Gomez v. SUPERIOR COURT IN & FOR PINAL CTY.

717 P.2d 902, 149 Ariz. 223, 1986 Ariz. LEXIS 214
CourtArizona Supreme Court
DecidedApril 28, 1986
Docket18468-SA
StatusPublished
Cited by27 cases

This text of 717 P.2d 902 (Gomez v. SUPERIOR COURT IN & FOR PINAL CTY.) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gomez v. SUPERIOR COURT IN & FOR PINAL CTY., 717 P.2d 902, 149 Ariz. 223, 1986 Ariz. LEXIS 214 (Ark. 1986).

Opinion

CAMERON, Justice.

This is a special action which challenges an order of the trial court disqualifying A. Thomas Cole from further participation as defense counsel to petitioners, Floyd and Thomas Gomez. We have jurisdiction pursuant to art. 6 § 5(4) of the Arizona Constitution.

In this action, we must answer one question of statewide importance:

Whether an attorney, who is also a city councilperson, may represent criminal defendants before the Arizona Superior Court in cases where the said city’s police officers will be adverse witnesses.

The facts follow. On 23 April 1984, petitioners Gomez were arrested by Casa Grande city police officers for trafficking in stolen property. The next day, petitioners retained attorney A. Thomas Cole (Cole) to defend them. In May 1984, the Pinal County Grand Jury formally indicted petitioners on felony charges of conspiracy to traffic in stolen property, trafficking in stolen property, attempted possession of stolen property, and theft.

On 1 April 1985, Cole was sworn in as City Councilperson for the City of Casa Grande, Arizona, an elected part-time position. As of that date, Cole and the members of his firm ceased accepting cases in the Casa Grande City Court and transferred all such pending cases to other counsel. Further, they have also withdrawn from, or declined employment in, all actions against the City of Casa Grande. Finally, Cole has voluntarily recused himself from participating in and voting on all matters concerning Casa Grande police affairs, except for voting on the City’s final overall budget.

The county attorney asked Cole to withdraw from the defense of petitioners in the Superior Court of Pinal County. When Cole took no action, the state filed a motion to determine disqualification of counsel, on 29 April 1985.

The trial court granted the motion for disqualification of counsel in a minute entry stating in part:

THE COURT FINDS that there is an inescapable appearance of impropriety which would result from such dual roles as contemplated herein.
* * # * * *
Allowance of such representation would be cause for criticism and condemnation of the Justice System and the Bar by the public in general.

After the trial court denied petitioners’ motion for reconsideration, petitioners brought this special action. We accepted jurisdiction because of the statewide importance of this issue as it relates to the integrity of our legal system and to provide guidance to attorneys who are either currently serving on city or town councils or who may wish to serve in that or some other public capacity in the future.

Initially, we note that almost the precise issue in contention here was addressed by the State Bar in Ethics Opinion No. 75-8 (1975). In that opinion the question presented was:

Is it ethically proper for an attorney-city councilman to defend a criminal defendant in any court where witnesses .against that defendant are officers of that city’s police department?

Ethics Opinion No. 75-8 at 1. A majority of the State Bar Ethics Committee held that such representation was improper. Id. This opinion was based on the appearance of impropriety standard, DR 9-101(B) of the Arizona Code of Professional Responsibility, and the control and influence of the attorney-councilman over the city’s police officers. Id. at 2. One committee member dissented saying that the possibility of a conflict of interest was too remote to amount to a sufficient appearance of *225 impropriety, as that standard had been interpreted by this, court in In re Ethics Opinion No. 74-28, 111 Ariz. 519, 533 P.2d 1154 (1975). Id.

Petitioners argue Ethics Opinions 74-28 and 75-8 do not control because the new Arizona Rules of Professional Conduct, (Rule 42, R.Sup.Ct., 17A A.R.S.), that were adopted by this court and became effective in February 1985, omit the appearance of impropriety standard previously contained in Canon 9 and DR 9-101 of the Code of Professional Responsibility. In the alternative, petitioners contend that even if the appearance of impropriety standard is retained in the Arizona Rules of Professional Conduct, the instant case does not present a sufficient appearance of impropriety under In re Ethics Opinion No. 74-28, supra, to support Cole’s disqualification. Petitioners also claim that Cole does not have the requisite influence and control over Casa Grande police officers that is necessary to find an actual conflict of interest.

THE APPEARANCE OF IMPROPRIETY

Canon 9 of the Code of Professional Responsibility contained a prohibition against “appearance of impropriety.” It was not always strictly or evenly applied especially when there was an absence of actual unethical conduct.

We think that it should then be emphasized that while we are concerned with avoidance of conduct that would give the appearance of professional impropriety, it is actual unethical conduct which is our primary concern.
Ethical conduct which only incidentally creates the appearance of professional impropriety in the minds of the public should not, absent other factors, be proscribed. To be overly strict in interpreting Canon 9 would prevent an attorney from discharging his responsibility as a citizen to participate in public affairs and hold public office.

In re Ethics Opinion 74-28, 111 Ariz. at 522, 533 P.2d at 1157, (Cameron, C.J., concurring).

More recently, we reiterated our position on what constitutes sufficiently impermissible conduct for disqualification based on an appearance of impropriety. We held:

[t]he question we have before us is whether an appearance of impropriety alone will give a party standing to interfere with an adverse party’s choice of counsel. We agree with the line of cases that ■ have applied a stricter scrutiny when reviewing possible Canon 9 violations as a basis for disqualification. See Board of Education of New York City v. Nyquist, 590 F.2d 1241, 1247 (2d Cir.1979) (“when there is no claim that the trial will be tainted, appearance of impropriety is simply too slender a reed on which to rest a disqualification order except in the rarest of cases”); Woods v. Covington County Bank, 537 F.2d 804, 819 (5th Cir.1976) (“Inasmuch as attempts to disqualify opposing counsel are becoming increasingly frequent, we cannot permit Canon 9 to be manipulated for strategic advantage on the account of an impropriety which exists only in the minds of imaginative lawyers”); International Electronics Corp. v. Flanzer, 527 F.2d 1288

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Bluebook (online)
717 P.2d 902, 149 Ariz. 223, 1986 Ariz. LEXIS 214, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gomez-v-superior-court-in-for-pinal-cty-ariz-1986.