Gaudreault v. Astru

2012 DNH 108
CourtDistrict Court, D. New Hampshire
DecidedJune 18, 2012
DocketCV-11-73-JL
StatusPublished
Cited by5 cases

This text of 2012 DNH 108 (Gaudreault v. Astru) is published on Counsel Stack Legal Research, covering District Court, D. New Hampshire primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gaudreault v. Astru, 2012 DNH 108 (D.N.H. 2012).

Opinion

Gaudreault v. Astru CV-11-73-JL 6/18/12

UNITED STATES DISTRICT COURT DISTRICT OF NEW HAMPSHIRE

Carl E . Gaudreault

v. Civil N o . 11-cv-73-JL Opinion N o . 2012 DNH 108 Michael J. Astrue, Commissioner, Social Security Administration

MEMORANDUM ORDER

This is an appeal from the denial of plaintiff Carl E .

Gaudreault’s application for Social Security benefits. See 42

U.S.C. § 405(g). The administrative law judge (“ALJ”) found that

Gaudreault, though suffering from depression, was not disabled

because his depression did not significantly limit his physical

or mental ability to do basic work activities. See 20 C.F.R. §§

404.1520(c), 416.920(c).

Gaudreault has moved for an order reversing that decision,

see L.R. 9.1(b)(1), arguing that the ALJ failed to fully develop

the administrative record, and, due in part to this failure,

incorrectly concluded that Gaudreault’s mental health impairments

were not severe.1 The Commissioner of the Social Security

1 Gaudreault argued to the ALJ that he was disabled by virtue of a combination of mental health impairments and back pain, an allegation repeated in his complaint. See Compl. ¶ 8 . His motion, however, focuses exclusively on his depression and other mental health impairments. To the extent Gaudreault claims that the ALJ erred in determining that his back pain, either alone or in combination with those impairments, was not severe, that argument is not fully developed and therefore waived. C f . McGrath v . Astrue, 2012 DNH 0 6 0 , 3 n.5. Administration (“SSA”) has cross-moved for an order affirming

that decision, see L.R. 9.1(d), arguing that the ALJ fulfilled

his duty to develop the record and that his findings are

supported by substantial evidence. This court has subject-matter

jurisdiction under 42 U.S.C. § 405(g) (Social Security). After

reviewing the administrative record, the parties’ joint statement

of material facts, and their respective memoranda, the court

concludes that, even though the ALJ’s finding that Gaudreault’s

depression was not severe was supported by substantial evidence

in the record before him, the ALJ did not adequately develop that

record as he was required to d o . See, e.g., Heggarty v .

Sullivan, 947 F.2d 9 9 0 , 997 (1st Cir. 1991). Because remand to

the ALJ is necessary for this purpose, the court grants

Gaudreault’s motion and denies the Commissioner’s motion.

I. Applicable legal standard

This court’s review under § 405(g) is “limited to

determining whether the ALJ deployed the proper legal standards

and found facts upon the proper quantum of evidence.” Nguyen v .

Chater, 172 F.3d 3 1 , 35 (1st Cir. 1999). The ALJ is responsible

for determining issues of credibility, resolving conflicting

evidence, and drawing inferences from the evidence in the record.

See Rodriguez v . Sec’y of Health & Human Servs., 647 F.2d 2 1 8 ,

222 (1st Cir. 1981). If the ALJ’s factual findings are supported

2 by substantial evidence in the record, i.e., “such relevant

evidence as a reasonable mind might accept as adequate to support

a conclusion,” Richardson v . Perales, 402 U.S. 389, 401 (1971)

(quotations omitted), they are conclusive, even if the court does

not agree with the ALJ’s decision and other evidence supports a

contrary conclusion. See 42 U.S.C. § 405(g); Tsarelka v . Sec’y

of Health & Human Servs., 842 F.2d 529, 535 (1st Cir. 1988). The

ALJ’s findings are not conclusive, however, if they were “derived

by ignoring evidence, misapplying the law, or judging matters

entrusted to experts.” Nguyen, 172 F.3d at 3 5 . If the ALJ made

a legal or factual error, the decision may be reversed and

remanded to consider new, material evidence, or to apply the

correct legal standard. Manso-Pizarro v . Sec’y of Health & Human

Servs., 76 F.3d 1 5 , 16 (1st Cir. 1996); see 42 U.S.C. § 405(g).

II. Background

Pursuant to this court’s local rules, the parties filed a

Joint Statement of Material Facts (document n o . 1 4 ) , which is

part of the record reviewed by the court. See LR 9.1(d). This

court will briefly recount the key facts and otherwise

incorporates the parties’ joint statement by reference.

Gaudreault filed applications for disability insurance

benefits and supplemental security income in October 2007,

claiming he became disabled in June 1998 due to anxiety, panic

3 attacks, depression, post-traumatic stress disorder, sleep

problems, and back problems. Admin. R. at 155, 160. Gaudreault,

who was 36 years old at the date of filing, reported that he had

“a horrible sleeping pattern,” “panic attacks,” “high anxiety

around people,” “lack of self ambition,” and “low self esteem.”

Id. at 1 6 0 , 173. He further stated that he was experiencing

“high depression, stress, and anger.” Id. at 171. Neither these

symptoms nor his pain were remedied by medication, according to

Gaudreault. Id. at 172. Gaudreault also reported that he had

worked at four jobs since becoming disabled, and that he had left

each of those jobs within two months due to his medical

conditions. Id. at 143-44, 1 5 1 , 153.

The SSA initially denied Gaudreault’s applications on March

1 8 , 2008. Id. at 67-68. Gaudreault appealed that decision to

the ALJ. See generally 20 C.F.R. § 405.301 et seq. A hearing

before the ALJ was initially scheduled for April 1 2 , 2010, but

was later rescheduled to July 2 1 , 2010 after Gaudreault requested

a postponement in order to obtain counsel. See Admin. R. at 3 7 ,

42. The July 2 1 , 2010 hearing was also rescheduled at

Gaudreault’s request so he could obtain counsel, this time to

September 1 3 , 2010. See id. at 37-38. In agreeing to the second

postponement, the ALJ advised Gaudreault that no further

postponements would be granted. Id. at 3 8 .

4 Gaudreault was finally able to retain an attorney on

September 3 , 2010. On September 9, 2010, Gaudreault’s attorney

requested that the hearing be postponed another two months so

that the record could be adequately developed, o r , in the

alternative, that the record be kept open for 60 days after the

hearing to allow additional time for development. Id. at 119-20.

At the time, the record contained no medical records before

January 8 , 2003 (despite Gaudreault’s claimed onset date of June

1998) or after January 2 0 , 2009. The ALJ denied the request for

postponement, and the hearing proceeded as scheduled. At the

hearing, Gaudreault’s attorney repeated his request that the ALJ

keep the record open for an additional 60 days. Id. at 43-44,

50. The ALJ ultimately denied that request as well, stating that

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2012 DNH 108, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gaudreault-v-astru-nhd-2012.