Goodman v. Liebovitz

96 Misc. 2d 1059, 410 N.Y.S.2d 502, 1978 N.Y. Misc. LEXIS 2729
CourtNew York Supreme Court
DecidedNovember 6, 1978
StatusPublished
Cited by4 cases

This text of 96 Misc. 2d 1059 (Goodman v. Liebovitz) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goodman v. Liebovitz, 96 Misc. 2d 1059, 410 N.Y.S.2d 502, 1978 N.Y. Misc. LEXIS 2729 (N.Y. Super. Ct. 1978).

Opinion

OPINION OF THE COURT

Bentley Kassal, J.

This is a case of first impression, testing the validity of the requirement that all prospective grand jurors be fingerprinted. This special proceeding is instituted by the County Clerk of New York County, to punish the respondent for contempt, pursuant to section 751 of the Judiciary Law, for her refusal to submit to fingerprinting as a prospective grand juror, pursuant to article 16 of the Judiciary Law. Respondent, represented by the New York Civil Liberties Union, has moved to dismiss the petition pursuant to CPLR 404 (subd [a]), based upon "an objection in point of law”.

FACTS

Respondent was subpoenaed to appear at the juror’s division of this court on March 22, 1978 for examination as to her qualifications for prospective service as a grand juror in New York County. She agreed to comply with all the other requirements to qualify as a grand juror, including answering the jury qualification questionnaire, as required by section 513 of the Judiciary Law, objecting only to the required fingerprinting. Her position is that the fingerprinting requirement of [1061]*1061section 514 of the Judiciary Law and of 22 NYCRR 620.6 (eff Feb. 22, 1978) constitutes an improper invasion of privacy and denial of equal protection of the law.

STATUTORY BASIS FOR FINGERPRINTING PROSPECTIVE GRAND

JURORS

The authorization and requirement for fingerprinting prospective grand jurors previously applied only in the City of New York, pursuant to former section 609 of the Judiciary law (L 1967, ch 680, § 83), when such service was voluntary. That authorization was made State-wide when the Judiciary Law was amended, effective January 1, 1978, to provide, in relevant part: "The commissioner of jurors may require the fingerprinting of all persons drawn for grand jury service.” (Judiciary Law, § 514.)

22 NYCRR 620.6 (pursuant to the rule-making authority provided by section 522 of the Judiciary Law) states:

"620.6 Grand jury list.

"(a) No person shall be selected to serve as a grand juror unless he has previously been qualified as a petit juror and has been interviewed and ñngerprinted in the office of the county clerk. * * *

"(b) If the juror is found otherwise available for grand jury service, his ñngerprint record shall be forwarded to the Division of Criminal Justice Services of the State of New York, Identiñcation and Information Services, for checking against the record of that department.

"(c) On the basis of the interview and fingerprint check, the county clerk shall maintain records of the persons who have appeared at his office for interview and fingerprinting, which records shall contain the names of those found available to serve as grand jurors and the names of those found disqualified or unavailable because of other jury service or rejected, exempted or excused, with the reasons therefor, and shall submit such data to the county jury board.” (Emphasis added.)

Additional statutory support with regard to juror qualification, though not specifically dealing with fingerprinting, is found in section 510 of the Judiciary Law, which requires, as a condition for jury service, that a person must:

"4. Not have been convicted of a felony.

"5. Be intelligent, of good character”.

[1062]*1062RATIONALE FOR FINGERPRINTING REQUIREMENT

Although a search of the relevant legislative documents reveals no statement of the legislative intent behind the fingerprinting requirement, the petitioner’s affidavit offers the following reasons, inter alia, in support of its necessity and propriety:

"Confidentiality of grand jury proceedings is the most important reason for fingerprinting grand jurors.

"Premature disclosure of grand jury proceedings can result in defendants fleeing the jurisdiction before a warrant for their arrest can be issued; can cause serious harm to the reputations of accused persons who are not indicted; and, in some cases, the threat of or actual harm to witnesses whose testimony is critical for the prosecution of certain defendants. * * *

"To lessen the chance of premature disclosure of grand jury proceedings it is necessary to carefully screen persons selected as grand jurors so as to prevent ex-felons and persons of questionable character from sitting as grand jurors.

"Part of the screening process involves the filling out of a questionnaire by each prospective grand juror and an interview by a member of the staff of the Office of the County Clerk.

"One of the questions asked of prospective jurors is whether they have ever been convicted of a crime. One purpose served by this question is the disclosure of prior felony convictions. It also serves to disclose whether a person has been convicted of a crime involving lying, fraud or moral turpitude.

"The only reliable method of verification of the existence or non-existence of a prior criminal conviction is by fingerprint check. For this reason the fingerprints of prospective grand jurors are forwarded to the New York Police Department and to the New York State Identification and Intelligence System (N. Y. S. I. I. S.) for a check of prior convictions.

"Past experience has shown that a not insignificant number of persons who state under oath that they have never been convicted of a crime have, in fact, been convicted of crimes, both misdemeanors and felonies.

"During 1978 alone, of several thousand persons interviewed for grand jury service, 285 persons who stated under oath that they had never been convicted of a crime, had, in fact, been so convicted. Fifteen of these persons were found to [1063]*1063have prior felony convictions, at least one of whom was convicted under another name.

"Without the verification provided by the fingerprint check it would be difficult to screen out persons with criminal records. Despite the knowledge that a fingerprint check will be made, 285 persons have falsely sworn that they did not have a prior criminal record. This number would be appreciably higher if fingerprinting was not required.

"The confidentiality of grand jury proceedings would be seriously impaired if persons willing to falsely swear were permitted to serve.”

ISSUES

In order to determine whether the respondent’s refusal to be fingerprinted should be punishable as contempt the court must decide whether (1) the fingerprinting requirement itself is unconstitutional, as respondent contends, (a) as an unnecessary invasion of privacy under the Fourth and Fourteenth Amendments and (b) as a denial of equal protection of law under the Fourteenth Amendment; and (2) whether the maintenance and unrestricted use of the fingerprint records by the County Clerk and the criminal justice agencies, after the checks have been completed, constitutes a further invasion of privacy.

INVASION OF PRIVACY IN VIOLATION OF THE FOURTH AND FOURTEENTH AMENDMENTS

The essence of respondent’s argument is that under the present rules of mandatory Grand Jury service, the requirement that a potential grand juror be fingerprinted, under penalty of contempt, constitutes an illegal search and seizure in violation of the Fourth Amendment of the United States Constitution as applied to the States under the Fourteenth Amendment.

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Related

In re Diane D.
161 Misc. 2d 861 (New York Supreme Court, 1994)
Miller v. Murphy
143 Cal. App. 3d 337 (California Court of Appeal, 1983)
Goodman v. Liebovitz
73 A.D.2d 855 (Appellate Division of the Supreme Court of New York, 1980)
Goodman v. Liebovitz
103 Misc. 2d 332 (New York Supreme Court, 1978)

Cite This Page — Counsel Stack

Bluebook (online)
96 Misc. 2d 1059, 410 N.Y.S.2d 502, 1978 N.Y. Misc. LEXIS 2729, Counsel Stack Legal Research, https://law.counselstack.com/opinion/goodman-v-liebovitz-nysupct-1978.