Headwaters Forest Defense v. County of Humboldt

211 F.3d 1121, 2000 WL 531004
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 4, 2000
DocketNo. 98-17250
StatusPublished
Cited by16 cases

This text of 211 F.3d 1121 (Headwaters Forest Defense v. County of Humboldt) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Headwaters Forest Defense v. County of Humboldt, 211 F.3d 1121, 2000 WL 531004 (9th Cir. 2000).

Opinions

Opinion by Judge PERGERSON; Concurrence by Judge BRIGHT.

PREGERSON, Circuit Judge:

Nine environmental activists, along with an entity called Headwaters Forest Defense, brought this action under 42 U.S.C. § 1983, alleging that the use of pepper spray on the activists during three protests in Humboldt County constituted excessive and unreasonable force in violation of their Fourth Amendment rights. The named defendants included Humboldt County and its Sheriffs Department; Humboldt County Sheriff Dennis Lewis and Chief Deputy Sheriff Gary Philp, who authorized the use of pepper spray; the City of Eureka and its Police Department; [1126]*1126as well as each law enforcement officer who participated in the protesters’ arrests. The district court granted summary judgment on qualified immunity grounds in favor of all individual defendants, except for Sheriff Lewis and Chief Deputy Sheriff Philp.2 A jury trial in this case consumed nine days. At the close of plaintiffs’ casein-chief, the district court ruled that Lewis and Philp were also entitled to qualified immunity as a matter of law and dismissed the case against them. After deliberating for six hours on the remaining claims, the jury announced that it was irreconcilably deadlocked. The district court declared a mistrial and set a new trial date. But eight weeks later, the district court reversed itself and granted defendants’ motion for judgment as a matter of law.

Plaintiffs contend on appeal that the district court erred in ruling that Sheriff Lewis and Chief Deputy Sheriff Philp were entitled to qualified immunity as a matter of law because historical facts were in dispute and that the court erred in directing a verdict in favor of the remaining defendants. We agree.

I.

Factual Background

In the fall of 1997, environmental activists staged three nonviolent protests against what they perceived to be the unnecessary logging of ancient redwood trees in the Headwaters Forest along California’s northern coast. During each protest, two to seven protesters linked themselves together using self-releasing lock-down devices known as “black bears.” A “black bear” is a ten to twenty-five pound steel cylinder (about one-fourth of an inch thick) with a rod or post welded into the center. The protesters placed their arms into the steel cylinders and attached steel bracelets worn around their wrists to the center rods or posts in the “black bears” by using mountain climbers’ carabiners. Each “black bear” linked two protesters together. When in place, the devices completely immobilized their arms and prevented their separation. By simply using their hands to unclip the carabiners on the inside of the cylinder, the protesters could disengage themselves from the devices. If the protesters did not voluntarily agree to release themselves, the lock-down devices made it difficult, but not impossible, for law enforcement officers to take the protesters into custody upon arrest. To forcibly remove “black bears,” the officers had to use a Makita grinder. A Makita grinder is a hand-held electric grinder that can cut through steel.

The protesters’ use of these lock-down devices is at the heart of this case. Since 1990, nonviolent environmental activists had on many previous occasions used these and other mechanical devices to link themselves physically together during similar protests in Humboldt County. Over the years, the devices became increasingly [1127]*1127sturdy and more difficult for the police to remove forcibly. The initial devices were bicycle locks or lightweight metal cylinders, weighing less than five pounds. By 1995, they had evolved into the “black bears” that were used here.

In 1997, the Humboldt County Sheriffs Department organized a special response team comprised of Special Services Deputies to deal with the environmental protests. The officers selected for the team were those with special training and experience in the use of a Makita grinder to remove lock-down devices.safely. By the fall of 1997, one of the officers had used a Makita grinder to remove hundreds of lock-down devices from the arms of environmental protesters. He had done so safely, without causing injuries to either himself or the protesters.

