Fred W. Shields and Joyce Shields v. Sturm, Ruger & Company

864 F.2d 379, 27 Fed. R. Serv. 289, 13 Fed. R. Serv. 3d 149, 1989 U.S. App. LEXIS 888, 1989 WL 2091
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 2, 1989
Docket87-4961
StatusPublished
Cited by78 cases

This text of 864 F.2d 379 (Fred W. Shields and Joyce Shields v. Sturm, Ruger & Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fred W. Shields and Joyce Shields v. Sturm, Ruger & Company, 864 F.2d 379, 27 Fed. R. Serv. 289, 13 Fed. R. Serv. 3d 149, 1989 U.S. App. LEXIS 888, 1989 WL 2091 (5th Cir. 1989).

Opinion

REAVLEY, Circuit Judge:

The plaintiffs bring this appeal from an unfavorable judgment below in their products liability suit against the manufacturer of a hand gun, claiming that various trial errors require reversal and a new trial. We affirm.

On the night of January 31, 1981, Fred Shields was riding in the front seat of his pickup truck along with two of his sons and his wife, Joyce, who was driving. As they traveled down a rural highway in Mississippi, Fred saw a deer in the distance at the side of the road. In an effort to scare the deer and prevent it from running in front of the truck, as he later testified, Fred decided to shoot at the deer with a .357 magnum single-action “old model” revolver, known as a Blackhawk, which had been brought from the Shields’ home. Before he could get the gun out of the window of the truck, however, it discharged into Fred’s right leg.

Fred and Joyce Shields brought this personal injury suit against Sturm, Ruger & Company, Inc. (Ruger), for strict products liability, negligent failure to warn, negligent design and negligent manufacture of the revolver. Fred claimed that as he tried to get the gun through the passenger-side window, he bumped the gun against the door frame. Experts testified for the plaintiff at trial that the revolver was defective because it could fire when it was not cocked if bumped or jarred. Ruger denied that the revolver was defective, denied that the gun fired because it was bumped, and alleged that Fred Shields caused the accident by his own negligence. The jury returned a general verdict for the defendant. After denial of their post-trial motions, the Shields brought this appeal.

The Shields claim that they are entitled to a new trial because of three errors committed by the district court. First, the Shields attempted to introduce more than 570 reports made by customers to Ruger involving accidental firings of the Black-hawk and other similar Ruger handguns. The district court admitted only about 70 such reports. Specifically, the trial court excluded all reports received by Ruger after the date of the Shields’ accident, all reports of accidental firings caused by something other than a bump, jar, movement, or drop, and all reports of accidental firings that did not specify the cause. Next, the Shields sought to introduce a study, the Rau Survey, that had been prepared by an expert for the defendant’s attorneys in a previous case. The district court granted the defendant’s motion in limine to exclude the Rau Survey on the grounds of work product immunity. The plaintiffs argued that the work product immunity had been waived by the disclosure of the report in open court in a previous case in California state court and that the defendants should be sanctioned for misrepresentations to the court concerning *381 the privilege. The district court held that the Rau Survey was privileged and that the defendants had not committed sanctionable conduct. Finally, the plaintiffs argue that the district court erred in defining for the jury the relative standards of care that would apply to the plaintiff as the user of a firearm and to the defendant as the manufacturer of a firearm. The court instructed the jury that the plaintiff would be held to a duty of extraordinary care in handling a firearm, whereas for negligence purposes, Ruger would be held to a standard of ordinary care in manufacturing the revolver.

Admissibility of Accident Reports

The accident reports submitted by the plaintiffs were not prepared by Ruger. They were not in any way admissions or business records of Ruger. Rather, these reports were statements, mostly letters, made to Ruger alleging that Ruger handguns had accidentally fired. These statements were clearly hearsay and inadmissible for any purpose that assumed the truth of those allegations. The statements were admissible, however, as tending to show Ruger’s notice, Ruger’s awareness of a danger. Jackson v. Firestone Tire & Rubber Co., 788 F.2d 1070, 1083 (5th Cir.1986); Soden v. Freightliner Corp., 714 F.2d 498, 508 (5th Cir.1983).

The trial court admitted approximately 70 of the approximately 570 exhibits for the purpose of proving notice only. The bulk of the excluded exhibits were received by Ruger after the date of the plaintiff’s accident. The trial court correctly held that evidence of notice to Ruger after the date of the plaintiff’s accident was not relevant. The remaining excluded exhibits were held inadmissible because the reports specified the cause of the accidental firing as one unrelated to the defect in this case or because the reports failed to specify a cause of the firing. For evidence of other accidents to be relevant in a products liability action, the other accidents must be “substantially similar” to the one at issue. Jackson, 788 F.2d at 1082-83. When evidence of other accidents is introduced solely to show the defendant’s awareness of a dangerous condition, however, the rule requiring substantial similarity of those accidents to the accident at issue is relaxed, and any differences in the circumstances surrounding the occurrences go merely to the weight to be given to the evidence. Id. at 1083. The district court applied the substantial similarity test in an extremely relaxed manner, admitting any report that indicated the cause of the firing was any sort of bump, jar, movement, or even dropping the gun. The district court refused to admit only those reports of accidental firings that were caused by something completely unrelated to the defect alleged by the plaintiffs. The Shields apparently believe that the district court should have allowed them to argue to the jury that in those reports that did not state why the gun accidentally fired, the jury should assume that the accident was caused by the defect alleged by the plaintiffs. That argument clearly would have been improper. The admission of evidence is within the sound discretion of the district court. Jon-T Chemicals, Inc. v. Freeport Chemical Co., 704 F.2d 1412, 1417 (5th Cir.1983). We cannot say that the district court in determining the admissibility of these accident reports in any way abused its discretion.

Work Product Privilege And The Rau Survey

The Shields argue that work product immunity for a document is waived whenever that document is disclosed in open court. Because the Rau Survey was disclosed in a trial in a California state court, the Shields argue that the district court erred in granting the defendant’s motion in limine excluding the report, erred in failing to compel discovery on the report, and erred in refusing to award sanctions against the defendant for its “misrepresentation” to the court that the survey was privileged. The defendant contends that the survey was put together in connection with another trial in anticipation of litigation and by a consulting expert retained specifically for that purpose. The defendants point out that they filed a similar motion in limine to exclude the survey in the California court, which was denied, that disclosure of the *382

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864 F.2d 379, 27 Fed. R. Serv. 289, 13 Fed. R. Serv. 3d 149, 1989 U.S. App. LEXIS 888, 1989 WL 2091, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fred-w-shields-and-joyce-shields-v-sturm-ruger-company-ca5-1989.