General Accounting Office v. General Accounting Office Personnel Appeals Board, Morris L. Shaller, Intervenor

698 F.2d 516, 225 U.S. App. D.C. 350, 1983 U.S. App. LEXIS 31277
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 18, 1983
Docket81-2401
StatusPublished
Cited by46 cases

This text of 698 F.2d 516 (General Accounting Office v. General Accounting Office Personnel Appeals Board, Morris L. Shaller, Intervenor) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
General Accounting Office v. General Accounting Office Personnel Appeals Board, Morris L. Shaller, Intervenor, 698 F.2d 516, 225 U.S. App. D.C. 350, 1983 U.S. App. LEXIS 31277 (D.C. Cir. 1983).

Opinion

*518 HARRY T. EDWARDS, Circuit Judge:

The General Accounting Office (“GAO”) is a legislative support agency responsible for auditing, investigating, reporting on and proposing improvements to the programs and financial activities of executive agencies in the federal government. In 1980, Congress passed the General Accounting Office Personnel Act of 1980 (“GOA-PA”), 1 establishing a personnel system for the GAO. This system exists independent of executive branch personnel operations and authorities so as to avoid any conflict of roles between officials in the GAO and officials in the federal agencies subject to GAO oversight. Central to this independent personnel system is the GAO Personnel Appeals Board (“PAB” or “Board”), 2 which, along with a PAB General Counsel (“General Counsel”), 3 carries out functions comparable to those of the Merit Systems Protection Board (“MSPB”), the Office of Special Counsel (“Special Counsel”), the Equal Employment Opportunity Commission (“EEOC”), and the Federal Labor Relations Authority (“FLRA”).

The GAO, here as an employer agency, seeks review of a PAB order awarding retroactive reinstatement and backpay to Morris L. Shaller, a grade GS-7 Management Analyst. 4 The GAO contends, first, that the Board had no jurisdiction over the case because Shaller was a probationary employee at the time of his termination. Second, the GAO asserts that, even if the PAB had jurisdiction, the General Counsel, who represented Shaller pursuant to regulations implementing the GAOPA, should have been disqualified from the proceedings. The Board prefaces its response to these arguments with threshold contentions that the appeal must be dismissed as nonreviewable and, alternatively, that the GAO should be estopped from raising the disqualification issue. Otherwise, the Board rejects the GAO’s arguments as meritless, contending that its decision is supported by substantial evidence and is not inconsistent with law and, therefore, should be affirmed. 5

For the reasons set forth below, we reject the PAB’s nonreviewability and estoppel contentions, affirm the PAB’s ruling on the disqualification issue, and defer decision on the merits (including the question of the PAB’s jurisdiction) pending further consideration by the PAB on remand of the record.

I. Factual Background

A. The Proceedings Before the PAB

Morris Shaller began federal employment on March 10, 1980, the date of his career-conditional appointment as a GS-5 grade Procurement Agent with the Defense Logistics Agency (“DLA”). 6 Starting from the date of this initial career-conditional appointment, Shaller began a year-long probationary period. 7 Prior to completion of *519 that trial period, the GAO gave Shaller a career-conditional appointment, effective May 4, 1980, without break in service, as a GS-7 grade Management Analyst. 8 The precise nature of the personnel action effecting Shaller’s GAO appointment is seriously disputed. The Standard Form 52 (“SF 52”), requesting the personnel action, indicates both that Shaller was selected from a certificate of eligibles and that he was transferred. 9 Whatever the nature of the personnel action effecting Shaller’s appointment, however, the SF 52 clearly indicates that he was “subject to completion of [a] 1 year probationary (or trial) period commencing 05-04-80.” 10

On March 10, 1981, the GAO notified Shaller that he would be terminated effective March 21,1981. 11 It is undisputed that this notice failed to grant Shaller procedural protections accorded non-probationary terminatees. 12 Shaller wrote to the PAB on March 12, contending that, because he had already completed a year of service with the federal government, his termination failed to comply with proper procedures. 13 The General Counsel notified Shaller on March 19 that the complaint letter would be treated as a petition for review, despite having been filed prematurely. 14 On March 25, the GAO responded to the petition and indicated that Shaller’s appointment was by selection from a certificate of eligibles. The GAO thus concluded that, because such selectees are required to complete a new trial period commencing from the date of appointment, Shaller was not entitled to the procedural rights of a non-probationary employee. 15

Upon receipt of the GAO’s response, the General Counsel commenced an investigation of the case. After completion of his investigation, the General Counsel issued a report finding that Shaller was a non-probationary employee on the date of his discharge; the General Counsel accordingly opined that Shaller should be reinstated with backpay. 16 Thereafter, the General Counsel drafted and filed a petition with the PAB formally alleging improper termination and seeking reinstatement and back-pay for Shaller. On May 29,1981, the PAB, in turn, notified Shaller and the GAO of the completion of the investigation and the filing of the petition. 17 Appended to this notice was a copy of the petition, which indicated that the General Counsel would represent Shaller in all subsequent proceedings. 18

On receipt of the PAB’s notice, the GAO filed a response requesting a hearing, but making no objection to the General Counsel’s representation of Shaller or otherwise indicating that the General Counsel’s role in the proceedings would be at issue. 19 The *520 PAB set a hearing for July 28, 1981. 20 On July 24, 1981, four days before the scheduled hearing, the GAO filed motions to disqualify the PAB’s General Counsel and to stay the proceedings pending resolution of “the legal issue of the right of the General Counsel ... to act in a prosecuting role, or as a representative of a General Accounting Office employee, in hearings by the Board . ...” 21 The PAB rejected these motions summarily. 22 At the July 29 hearing, the PAB accorded the GAO an opportunity to renew its motion for a stay; 23 but after hearing argument on the motion, the PAB again denied the GAO’s request. 24

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698 F.2d 516, 225 U.S. App. D.C. 350, 1983 U.S. App. LEXIS 31277, Counsel Stack Legal Research, https://law.counselstack.com/opinion/general-accounting-office-v-general-accounting-office-personnel-appeals-cadc-1983.