Hagee v. City of Evanston

95 F.R.D. 344, 35 Fed. R. Serv. 2d 583, 1982 U.S. Dist. LEXIS 14762
District Court, N.D. Illinois·Decided June 16, 1982·No. No. 81 C 4046·Published·Cited by 4 cases

Opinion

MEMORANDUM OPINION AND ORDER

GETZENDANNER, District Judge.

On January 18, 1982, I granted the City of Evanston’s motion to dismiss the initial complaint filed in this cause. Hagee v. City of Evanston, 530 F.Supp. 585 (N.D.Ill.1982). Soon thereafter plaintiffs sought leave to amend their complaint, and such leave was granted by minute order dated February 10, 1982. Evanston then filed the present motion to vacate the latter order. Evans-ton’s position is that plaintiffs should not be afforded two opportunities to prevail.

I.

Rule 15(a) of the Federal Rules of Civil Procedure provides in pertinent part:

A party may amend his pleading once as a matter of course at any time before a responsive pleading is served or, if the pleading is one to which no responsive pleading is permitted and the action has not been placed upon the trial calendar, he may so amend it at any time within 20 days after it is served.1

Under established doctrine, neither a motion to dismiss nor a motion for summary judgment is a “responsive pleading” within the meaning of Rule 15. LaBatt v. Twomey, 513 F.2d 641, 651 (7th Cir. 1975); Fuhrer v. Fuhrer, 292 F.2d 140, 142 (7th Cir. 1961); 6 Wright & Miller, Federal Practice and Procedure, ¶ 1483, at 411-12 (1971). Accordingly, it is well accepted that the privilege of amending as of right survives the filing of either motion. Id. If, for example, a defendant does not answer a complaint, and instead moves to dismiss for [345] failure to state a claim, the opposing plaintiff retains its right to amend without court approval. Under a literal extension of this logic, the absolute privilege conferred by Rule 15 should also survive the granting of such a motion, for even in this scenario, the necessary “responsive pleading” remains wanting. Yet despite this logic, many courts have refused to accept the latter argument, reasoning that such a literal interpretation of Rule 15 would unduly “frustrate the desire for certainty in the termination of litigation.” 3 Moore’s Federal Practice ¶ 15.07[2], at 15-50 (2d ed. 1948). The Seventh Circuit, however, clearly disagrees. On numerous occasions, the Court has openly and expressly embraced the literal reading discussed above. See, e.g., Fuhrer v. Fuhrer, supra, 292 F.2d at 142; Peterson Steels v. Seidmon, 188 F.2d 193, 194 (7th Cir. 1951); see also Mitchell v. Archibald & Kendall, Inc., 573 F.2d 429, 432-33 (7th Cir. 1978) (dictum); Austin v. Board of Ed. of Georgetown, 562 F.2d 446, 449 (7th Cir. 1977) (dictum). Therefore, the present motion to vacate must be denied. At the time plaintiffs filed their motion for leave to amend, they were still entitled to one amendment as a matter of course. An order granting Evanston the relief it now seeks would extinguish this right.2

Briefing was called for on this issue mainly to resolve whether language in a recent Seventh Circuit decision is inconsistent with this analysis. See Northlake Community Hospital v. United States, 654 F.2d 1234 (7th Cir. 1981). It is not. The plaintiff in Northlake brought suit under 28 U.S.C. § 1331(a), the statute conferring general federal question jurisdiction. Defendants moved to dismiss on the ground that 42 U.S.C. § 405(h) precluded plaintiff’s reliance upon § 1331(a). During the course of briefing and in oral argument, plaintiff argued that 42 U.S.C. § 405(g) afforded an alternative basis for jurisdiction. The district court dismissed the suit for want of jurisdiction and entered judgment. Plaintiff then submitted an amended complaint containing a jurisdictional statement which was revised “to conform to the position that [plaintiff] had taken during oral argument on defendants’ motion to dismiss.” Northlake, supra, 654 F.2d at 1238. The court refused to accept the amended complaint.

On appeal, the Seventh Circuit noted that under Führer, “a motion to dismiss is not a responsive pleading,” and that plaintiff “was entitled to amend its complaint ‘as a matter of course’ at any time prior to the dismissal of the action.” Id. at 1240. The Court next applied these principles to the facts at hand:

[Plaintiff’s] effort to assert alternative jurisdictional grounds, as demonstrated by its written memorandum in opposition to defendant’s motion to dismiss and oral argument on that motion, was sufficient in our view, to effectively amend the complaint and to foreclose dismissal of the suit on the basis of [plaintiff’s] defective allegation of federal question jurisdiction.

Id. In a footnote, the Court added:

Since the issue is not relevant to our disposition of this case, we express no [346] opinion on the propriety of [plaintiff’s] effort to amend the complaint after dismissal of the action.

Id. at 1240 n.7.

There are several reasons why the dictum in footnote seven does not undermine the principles set forth previously. First of all, under the facts as viewed by the Court of Appeals, the plaintiff in Northlake had already amended its complaint once as a matter of right prior to the district court’s dismissal. Since Rule 15 allows no more than one amendment as of right in any event, the Northlake plaintiff was clearly not entitled to a second post-dismissal opportunity as well. The Northlake Court was confronted by facts much different from those present in this case.

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Hagee v. City of Evanston, 95 F.R.D. 344, 35 Fed. R. Serv. 2d 583, 1982 U.S. Dist. LEXIS 14762 (N.D. Ill. 1982).

95 F.R.D. 344 (Hagee v. City of Evanston) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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