Franklin v. Anderson

Court of Appeals for the Sixth Circuit·Decided January 9, 2006·No. 03-3697·Published

Opinion

RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206 File Name: 06a0005p.06

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT _________________

X Petitioner-Appellee/ - GEORGE T. FRANKLIN,

Cross-Appellant, - - - Nos. 03-3636/3697

, v. > - - Respondent-Appellant/ - CARL S. ANDERSON, Warden,

Cross-Appellee. - - N Appeal from the United States District Court for the Southern District of Ohio at Dayton. No. 95-01007—Walter H. Rice, District Judge. Argued: March 17, 2005 Decided and Filed: January 9, 2006 Before: BOGGS, Chief Judge; and BATCHELDER and CLAY, Circuit Judges. _________________ COUNSEL ARGUED: Heather L. Gosselin, ATTORNEY GENERAL’S OFFICE OF OHIO, Columbus, Ohio, for Appellant. Joseph E. Wilhelm, PUBLIC DEFENDER’S OFFICE, OHIO PUBLIC DEFENDER COMMISSION, Columbus, Ohio, for Appellee. ON BRIEF: Heather L. Gosselin, Charles L. Wille, ATTORNEY GENERAL’S OFFICE OF OHIO, Columbus, Ohio, for Appellant. Stephen A. Ferrell, PUBLIC DEFENDER’S OFFICE, OHIO PUBLIC DEFENDER COMMISSION, Columbus, Ohio, for Appellee. BOGGS, C. J., delivered the opinion of the court, in which CLAY, J., joined. BATCHELDER, J. (pp. 18-19), delivered a separate dissenting opinion. _________________ OPINION _________________ BOGGS, Chief Judge. In December 1988, George Franklin was found guilty of two counts of aggravated burglary and one count of aggravated murder and was sentenced to death. He began a long process of appeals, with each state court affirming his convictions or dismissing his claims as res judicata. On petition for habeas corpus to the Southern District of Ohio, however, Franklin was found to have two viable claims: service of a biased juror and ineffective assistance of appellate counsel, neither of which the court found to be procedurally defaulted. The court granted a

1 Nos. 03-3636/3697 Franklin v. Anderson Page 2

conditional writ of habeas corpus on these two issues. In addition, although denying Franklin’s petition on the remaining 26 claims, the district court granted a certificate of appealability (COA) on three issues: ineffective assistance of trial counsel, discriminatory use of peremptory challenges by the prosecutor, and the prosecutor’s failure to provide the defense with material exculpatory and impeachment evidence at trial. Because Franklin did not object to the district judge’s denial of habeas on any other issues, all other claims are forfeited on appeal and are not before this court. United States v. Walters, 638 F.2d 947, 949-50 (6th Cir. 1981). The State appeals the conditional grant of habeas, and Franklin cross-appeals the denial of habeas on the three issues certified for appeal. I Franklin was convicted of the brutal murder of Gerald Strauss in his Cincinnati home on the evening of July 23, 1988 and of the theft of a television from the nearby apartment of Rosha Winston seventeen days earlier. The jury recommended the death penalty, and the judge sentenced Franklin to death in addition to two consecutive ten- to twenty-five-year terms of imprisonment for the aggravated burglaries at Strauss’s and Winston’s homes. State v. Franklin, 580 N.E.2d 1, 3-5 (Ohio 1991). Represented by new counsel, Franklin appealed his conviction through the Ohio courts. After the Ohio Supreme Court affirmed his conviction and sentence on direct appeal, a third set of attorneys took up his case and further attempted to secure relief in the Ohio courts, first by requesting that the Ohio Supreme Court recall its mandate and permit supplemental briefing on direct appeal and, when that request was denied without an opinion, State v. Franklin, Nos. C- 930760, B-880 4127, Jan. 25, 1995, 585 N.E.2d 424 (1992), by seeking post-conviction relief. The Hamilton County Common Pleas Court denied the petition for post-conviction relief without an evidentiary hearing, a decision that was affirmed by the Hamilton County Court of Appeals. See State v. Franklin, 1995 WL 26281 (Ohio App.), appeal not allowed, 650 N.E.2d 479, cert. denied, 516 U.S. 950 (1995). Franklin also sought delayed reconsideration in the Ohio Court of Appeals, and his motion was denied for failure to file within the ninety-day time limit. State v. Franklin, No. C-890028 (Ohio App. Mar. 3, 1994). Franklin then sought a writ of habeas corpus in federal district court. The district court referred the matter to a magistrate judge for a report and recommendations. The magistrate judge held an evidentiary hearing and issued a comprehensive report. After amending the report slightly in response to objections filed by the parties, the magistrate judge recommended that the court grant the requested writ of habeas corpus with respect to Franklin’s claim that his convictions and sentences were unconstitutional because one of the jurors could not impartially apply the law, a claim the magistrate found was not procedurally barred because Franklin had received ineffective assistance of appellate counsel on direct appeal. The district court adopted the report and recommendation, granting a conditional writ of habeas corpus on the biased juror and ineffective assistance of appellate counsel claims and dismissing all other claims as meritless. In this appeal, we are asked to consider five issues: (1) whether a juror, who was unable to follow the law, sat on Franklin’s jury; (2) whether the prosecution dismissed prospective jurors for reasons of race; (3) whether the prosecution failed to provide Franklin with exculpatory material and impeachment evidence; (4) whether Franklin’s trial counsel was ineffective for failing to conduct adequate investigations during the trial and the mitigation phases; and (5) whether his appellate counsel was ineffective. As Franklin filed his Petition for Writ of Habeas Corpus on November 14, 1995, prior to the April 24, 1996 effective date of the Antiterrorism and Effective Death Penalty Act of 1996, Pub. L. No. 104-132, 110 Stat. 1214 (1996) (AEDPA), we apply a pre-AEDPA standard of review. Sowell v. Bradshaw, 372 F.3d 821, 828 (6th Cir. 2004). We review the district court’s judgment de novo Nos. 03-3636/3697 Franklin v. Anderson Page 3

and its findings of fact for clear error. Carter v. Bell, 218 F.3d 581, 590 (6th Cir. 2000). In addition, absent clear and convincing evidence, we presume the state court’s findings of fact to be correct. See Wainwright v. Goode, 464 U.S. 78, 85 (1983). We may issue a writ of habeas corpus only if we find that the state court proceedings were fundamentally unfair due to a violation of the Constitution or other federal law. Sowell, 372 F.3d at 828. II Franklin did not raise the issues under consideration in this appeal on his direct appeal in the state courts, but rather raised them for the first time in his Motion to Recall the Mandate before the Ohio Supreme Court and then later in his post-conviction proceedings. Therefore, the post- conviction courts refused to consider the merits of all of the claims, other than several of the ineffective assistance of counsel claims, on the ground that they were barred by res judicata. In Ohio, res judicata bars state courts from considering constitutional claims in post-conviction collateral attacks when those claims have already or could have been fully litigated on direct appeal. Monzo v. Edwards, 281 F.3d 568, 576 (6th Cir. 2002). Absent cause or prejudice, when a habeas petitioner fails to obtain consideration of a claim by the state courts due to a state procedural rule that prevents the state courts from reaching the merits of the petitioner’s claim, the claim is procedurally defaulted and may not be considered by the federal court on habeas review. Wainright v.

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