Hashimoto v. Dalton

118 F.3d 671, 97 Daily Journal DAR 8624, 97 Cal. Daily Op. Serv. 5295, 1997 U.S. App. LEXIS 16263, 71 Empl. Prac. Dec. (CCH) 44,934, 74 Fair Empl. Prac. Cas. (BNA) 533, 1997 WL 366013
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 3, 1997
DocketNos. 95-15827, 95-15960
StatusPublished
Cited by196 cases

This text of 118 F.3d 671 (Hashimoto v. Dalton) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hashimoto v. Dalton, 118 F.3d 671, 97 Daily Journal DAR 8624, 97 Cal. Daily Op. Serv. 5295, 1997 U.S. App. LEXIS 16263, 71 Empl. Prac. Dec. (CCH) 44,934, 74 Fair Empl. Prac. Cas. (BNA) 533, 1997 WL 366013 (9th Cir. 1997).

Opinion

SKOPIL, Circuit Judge:

In this Title VII action, an Asian-American woman alleges incidents of disparate treatment and retaliation by her former employer, the Department of the Navy. The district court ruled in favor of the Navy on all but one of plaintiffs claims. On the remaining claim, the court concluded that the Navy retaliated against the plaintiff for filing an administrative complaint with the Equal Employment Opportunity Commission (“EEOC”). The court awarded attorney’s fees.

The Navy appeals the award of fees. Plaintiff cross-appeals the court’s rejection of her other claims. We have carefully reviewed the record, and conclude that no reversible error occurred. Accordingly, we affirm.

I. Background

Plaintiff Barbara Hashimoto worked for the Navy as a Budget Analyst from April 1984 through June 1986. For most of this time, Captain Craig Hinman was her immediate supervisor and Major Steven Lowery was her second line supervisor—both white males. The relationship between Hashimoto and her supervisors was quite turbulent. Just prior to her termination due to a reduction in force (“RIF”), she initiated an administrative complaint. In that complaint (“Case 1”), Hashimoto alleged that Hinman and Lowery subjected her to four adverse employment actions because of her race and gender and because she met with an Equal Employment Opportunity (“EEO”) counsel- or: (1) a 5-day suspension effective January 27, 1986; (2) a 14-day suspension effective April 10, 1986; (3) denial of a within grade salary increase (“WGI”) on April 13, 1986; and (4) termination by RIF on June 2, 1986.

While her first complaint was pending, Hashimoto filed a second administrative complaint (“Case 2”) in which she alleged that, when she applied for a job with the Army in 1988, she received a negative job reference from Lowery in retaliation for filing her Case 1 administrative complaint. The two complaints were consolidated and eventually reached the EEOC, which rejected all of Hashimoto’s Case 1 claims. On the Case 2 retaliation claim, however, the EEOC found that the negative reference was motivated by retaliatory animus but that Hashimoto would not have been hired by the Army in any event. The EEOC ordered the Navy to undertake certain measures to remedy the retaliatory conduct and to pay Hashimoto’s attorney’s fees.

Hashimoto sought a trial de novo on all five of her administrative claims. Prior to trial, however, the district court dismissed the 5-day suspension and RIF claims on procedural grounds. Further, the district court granted the Navy’s motion for summary judgment on the retaliation portion of her Case 1 claims. The court also allowed Hashimoto to seek enforcement of the EEOC’s finding of retaliation on her Case 2 claim, while receiving a trial de novo on the remaining issues. Thus, the only issues for trial were Hashimoto’s discrimination claims relating to her 14-day suspension and denial of the WGI, and her claim that the Army [674]*674would have hired her in the absence of the negative job reference.

There were two jury trials on Hashimoto’s claims. The first trial ended in a $300,000 verdict for Hashimoto, but that verdict was vacated by the district court and a new trial was ordered. A second trial resulted in a $280,000 verdict for Hashimoto. That verdict, however, was vacated by the district court in light of Landgraf v. USI Film Products, 511 U.S. 244, 114 S.Ct. 1483, 128 L.Ed.2d 229 (1994), which held that the 1991 amendments to the Civil Rights Act of 1964, providing for jury trials and compensatory damages, were not retroactive in application. Hashimoto does not contest the district court’s decisions to vacate the jury verdicts.

To avoid a third trial, and “in the interests of judicial efficiency and economy,” the parties were instructed to submit proposed findings of fact and conclusions of law based on the evidence admitted in the second trial. The district court thereafter issued its findings of fact and conclusions of law. Hashimoto v. Dalton, 870 F.Supp. 1544 (D.Haw. 1994). The court concluded on the Case 1 discrimination claims that “the adverse personnel actions taken against Plaintiff were not the result of any discriminatory animus but rather because of her repeated refusal or failure to follow instructions, her refusal to perform assigned tasks, her obstinate manner of dealing with her superiors, and her inability to work under the supervision of military officers.” Id. at 1547. Further, the court concluded that Hashimoto’s Case 2 retaliation claim was meritless because the Army would not have hired her even if a negative job reference had not been disseminated. Id. Nevertheless, the court specifically enforced the EEOC’s award of attorney’s fees, and awarded additional attorney’s fees and costs on the Case 2 retaliation claim to the extent that the expenditures related to enforcement of the EEOC’s award of attorney’s fees.

The government appeals the district court’s order awarding Hashimoto attorney’s fees and costs. Hashimoto cross-appeals the district court’s orders (1) dismissing on procedural grounds her claims relating to her 5-day suspension and her termination pursuant to a RIF; (2) granting summary judgment in favor of the government in her Case 1 retaliation claim; and (3) granting judgment in favor of the government on her remaining Case 1 disparate impact claims.

II. Attorney’s Fees

A. The Title VII Violation

The district court concluded that “[a] negative job reference is an actionable negative personnel action under Title VII.” Hashimoto, 870 F.Supp. at 1557. The court also accepted the EEOC’s findings that Lowery’s dissemination of a negative job reference to the Army was motivated by unlawful retaliatory animus. On this basis, the district court concluded that Hashimoto was entitled to the attorney’s fees awarded by the EEOC.

The government contends that the district court’s enforcement of the EEOC’s attorney’s fee award is unsupportable because Hashimoto failed to establish a violation of Title VII. In the government’s view, a negative employment reference is not an independently actionable adverse “personnel action.” Instead, the only “personnel action” involved here was the Army’s decision not to hire Hashimoto. Because, as the district court found, the negative reference did not cause this adverse “personnel action” by the Army, the government posits that Hashimoto failed to establish a Title VII violation.

The government’s lack of causation argument must fail. “There is little question that the dissemination of adverse employment references can constitute a violation of Title VII if motivated by discriminatory intent.” London v. Coopers & Lybrand, 644 F.2d 811, 817 (9th Cir.1981). Thus, it is beside the point that Lowery’s negative job reference was not the reason Hashimoto did not get the job with the Army. Lowery’s dissemination of the negative job reference is an actionable employment decision. Both the EEOC and the district court found that Lowery gave Hashimoto the negative reference in retaliation for her EEOC activities, and the government does not challenge that finding on appeal. Thus, the requisite causal connection is established.

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118 F.3d 671, 97 Daily Journal DAR 8624, 97 Cal. Daily Op. Serv. 5295, 1997 U.S. App. LEXIS 16263, 71 Empl. Prac. Dec. (CCH) 44,934, 74 Fair Empl. Prac. Cas. (BNA) 533, 1997 WL 366013, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hashimoto-v-dalton-ca9-1997.