Frohnmayer v. State Accident Insurance Fund Corp.

660 P.2d 1061, 294 Or. 570, 1983 Ore. LEXIS 1075
CourtOregon Supreme Court
DecidedMarch 16, 1983
DocketCA A26256; SC 29272
StatusPublished
Cited by25 cases

This text of 660 P.2d 1061 (Frohnmayer v. State Accident Insurance Fund Corp.) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frohnmayer v. State Accident Insurance Fund Corp., 660 P.2d 1061, 294 Or. 570, 1983 Ore. LEXIS 1075 (Or. 1983).

Opinion

*572 PETERSON, J.

In 1982 the legislature met in a fourth special session on September 3, 1982, and adopted two acts, the effect of which was to order the transfer of $81 million from the State Accident Insurance Fund Corporation (SAIF Corporation) to the General Fund. 1

On September 13, 1982, SAIF Corporation authorized counsel other than the Attorney General or the Department of Justice to file suit to determine the legality of Or Laws 1982 Special Session (September 3) ch 2-3 (HB 3324 and HB 3325). That claim, SAIF Corporation, et al v. State of Oregon, et al, is now pending in Marion County Circuit Court. The Attorney General responded by filing a motion in that case to require SAIF Corporation’s counsel to establish their authority, ORS 9.350, and by filing this complaint for declaratory judgment raising the question whether SAIF Corporation, as an “independent public corporation,” can employ outside counsel and institute legal proceedings without authorization of the Attorney General or Department of Justice. The trial court ruled in favor of the Attorney General in this declaratory judgment suit:

“The State Accident Insurance Fund Corporation and its Directors may not employ or be represented by any counsel or attorney at law, other than attorneys of the Department of Justice, except to the extent that such employment or representation of other counsel or attorney at law explicitly is authorized by the Attorney General.”

On SAIF Corporation’s appeal, the Court of Appeals affirmed, Frohnmayer v. SAIF, 61 Or App 147, 655 P2d 1098 (1982).

ORS 656.752(3) provides that SAIF Corporation “in its name may sue and be sued.” This is the first case in which this court has considered whether SAIF Corporation or any state governmental entity can employ outside counsel without the authorization of the attorney general under the statutes now in effect. We allowed review to consider that question.

*573 The Oregon workers’ compensation system dates from 1913, when the Industrial Accident Fund (SIAC) was created. Or Laws 1913, ch 112, § 20. Until 1965, SIAC was the sole provider of workers’ compensation insurance to Oregon employers. The 1965 legislative assembly abolished the state monopoly on workers’ compensation and gave Oregon employers the option of qualifying as a “direct responsibility employer” by proof of “sufficient financial ability to be able to make certain the prompt payment of all compensation * * * and * * * assessments” by filing a workers’ compensation insurance policy issued by a qualified insurer or depositing money, a surety bond or securities in an amount “sufficient to insure payment of compensation and assessments,” but not less than $100,000; or insuring as-a “contributing employer” with the State Accident Insurance Fund, the successor to SIAC. Or Laws 1965, ch 285, §§ 5, 75. Since 1965, SAIF and SAIF Corporation have been Oregon’s largest providers of workers’ compensation insurance.

Before July 1, 1977, the Department of Justice performed all legal services for SAIF. In 1977, former Attorney General Redden authorized SAIF to retain its own general or special counsel to perform its legal work. This authorization, pursuant to ORS 180.235, arose because of a perceived conflict of interest in the Attorney General’s representation of both SAIF and the Workers’ Compensation Board, an adjudicative body before which SAIF regularly appeared. Former Attorney General Brown succeeded Redden and expressly authorized SAIF’s continued use of private counsel.

In 1979, SAIF became SAIF Corporation, an independent public corporation. Shortly after Attorney General Frohnmayer took office in 1981, representatives of SAIF Corporation requested that he authorize SAIF Corporation to continue its use of private counsel. Attorney Géneral Frohnmayer concluded that there was no need to change the arrangement that his predecessors had approved and he, too, authorized SAIF Corporation to employ its own legal counsel.

In September, 1982, the legislature approved and the Governor signed legislation which provides for the *574 transfer of $81 million from the Industrial Accident Fund to the General Fund. 2 SAIF Corporation opposed the transfer. Immediately before the special session of the legislature in which the transfer was approved, the Attorney General learned that SAIF Corporation officials had retained private counsel and were considering initiating legal proceedings to block the transfer. By letter dated September 1, 1982, the Attorney General notified SAIF Corporation *575 that such contemplated action was beyond the scope of his prior authorization for the use of general and special counsel.

During and after the special session of the legislature, the Attorney General had numerous contacts with SAIF Corporation. He invited it to request private counsel, pursuant to ORS 180.235, for purposes of challenging the fund transfer. SAIF Corporation declined to do so, stating that ORS chapter 180 did not apply to it.

On September 13, 1982, SAIF Corporation’s Board of Directors instructed its counsel to initiate legal proceedings challenging the $81 million transfer. On September 15, 1982, the same day this action was filed, the Attorney General notified SAIF Corporation that he was initiating legal proceedings to determine the scope of his authority under ORS chapter 180. The Attorney General authorized SAIF Corporation to retain private counsel to defend this suit and at the same time he revoked his general authorization for its employment of private counsel. Two days later, SAIF Corporation initiated a declaratory judgment proceeding against the State of Oregon, the State Treasurer, the Department of Revenue, and its director, claiming that HB 3324 and HB 3325 were invalid.

SAIF Corporation has never asked the Attorney General to authorize private counsel for the purpose of challenging the fund transfer. Mr. Frohnmayer testified that if such a request were received he would make a decision after seeking advice and counsel from the Department of Justice Ethics Committee, the Department of Justice Executive Committee, and, possibly, from outside counsel retained as a special Assistant Attorney General.

At all stages of this proceedings SAIF Corporation has made three contentions. We quote from its petition for review:

“First, the Court of Appeals erred in holding that SAIF Corporation is among the entities required by ORS chapter 180 to use the services of the Attorney General. * * *.
“Second,

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Bluebook (online)
660 P.2d 1061, 294 Or. 570, 1983 Ore. LEXIS 1075, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frohnmayer-v-state-accident-insurance-fund-corp-or-1983.