Nevertheless, because a Makita grinder generates sparks when used, the defendants claim to have had a growing concern about the danger involved in using it. So, in the summer of 1997, the Humboldt County Sheriffs Department explored alternatives for effecting the arrest of environmental protesters in lock-down devices — including the use of oleoresin capsicum aerosol (“OC” or “pepper spray”). Defendants Lewis and Philp consulted a certified trainer in the use of pepper spray, the county’s risk manager, and its district attorney. And they read much of the available literature on the subject. By summer’s end, defendants concluded that the use of a lock-down device by any protester — even an otherwise nonviolent protester who posed no danger to the public, himself, or the arresting officers — constituted “active resistance” to arrest, warranting police use of pepper spray as a “pain compliance technique.”

But, according to then-California Attorney General Dan Lungren, the use of pepper spray under these circumstances was unprecedented; its use had been previously “limited to controlling hostile or violent subjects.” Even Sheriff Lewis conceded at trial that no law enforcement officer in Humboldt County, the State of California, or anywhere in the nation had ever used pepper spray on nonviolent protesters as it was used in this case. The defendants nonetheless contend, and the district court found as a matter of law, that the officers’ use of pepper spray during the three protests at issue here was reasonable and appropriate under the circumstances.

A. The Scotia Protest

The first protest took place on September 27, 1997, at the headquarters of the Pacific Lumber Company in Scotia, California (“the Scotia protest”). During the Scotia protest, plaintiffs Vernell “Spring” Lundberg (a minor at the time), Jennifer Schneider, Molly Burton, and Eric “Sam” Neuwirth, along with three others, ran into the Pacific Lumber Company lobby, sat down in a circle, and locked themselves together using the “black bears.” Meanwhile, other activists held a peaceful rally (including folk music and protest songs) and a mock trial of the owner of Pacific Lumber Company on the sidewalk in front of the Pacific Lumber Company building. Still other activists hung protest signs from the roof of the Pacific Lumber building.

Pacific Lumber employees called the Humboldt County Sheriffs Department, which dispatched its special response team. Upon arrival, the officers observed that the seven protesters had placed the “black bears” under their arms and legs, making it particularly difficult to use a grinder to remove them. The officer in charge decided that using pepper spray was the most appropriate and safest way to arrest the trespassing protesters. He and the other officers testified that they made this decision solely because of the difficulty in using a grinder in these circumstances. It was “immaterial” to them that the protesters were peacefully engaged in an act of civil disobedience, as opposed to being violent. And the protesters outside the building were not a factor in their decision to use the pepper spray [1128]*1128on those inside the building.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Kapusta v. Gale Corp.
457 F. Supp. 2d 1051 (E.D. California, 2006)
Wilson v. Pier 1 Imports (US), Inc.
439 F. Supp. 2d 1054 (E.D. California, 2006)
Caravel/Woodwind Charters, Inc. v. Tahoe Keys Marina, LLC
438 F. Supp. 2d 1174 (E.D. California, 2006)
Soda Mountain Wilderness Council v. Norton
424 F. Supp. 2d 1241 (E.D. California, 2006)
Velente-Hook v. Eastern Plumas Health Care
368 F. Supp. 2d 1084 (E.D. California, 2005)
Hubbard v. Twin Oaks Health & Rehabilitation Center
408 F. Supp. 2d 923 (E.D. California, 2004)
Natural Resources Defense Council v. Patterson
333 F. Supp. 2d 906 (E.D. California, 2004)
Mayweathers v. Terhune
328 F. Supp. 2d 1086 (E.D. California, 2004)
Santos v. Gates
287 F.3d 846 (Ninth Circuit, 2002)
Capizzi v. County of Placer
135 F. Supp. 2d 1105 (E.D. California, 2001)
Clavette v. Sweeney
132 F. Supp. 2d 864 (D. Oregon, 2001)
Environmental Council of Sacramento v. Slater
184 F. Supp. 2d 1016 (E.D. California, 2000)
Brewster v. County of Shasta
112 F. Supp. 2d 1185 (E.D. California, 2000)
Roe v. County of Lake
107 F. Supp. 2d 1146 (N.D. California, 2000)
Headwaters Forest Defense v. The County Of Humboldt
211 F.3d 1121 (Ninth Circuit, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
211 F.3d 1121, 2000 WL 531004, Counsel Stack Legal Research, https://law.counselstack.com/opinion/headwaters-forest-defense-v-county-of-humboldt-ca9-2000.