Frank K. v. Comm'r of Soc. Sec.

371 F. Supp. 3d 163
CourtDistrict Court, D. Vermont
DecidedMarch 26, 2019
DocketCase No. 5:18-cv-18
StatusPublished
Cited by6 cases

This text of 371 F. Supp. 3d 163 (Frank K. v. Comm'r of Soc. Sec.) is published on Counsel Stack Legal Research, covering District Court, D. Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frank K. v. Comm'r of Soc. Sec., 371 F. Supp. 3d 163 (D. Vt. 2019).

Opinion

(Docs. 6, 7)

Geoffrey W. Crawford, Chief Judge, U. S. District Court

Plaintiff Frank K. brings this action under 42 U.S.C. § 405(g), requesting reversal of the decision of the Commissioner of Social Security denying his application for disability insurance benefits (DIB). (Doc. 1.) Pending before the court is Plaintiff's motion to reverse the decision of the Commissioner and remand for calculation of benefits (Doc. 6) and the Commissioner's motion to affirm (Doc. 7). For the reasons stated below, Plaintiff's motion is GRANTED and the Commissioner's motion is DENIED.

*166Background

Plaintiff was 53 years old on his amended alleged disability onset date of November 8, 2001.1 He was previously employed full-time for many years with the State of Vermont as a bridge mechanic, bridge foreman, and road foreman. (AR 478.) Much of that work was physical. The bridge job required concrete work, jackhammering, and climbing staging, and the road foreman job was a "working" foreman position that included directing snowplowing and also mowing and picking up roadside litter. (AR 479.)

Plaintiff began experiencing pain in his shoulders and knees while employed with the State. The bridge work required him to kneel on concrete. (AR 489.) His knees would "give right out" and he could no longer navigate the terrain to work on roadside litter. (AR 486.) He also had pain in his arms and shoulders. (AR 482.) He testified that he did not want to leave the State job for any medical reason because he "always assumed that he would heal up or get better." (AR 482.) But he testified that his condition "never did" improve, and instead "went the other way." (Id. ) He left employment with the State of Vermont in 1996. (AR 478.)

After 2001 Plaintiff did some "[v]ery limited" work driving a stick-shift box truck doing short hauls approximately one day a month. (AR 479-80.) Plaintiff testified that shifting the truck "raise[d] hell" with his shoulder and operating the clutch hurt his knee. (AR 481.) His pain "accumulate[ed]" each day that he worked that job, such that by the end of the day he felt sore and could "hardly lift my arm." (AR 482, 485.) He took painkillers at night. (AR 485.)

The procedural history in this case dates back almost a full decade. Plaintiff filed an application for DIB on December 2, 2009. (AR 59.) Administrative Law Judge Paul G. Martin issued unfavorable decisions on June 24, 2011 (AR 9-16) and May 23, 2014 (AR 457-66), both of which this court reversed and remanded in separate decisions in 2013 and 2015, respectively. See [Frank K. ] v. Colvin , No. 2:14-cv-184, 2015 WL 5554987 (D. Vt. Sept. 21, 2015) (the " 2015 remand order "); [Frank K. ] v. Comm'r of Soc. Sec. , No. 2:12-CV-277, 2013 WL 3967928 (D. Vt. July 31, 2013) (the " 2013 remand order "). The only argument that Plaintiff raised in his appeal of ALJ Martin's 2014 decision was that the ALJ had erred at step five of the sequential analysis. [Frank K. ], 2015 WL 5554987, at *4.

Notably, ALJ Martin's 2014 decision added limitations that were not included in the 2011 decision, including a limitation to "occasional reaching" with both upper extremities. (AR 463.)2 In its 2015 remand order, the court observed that ALJ Martin did not present the VE at the 2014 hearing with a hypothetical scenario that included a limitation of "occasional reaching" in all directions. [Frank K. ], 2015 WL 5554987, at *5. The court concluded that ALJ Martin "erred at step five by relying on occupations that could not be performed under the RFC determination stated in the ALJ's decision." Id. at *4. The court determined *167that remand was required to obtain testimony from a VE "about jobs that a hypothetical claimant with [Plaintiff's] vocational factors and functional limitations, including the ALJ's assessment of only occasional reaching , could do." Id. at *8.

Acting on the 2015 remand order, the Appeals Council remanded the case "for further proceedings consistent with the order of the court." (AR 860.) The remanded case was assigned to ALJ Dory Sutker, who convened a hearing on May 10, 2016. (AR 791-838.) Plaintiff appeared at the hearing and was represented by attorney Craig Jarvis. Two experts also testified: Vocational Expert (VE) Christine Spaulding and agency medical expert Dr. Arthur Brovender, an orthopedic surgeon who reviewed the medical exhibits and offered opinions about Plaintiff's medical status as of November 2001.

Dr. Brovender opined that Plaintiff is limited to "occasional reaching overhead with his right shoulder" but that Plaintiff has "[n]o limitation" reaching in any other direction. (AR 810.) ALJ Sutker asked VE Spaulding a series of hypothetical questions. The third hypothetical question was the same as the first hypothetical question, but with the modification that "reaching in all directions would be limited to occasional." (AR 826.) VE Spaulding testified that the additional reaching limitation would preclude all work. (Id. ) After the hearing, another VE, Dennis King, supplied answers to written Vocational Interrogatories on October 27, 2016 and March 8, 2017. (AR 972-76, 988-92.) ALJ Sutker issued an unfavorable decision on September 27, 2017. (AR 767-81.) Plaintiff appealed to this court on January 24, 2018. (Doc. 1.)

ALJ Sutker's Decision

Social Security Administration regulations set forth a five-step, sequential evaluation process to determine whether a claimant is disabled. McIntyre v. Colvin , 758 F.3d 146, 150 (2d Cir. 2014). First, the Commissioner considers "whether the claimant is currently engaged in substantial gainful activity." Id. Second, if the claimant is not currently engaged in substantial gainful activity, then the Commissioner considers "whether the claimant has a severe impairment or combination of impairments." Id. Third, if the claimant does suffer from such an impairment, the inquiry is "whether the impairment meets or equals the severity of the specified impairments in the Listing of Impairments." Id.

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Bluebook (online)
371 F. Supp. 3d 163, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frank-k-v-commr-of-soc-sec-vtd-2019.