Gillis v. State

633 A.2d 888, 333 Md. 69, 1993 Md. LEXIS 174
Court of Appeals of Maryland·Decided December 9, 1993·No. 30, September Term, 1993·Published·Cited by 11 cases

Opinions

CHASANOW, Judge.

Petitioner, Ronald Gillis, was tried in the Superior Court of Kent County, Delaware for the murder of Byron Parker. He was acquitted of the Delaware offense in April of 1990. Subsequently, Gillis was charged in Maryland with the first degree murder of Byron Parker pursuant to Maryland Code (1957, 1992 Repl.Vol.), Article 27, § 407.1 The second murder charge followed the November 1990 discovery of Parker’s body in Kent County, Maryland. Gillis filed a motion [72] to dismiss the Maryland charge, arguing that the second murder prosecution violated the Full Faith and Credit Clause of the United States Constitution by failing to recognize the Delaware acquittal. After a hearing (Price, J.), the motion to dismiss was denied, and Gillis appealed the adverse ruling to the Court of Special Appeals. Prior to the intermediate appellate court’s consideration of the case, we granted Gillis’s petition for certiorari to decide whether the Maryland prosecution may continue without violating the Full Faith and Credit Clause. For the reasons discussed below, we believe that it may proceed and that there is no constitutional impediment.2

[73] I.

Although Gillis challenges the Maryland prosecution solely on full faith and credit grounds, we believe it helpful to begin our analysis with a brief overview of double jeopardy3 principles regarding successive prosecutions by different sovereigns for the same conduct. Under the “dual sovereignty” doctrine, separate sovereigns deriving their power from different sources are each entitled to punish an individual for the same conduct if that conduct violates each sovereignty’s laws. This well-established principle was reaffirmed in a pair of cases decided by the United States Supreme Court in 1959. See Abbate v. United States, 359 U.S. 187, 79 S.Ct. 666, 3 L.Ed.2d 729 (1959) (concluding Double Jeopardy Clause did not bar federal prosecutions based upon the same acts for which the defendants were previously convicted in an Illinois state court); Bartkus v. Illinois, 359 U.S. 121, 79 S.Ct. 676, 3 L.Ed.2d 684 (1959) (determining that due process was not violated when a defendant was acquitted of federal charges and then convicted in a state prosecution based upon substantially identical facts). See also United States v. Wheeler, 435 U.S. 313, 330, 98 S.Ct. 1079, 1089, 55 L.Ed.2d 303, 317 (1978) (refusing to accept “so restrictive a view of [the dual sovereignty] concept” as to limit it to successive state and federal prosecutions, and concluding that double jeopardy did not bar a federal prosecution subsequent to the defendant’s conviction by an Indian tribal court). In justifying the dual sovereignty doctrine, the Supreme Court stated: “[I]f the States are free to prosecute criminal acts violating their laws, and the resultant state prosecutions bar federal prosecutions based on the same acts, federal law enforcement [shall] necessarily be hindered.” Abbate, 359 U.S. at 195, 79 S.Ct. at 671, 3 L.Ed.2d at 734. Likewise, if a federal acquittal prohibited a subsequent state prosecution, that would conflict with the states’ [74] obligation “to maintain peace and order within their confines.” Bartkus, 359 U.S. at 137, 79 S.Ct. at 685, 3 L.Ed.2d at 694.

Most recently, in Heath v. Alabama, 474 U.S. 82, 106 S.Ct. 433, 88 L.Ed.2d 387 (1985), the United States Supreme Court reached the “inescapable” conclusion that the dual sovereignty doctrine permitted separate prosecutions for the same murder by both the states of Georgia and Alabama. The Court noted:

“The dual sovereignty doctrine is founded on the common-law conception of crime as an offense against the sovereignty of the government. When a defendant in a single act violates the ‘peace and dignity5 of two sovereigns by breaking the laws of each, he has committed two distinct ‘offences.5 United States v. Lanza, 260 U.S. 377, 382, 43 S.Ct. 141, 67 L.Ed. 314 (1922). As the Court explained in Moore v. Illinois, 14 How. 13, 19, 14 L.Ed. 306 (1852), ‘[a]n offence, in its legal signification, means the transgression of a law.5 Consequently, when the same act transgresses the laws of two sovereigns, ‘it cannot be truly averred that the offender has been twice punished for the same offence; but only that by one act he has committed two offences, for each of which he is justly punishable.5 Id., at 20.”

Heath, 474 U.S. at 88, 106 S.Ct. at 437, 88 L.Ed.2d at 394. Recognizing that “[t]he States are no less sovereign with respect to each other than they are with respect to the Federal Government,” Heath, 474 U.S. at 89, 106 S.Ct. at 438, 88 L.Ed.2d at 395, and acknowledging the importance of allowing each state to create and enforce its criminal code, the Court observed that “[t]o deny a State its power to enforce its criminal laws because another State has won the race to the courthouse Vould be a shocking and untoward deprivation of the historic right and obligation of the States to maintain peace and order within their confines.' " Heath, 474 U.S. at 93, 106 S.Ct. at 440, 88 L.Ed.2d at 397 (quoting Bartkus, 359 U.S. at 137, 79 S.Ct. at 685, 3 L.Ed.2d at 694).

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Gillis v. State, 633 A.2d 888, 333 Md. 69, 1993 Md. LEXIS 174 (Md. 1993).

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Gillis v. State
633 A.2d 888 (Court of Appeals of Maryland, 1993)