Heldman ex rel. T.H. v. Sobol

962 F.2d 148
CourtCourt of Appeals for the Second Circuit
DecidedApril 16, 1992
DocketNo. 446, Docket 91-7581
StatusPublished
Cited by41 cases

This text of 962 F.2d 148 (Heldman ex rel. T.H. v. Sobol) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heldman ex rel. T.H. v. Sobol, 962 F.2d 148 (2d Cir. 1992).

Opinion

OAKES, Chief Judge:

This case presents the question of whether the parent of a child with a disabling condition who is challenging an alleged system-wide violation of the Individuals with Disabilities Education Act (“IDEA”), 20 U.S.C. §§ 1400-1485 (1988 & Supp. II 1990) can overcome the hurdles of standing, justi-ciability, and exhaustion of administrative remedies. IDEA requires states, which receive grants under the Act, to provide children with disabling conditions with “a free appropriate public education” in the least restrictive environment suitable for the child. §§ 1400(c), 1412(5)(B).1 Rather than detailing the precise substantive rights applicable to all affected children, Congress opted for individually tailored programs— programs crafted by parents and educators working together to determine what is appropriate for each child. Congress recognized that such an unconventional approach would require extensive procedural safeguards to protect the educational rights of children with disabling conditions. Thus, the scope of these procedural protections— which' this case requires us to examine— must be determined in light of their role in ensuring the appropriate application of the Act.

Foremost among the procedural safeguards provided for in the Act is the guarantee that parents may contest their child’s placement or classification in “an impartial [151]*151due process [administrative] hearing” and, if dissatisfied with the outcome, they may initiate a civil action in state or federal court. §§ 1415(b)(2)-(e)(2). In this case, we must decide whether section 1415 of IDEA confers on a parent of a disabled child the right to judicial relief for system-wide due process violations. In particular, Edward J. Hejdman, on behalf of his son T.H., challenges N.Y.Educ.Law § 4404 (McKinney 1981 & Supp.1992) and its implementing regulation, 8 N.Y.C.R.R. § 200.-5(c)(1) (1991), which permit boards of education to appoint the hearing officer before whom the appropriateness of the child’s placement must be demonstrated. The United States District Court for the Southern District of New York, Vincent L. Bro-derick, Judge, granted defendant’s motion to dismiss on the grounds that Heldman neither had standing to contest N.Y.Educ. Law § 4404 nor had he exhausted his administrative remedies as required by IDEA prior to bringing suit in federal court. We reverse, holding that this case presents a justiciable controversy, that Heldman has standing to bring suit, and that to require exhaustion of remedies in this case would be futile.

I

A

IDEA created an arena in which a committee composed of special education experts, teachers, and parents could cooperatively determine what constitutes an appropriate education for each disabled child. The findings of the committee are formalized in an “individualized education program” (IEP), which details the child’s level of educational performance, the goals for the year, and the educational services needed for the child to achieve these goals. § 1401(a)(19). The IEP process reflects a novel approach to the guarantee of rights to a minority: Congress, in lieu of uniform substantive standards, sought to protect the interests of the child by providing for parental participation in the process of charting an appropriate education for théir child. §§ 1400(c), 1401(a)(19), 1412(7), 1415; see also Honig v. Doe, 484 U.S. 305, 310-12, 108 S.Ct. 592, 597-98, 98 L.Ed.2d 686 (1988); Board of Educ. v. Rowley, 458 U.S. 176, 205-06, 208-09, 102 S.Ct. 3034, 3050-51, 3051-52, 73 L.Ed.2d 690 (1982).

To ensure that the parents would not be silenced by the very forces that had once excluded disabled children from public education, Congress granted parents the right to seek review of their child’s IEP. See generally Laura Rothstein, Rights of Physically Handicapped Persons §§ 2.23-.31 (1984). The parents of a child with a disabling condition may seek a hearing before a hearing officer whose personal and professional interests do not conflict with his or her ability to make an impartial decision. § 1415(b)(2);2 34 C.F.R. §§ 300.506-.507 (1991). States may opt for either a single or multi-tiered system of review. If the initial hearing takes place at the local level, the parents may appeal to the state agency for a review of the record. § 1415(c).3 At the conclusion of the administrative review process, the parties may file a civil suit in federal district court or state court. § 1415(e)(2).4

[152]*152Although IDEA sets forth a blueprint for state and local programs, the states are left to fashion the requisite programs. In New York state, the IEP is produced by a Committee on Special Education (CSE), whose members are appointed by the board of education or trustees of the school district. . N.Y.Educ.Law § 4402(l)(b)(l) (McKinney 1981 & Supp.1992). New York provides for a two-tiered system for the review of IEPs. A hearing officer, appointed by the board of education from a list of state-certified officers, conducts the initial hearing and makes a recommendation to the board. N.Y.Educ.Law § 4404(1); 8 N.Y.C.R.R. § 200.5(c)(1) (1991). Parties may appeal to the commissioner of education for review of the initial hearing. N.Y.Educ.Law § 4404(2).5

Heldman claims that the New York state’s procedure for the selection of hearing officers is inconsistent with IDEA’S due process guarantee. We turn now to the complicated procedural history of this case.

B

This case grew out of a dispute over what constituted an appropriate education for the Heldmans’ son, T.H. In 1988, the Heldman family moved into the Minisink Central School District of New York (“Min-isink”). The Minisink CSE classified T.H. as learning disabled and placed him in the local high school, augmenting this placement with special education classes. T.H. did not adjust well to the new setting and he attended school irregularly.

In January 1989, the CSE met again to modify T.H.’s IEP. Due to the severity of T.H.’s learning disability, the CSE recommended placing him in the Karafin School, a private institution. Although the Held-mans had reservations about the appropriateness of the new placement, they consented to the change because they believed Karafin to be the only state-approved school that could accommodate T.H.’s needs.

State approval of the proposed placement, however, was not forthcoming. A month later the CSE changed T.H.’s classification from learning disabled to emotionally disturbed with the understanding that this would expedite approval of the private placement.

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Bluebook (online)
962 F.2d 148, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heldman-ex-rel-th-v-sobol-ca2-1992.