George K. Gordon v. The State of Idaho

778 F.2d 1397, 19 Fed. R. Serv. 1076, 3 Fed. R. Serv. 3d 1077, 1985 U.S. App. LEXIS 25581
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 19, 1985
Docket84-3719
StatusPublished
Cited by21 cases

This text of 778 F.2d 1397 (George K. Gordon v. The State of Idaho) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
George K. Gordon v. The State of Idaho, 778 F.2d 1397, 19 Fed. R. Serv. 1076, 3 Fed. R. Serv. 3d 1077, 1985 U.S. App. LEXIS 25581 (9th Cir. 1985).

Opinions

PREGERSON, Circuit Judge:

The district court, under Fed.R.Civ.P. 37(b)(2)(C), dismissed with prejudice George K. Gordon’s federal civil rights action for failure to comply with a discovery order that required him to take an oath or affirmation. Gordon appeals pro se. He contends that the district court, by dismissing the action, violated his First Amendment [1399]*1399rights because taking an oath or affirmation is repugnant to his religious beliefs. We conclude that the district court abused its discretion in dismissing the action, and we reverse.

FACTS AND PROCEDURAL HISTORY

George K. Gordon filed a pro se complaint alleging constitutional violations under 42 U.S.C. § 1983 against the State of Idaho, Ada County, several state and county officials, and other individuals. In his federal civil rights complaint, Gordon asserts that the defendants violated his First Amendment rights during the course of state civil proceedings by imprisoning him for twelve days for civil contempt for refusal to take an oath or affirmation.

The defendants in the instant federal civil rights action served Gordon with a Notice of Taking Deposition Duces Tecum and an Amended Notice of Taking Deposition Duces Tecum requiring him to appear at a deposition and testify under oath. Gordon appeared at the deposition but, because of his religious beliefs, refused to swear under oath or make an alternative affirmation. The defendants thereafter moved the district court to compel discovery. The district court granted that motion and specifically ordered Gordon either to swear or affirm before testifying at the rescheduled deposition. At the second deposition, Gordon again refused both to swear under oath or to affirm before testifying. The defendants thereafter filed a motion to dismiss pursuant to Fed.R.Civ.P. 37(b)(2)(C)1 for failure to comply with the court’s order. Following a hearing on the motion, the district court dismissed Gordon’s federal civil rights action with prejudice. Gordon timely filed this appeal. Our jurisdiction is based on 28 U.S.C. § 1291.

DISCUSSION

I

Standard of Review

We review the district court’s imposition of sanctions under Fed.R.Civ.P. 37(b)(2)(C) for abuse of discretion. National Hockey League v. Metropolitan Hockey Club, Inc., 427 U.S. 639, 642-43, 96 S.Ct. 2778, 2780-81, 49 L.Ed.2d 747 (1976) (per curiam); Rainbow Pioneer No. 44-18-04A v. Hawaii-Nevada Investment Corp., 711 F.2d 902, 905 (9th Cir.1983).

II

Dismissal Sanction

Fed.R.Civ.P. 37(b)(2)(C) authorizes district courts to use the sanction of dismissal if a party fails to obey an order to provide or permit discovery under Rule 37(a). It is inappropriate for a district court to use the dismissal sanction, however, unless non-compliance with its discovery order results from the willfulness, bad faith, or fault of the noncomplying party. Professional Seminar Consultants, Inc. v. Sino American Technology Exchange Council, Inc., 727 F.2d 1470, 1474 (9th Cir.1984). Where failure to comply with a discovery order results from the disobedient party’s inability to comply or from circumstances beyond its control, the dismissal sanction should not be imposed. National Hockey League, 427 U.S. at 640, 96 S.Ct. at 2779; United States v. Sumitomo Marine & Fire Insurance Co., 617 F.2d 1365, 1369 (9th Cir.1980).

In this case, the district court ordered Gordon to take an oath or to make an alternative affirmation before giving his deposition. The court’s order specified the precise language that such an oath or alter[1400]*1400native affirmation was to take, despite Gordon’s religious objection to taking an oath or using the word “affirmation.” The court abused its discretion in insisting that Gordon use either the word “swear” or “affirm” in light of Gordon’s sincere religious objections.2

The First Amendment’s guarantee of the free exercise of religion requires that our procedural rules be interpreted flexibly to protect sincerely-held religious beliefs and practices. In Callahan v. Woods, 736 F.2d 1269, 1273 (9th Cir.1984), we set forth factors that courts must consider in determining whether a neutrally based statute violates the First Amendment guarantee of the free exercise of religion. We stated that the “government must shoulder a heavy burden to defend a regulation affecting religious actions.” Id. at 1272. And we emphasized that it is “the ‘least restrictive means’ inquiry which is the critical aspect of the free exercise analysis.” Id. The specific verbal formula offered by the district court was not the least restrictive means of assuring that Gordon testify truthfully at his deposition.

Courts that have considered issues involving oaths and affirmations have interpreted procedural rules flexibly to accomodate religious objections. In Moore v. United States, 348 U.S. 966, 75 S.Ct. 530, 99 L.Ed. 753 (1955) (per curiam), for example, the Supreme Court ruled that the trial court erred by refusing to allow a witness to testify because of his refusal to use the word “solemnly” in his affirmation. The Court held that there “is no requirement that the word ‘solemnly’ be used in the affirmation.” Id. at 966, 75 S.Ct. 530, 99 L.Ed. 753. The Fourth Circuit has also noted that “all that the common law requires [of a criminal defendant testifying at trial on his own behalf] is a form of statement which impresses upon the mind and conscience of a witness the necessity for telling the truth.” United States v. Looper, 419 F.2d 1405, 1407 (4th Cir.1969). See also Baynes v. Ossakow, 336 F.Supp. 386, 388 (E.D.N.Y.1972) (plaintiff’s handwritten “affirmation” made expressly under penalty of perjury deemed a sufficient affidavit for purposes of defeating summary judgment motion).

Fed.R.Civ.P. 30(c) requires that deponents be placed under oath, and Fed.R. Civ.P. 43

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George K. Gordon v. The State of Idaho
778 F.2d 1397 (Ninth Circuit, 1985)

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Bluebook (online)
778 F.2d 1397, 19 Fed. R. Serv. 1076, 3 Fed. R. Serv. 3d 1077, 1985 U.S. App. LEXIS 25581, Counsel Stack Legal Research, https://law.counselstack.com/opinion/george-k-gordon-v-the-state-of-idaho-ca9-1985.