Gregory Baldwin v. City of Estherville, Iowa

929 N.W.2d 691
CourtSupreme Court of Iowa
DecidedJune 14, 2019
Docket18-1856
StatusPublished
Cited by9 cases

This text of 929 N.W.2d 691 (Gregory Baldwin v. City of Estherville, Iowa) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gregory Baldwin v. City of Estherville, Iowa, 929 N.W.2d 691 (iowa 2019).

Opinions

WIGGINS, Justice.

The United States District Court for the Northern District of Iowa certifies six questions pursuant to Iowa Code section 684A.1 (2019). In our discretion, we answer five of the questions because they meet the criteria of section 684A.1. We do not answer one of the questions because it does not meet the criteria of section 684A.1.

I. Facts Provided to Answer Certified Questions.

"When we answer a certified question, we rely upon the facts provided with the certified question." Baldwin v. City of Estherville (Baldwin II ), 915 N.W.2d 259, 261 (Iowa 2018) ; accord Life Inv'rs Ins. Co. of Am. v. Estate of Corrado , 838 N.W.2d 640, 644 (Iowa 2013) ("[W]e restrict our answer to the facts provided by the certifying court when answering a certified question."). The facts as set forth by the federal court are as follows:

The factual background to this case is set out in considerable detail in [the federal court's] prior ruling on cross-motions for summary judgment, see Baldwin v. Estherville, Iowa [ (Baldwin I ) ], 218 F. Supp. 3d 987, 989-93 (N.D. Iowa 2016), then by the Iowa Supreme Court in Baldwin [II ], 915 N.W.2d 259, 261-65 (Iowa 2018). For present purposes, suffice it to say that, on November 10, 2013, Officers Reineke and Hellickson, of the Estherville City Police, were shown a video by a resident in the Estherville area of a person the officers identified as plaintiff Gregory Baldwin riding a 4-wheeler ATV that proceeded along North 4th Street and turned into a ditch, using the north Joe Hoye Park entrance, after which it continued in the ditch until it reached West 14th Avenue North, where it returned to the roadway.
The officers then reviewed IOWA CODE CH. 321I [ (2014) ], which, inter alia , permitted operation of ATVs only on streets designated by cities, see IOWA CODE § 321I.10(3), because the officers believed that Chapter 321I had been incorporated by reference into the City's Code of Ordinances when Chapter 321 was incorporated. They also consulted The Handbook of Iowa All-Terrain Vehicle and Off-Highway Motorcycle *694Regulations (Handbook ), which the defendants contended is a handbook frequently relied upon by police officers when determining whether off-road vehicles are operating in compliance with applicable laws. Finally, they discussed the matter with the City's police chief and a police captain. They concluded that the activity shown in the video amounted to a violation of City Ordinance E-321I.10. However, that Ordinance was not valid or in effect at the time, because it did not exist.
Officer Reineke prepared a citation and attempted to serve it on Baldwin at his home, but he was not there. Officer Reineke then refiled the citation with the notation "Request Warrant." On November 12, 2013, a state magistrate entered an order directing that a warrant issue. On November 13, 2013, Officer Hellickson served the warrant on Baldwin and took him to jail. Baldwin's wife posted bond, and Baldwin later pleaded not guilty to the charge.
In the days that followed, the City Attorney discovered that the City had not included IOWA CODE CH. 321I when it incorporated IOWA CODE CH. 321 into the City's Code of Ordinances. The City Attorney was granted leave to amend the charge to allege a violation of a different ordinance, City Ordinance 219-2(2). City Ordinance 219-2 generally permits ATVs to be operated on City streets except where prohibited, but subsection (2) prohibits operation of ATVs "in city parks, playgrounds, or upon any publicly-owned property." On Baldwin's Motion For Adjudication Of Law Points And To Dismiss, the Iowa District Court found that the cited act was not a violation of the City's Code of Ordinances as written and dismissed the case. The state court did so only after making two key constructions of pertinent City Ordinances: (1) that the plain meaning of "street" in City Ordinances included the "ditch," and (2) that "publicly-owned property" in City Ordinance 219-2(2), to the extent that it conflicted with another ordinance defining "street," did not include the "ditch" of a City street. See Baldwin [I ], 218 F. Supp. 3d at 1000-1001.

Baldwin v. Estherville (Baldwin III ), 333 F. Supp. 3d 817, 823-24 (N.D. Iowa 2018) ; see Baldwin v. Estherville (Baldwin IV ), 336 F. Supp. 3d 948, 950 (N.D. Iowa 2018) (order certifying questions) (incorporating by reference the factual statements made in Baldwin I , 218 F. Supp. 3d at 989-93, Baldwin II , 915 N.W.2d at 261-65, and Baldwin III , 333 F. Supp. 3d at 822-24 ). We will refer to the City of Estherville as the "City" in this opinion.

II. Questions Certified by the Federal Court.

In Baldwin II , we answered a certified question from the federal court involving qualified immunity. 915 N.W.2d at 260-61, 281. There we said,

Constitutional torts are torts, not generally strict liability cases. Accordingly, with respect to a damage claim under article I, sections 1 and 8 [of the Iowa Constitution], a government official whose conduct is being challenged will not be subject to damages liability if she or he pleads and proves as an affirmative defense that she or he exercised all due care to conform to the requirements of the law.

Id. at 281.

It is not clear whether Baldwin II addressed whether qualified immunity is available to government employers. See id. ; id.

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Bluebook (online)
929 N.W.2d 691, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gregory-baldwin-v-city-of-estherville-iowa-iowa-2019.