests of relevancy are met.

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Bluebook (online)
666 F.2d 1156, 9 Fed. R. Serv. 1099, 1981 U.S. App. LEXIS 15304, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herbert-g-garman-and-beverly-garman-v-maurice-knox-griffin-ca8-1981.