Gary Bryant v. Ford Motor Co.

886 F.2d 1526, 15 Fed. R. Serv. 3d 567, 1989 U.S. App. LEXIS 14664, 1989 WL 108766
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 25, 1989
Docket84-6389, 85-5698
StatusPublished
Cited by86 cases

This text of 886 F.2d 1526 (Gary Bryant v. Ford Motor Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gary Bryant v. Ford Motor Co., 886 F.2d 1526, 15 Fed. R. Serv. 3d 567, 1989 U.S. App. LEXIS 14664, 1989 WL 108766 (9th Cir. 1989).

Opinion

CYNTHIA HOLCOMB HALL, Circuit Judge:

This court has had an enduring relationship with this case, although we never have considered the merits of plaintiff-appellant Gary Bryant’s contention that the district court below erred by entering summary judgment in favor of defendant-appellee Ford Motor Corporation. Instead, we have concluded — on two occasions — that the district court lacked subject matter jurisdiction to enter judgment due to the presence of doe defendants. See Bryant v. Ford Motor Co., 794 F.2d 450 (9th Cir.1986); Bryant v. Ford Motor Co., 844 F.2d 602 (9th Cir.1987) (en banc) (.Bryant II). In our Bryant II en banc decision, we overruled numerous cases that had created exceptions to the general rule in this circuit that doe defendants defeat diversity jurisdiction.

As Bryant II overturned the judgment entered in Ford’s favor, Ford filed a petition for certiorari, which the Supreme Court granted on October 3, 1988. — U.S. -, 109 S.Ct. 54, 102 L.Ed.2d 32 (1988). On November 19, 1988, the President signed into law the Judicial Improvements and Access to Justice Act of 1988, Pub.L. 100-702, 102 Stat. 4642 (1988) (the “Act”). Section 1016(a) of Title X of the Act contains an amendment to the removal statute that provides that doe defendants do not defeat diversity jurisdiction. 102 Stat. at 4669. On December 5, 1988, the Supreme Court vacated its order granting the petition for certiorari and denied the petition. — U.S.-, 109 S.Ct. 542, 102 L.Ed.2d 572 (1988). 1

Fed.R.App.P. 41(b) provides that the circuit courts shall issue the mandate “immediately” following the denial of a petition for writ of certiorari. 2 On December 7, 1988, Ford filed an emergency motion to stay the mandate, which the en banc court granted. Ford’s motion preceded this *1528 court’s receipt on December 12, 1988, of the Supreme Court’s order denying certio-rari. On December 20, 1988, Ford filed a motion to extend the stay of mandate and to vacate the en banc opinion. On January 25, 1989, the en banc court referred this motion to this three-judge panel. We first address Ford’s motion to stay the mandate in this opinion. As a result of Ford’s motion the mandate has not yet issued.

I

Section 1016(a) of the Act amends 28 U.S.C. § 1441(a) by adding the following sentence: “For purposes of removal under this chapter, the citizenship of defendants sued under fictitious names shall be disregarded.” Congress obviously reached the conclusion that doe defendants should not defeat diversity jurisdiction. Ford argues that this amendment controls this case. If it does, then our en banc opinion in Bryant II ordering the district court to remand this case to the state court must be vacated, and we will have to reach the merits of Bryant’s appeal.

Congress did not specify an “effective date” for section 1016(a). Consequently, it was unclear whether it applied to cases pending when the Act became law. Where a case is pending on direct review “a court is to apply the law in effect at the time it renders its decision, unless doing so would result in manifest injustice or there is statutory direction or legislative history to the contrary.” Bradley v. Richmond School Board, 416 U.S. 696, 711, 94 S.Ct. 2006, 2016, 40 L.Ed.2d 476 (1974). In Kruso v. International Telephone & Telegraph Corp., 872 F.2d 1416, 1425 (9th Cir.1989), amended (June 26, 1989), this court held that section 1016(a) fell within the general rule: “section 1016(a) took effect upon passage and applies to cases pending on that date.” We find no manifest injustice in applying Kruso’s holding to this case.

II

Despite the Kruso decision, Bryant raises three challenges to application of section 1016(a): first, this court can stay the mandate only under exceptional circumstances, which are not present; second, the Bradley presumption is inapplicable because this case is not pending on direct review; and third, application of section 1016(a) is unconstitutional.

A

Bryant is correct that “[tjhere is no provision in the United States Code or the Federal Rules of Appellate procedure that permits an appellate court to prevent or delay issuance of its mandate” following the denial of certiorari. In fact, Rule 41(b) expressly directs that “[ujpon the filing of a copy of an order of the Supreme Court denying the petition for writ of certiorari the mandate shall issue immediately.” Nonetheless, Bryant does not contend that this court is powerless to stay issuance of the mandate. Bryant concedes that we retain jurisdiction where a party moves for a stay of the mandate prior to this court’s receipt of the Supreme Court’s order denying certiorari. But he argues that a stay is warranted only where exceptional circumstances would justify an order recalling the mandate.

Rule 41(a) provides that the mandate shall issue 21 days following a circuit court’s judgment. But the Rule authorizes a circuit court to stay the issuance of the mandate beyond this 21-day period. No exceptional circumstances need be shown to justify a stay. This matter is entrusted to the circuit court’s sound discretion. Rule 41(b) provides that a circuit court may stay the mandate pending the filing of an application for a writ of certiorari, and that any such stay shall continue until “final disposition” by the Supreme Court. 3

Ordinarily, then, a party seeking a stay of the mandate following this court’s judgment need not demonstrate that exceptional circumstances justify a stay. The situa-

*1529 tion changes markedly, however, once the Supreme Court has denied the petition for a writ of certiorari. Rule 41(b) orders that the mandate “shall issue immediately” upon the denial of certiorari. Consequently, a circuit court’s issuance of the mandate following the denial of certiorari ordinarily is a ministerial act. For this reason, Bryant argues that a stay following the denial of certiorari is the exceptional case, analogous to a circuit court’s decision to recall a mandate.

While no statute or rule so provides, we have recognized a circuit court’s inherent power to recall its mandate to prevent injustice or to protect the integrity of its process. See Zipfel v. Halliburton Co., 861 F.2d 565, 567 (9th Cir.1988); Aerojet-General Corp. v. American Arbitration Ass’n, 478 F.2d 248, 254 (9th Cir.1973).

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886 F.2d 1526, 15 Fed. R. Serv. 3d 567, 1989 U.S. App. LEXIS 14664, 1989 WL 108766, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gary-bryant-v-ford-motor-co-ca9-1989.