Francis L. Johnston, as Trustee of the Mae Charlayne Johnston Revocable Family Trust v. Charles Glen Johnston

CourtCourt of Appeals of Tennessee
DecidedMarch 6, 2014
DocketE2013-00525-COA-R3-CV
StatusPublished

This text of Francis L. Johnston, as Trustee of the Mae Charlayne Johnston Revocable Family Trust v. Charles Glen Johnston (Francis L. Johnston, as Trustee of the Mae Charlayne Johnston Revocable Family Trust v. Charles Glen Johnston) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Francis L. Johnston, as Trustee of the Mae Charlayne Johnston Revocable Family Trust v. Charles Glen Johnston, (Tenn. Ct. App. 2014).

Opinion

IN THE COURT OF APPEALS OF TENNESSEE AT KNOXVILLE November 5, 2013 Session

FRANCIS L. JOHNSTON, AS TRUSTEE OF THE MAE CHARLAYNE JOHNSTON REVOCABLE FAMILY TRUST v. CHARLES GLEN JOHNSTON

Appeal from the Chancery Court for Bradley County No. 2012-CV-33 Jerri S. Bryant, Chancellor

No. E2013-00525-COA-R3-CV-FILED-MARCH 6, 2014

This action involves a dispute regarding the validity of an $80,000 check written against the revocable living trust account of the decedent by the defendant, who is the decedent’s nephew. Two days before the decedent’s death, the defendant deposited the check into a personal savings account he held jointly with the decedent. The plaintiff, serving as trustee and as personal representative of the decedent’s estate, filed a complaint seeking recovery of the $80,000. The trial court issued an ex parte restraining order, directing, inter alia, the bank where the joint account was held to transfer $80,000 to the clerk and master for safekeeping in the registry of the court. Following a bench trial, the trial court found by clear and convincing evidence that the $80,000 check at issue was a forgery and that the defendant did not have permission from the decedent to sign the check. The court directed the $80,000 to be transferred from the clerk and master to the decedent’s estate account and dismissed the defendant’s counterclaim for damages. The defendant appeals. Discerning no reversible error, we affirm.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court Affirmed; Case Remanded

T HOMAS R. F RIERSON, II, J., delivered the opinion of the Court, in which D. M ICHAEL S WINEY and J OHN W. M CC LARTY, JJ., joined.

Charles Glen Johnston, Cleveland, Tennessee, Pro Se.

Sally C. Love, Cleveland, Tennessee, for the appellee, Francis L. Johnston, as Trustee of the Mae Charlayne Johnston Revocable Family Trust. OPINION

I. Factual and Procedural Background

The Decedent, Mae Charlayne Johnston (“the Decedent”) died on December 11, 2011. A citizen and resident of Brevard County, Florida, the Decedent owned one home in Florida and one home in Cleveland, Tennessee. Prior to her death, the Decedent had been living in her Cleveland home until she required hospitalization in August 2011 with subsequent relocation to a nursing home. The defendant, Charles Glen Johnston (“Mr. Johnston”), had been residing with the Decedent and acting as her caregiver for approximately a year prior to her hospitalization. The Decedent’s medical records demonstrated that on December 8, 2011, she was discovered on the floor in her room, apparently having fallen. The Decedent was transferred to SkyRidge Medical Center in Cleveland (“SkyRidge”) later that day. The Decedent suffered cardiac arrest en route to that facility and after being resuscitated, was admitted to SkyRidge while on a ventilator and unresponsive. She died three days later.

On December 9, 2011, Mr. Johnston deposited in a savings account he held jointly with the Decedent an $80,000 check written against the Decedent’s revocable living trust account, dated December 9, 2011. The instrument was signed with the Decedent’s name. Mr. Johnston did not testify at trial. He maintained through pleadings and opening and closing statements at trial that although he was unable to deposit the $80,000 check until December 9, the Decedent had signed the check on December 5, 2011.

The plaintiff, Francis L. Johnston, who is also the Decedent’s brother and Charles Johnston’s father, resides in Florida. He opened the Decedent’s estate with the Probate Division of the Brevard County, Florida Circuit Court, which issued him letters of administration and appointed him as the Successor Trustee (“Trustee”) of the Decedent’s revocable living trust (“Trust”) on January 31, 2012.1 The Trustee initiated this action by filing a complaint on February 9, 2012. According to the allegations filed, Mr. Johnston had forged the Decedent’s signature on the $80,000 check and had taken items of personal property from the Decedent’s Cleveland residence. The Trustee requested that the court order both the $80,000 returned to the Decedent’s trust account and the Decedent’s personal property surrendered to the Trust.

On February 21, 2012, the trial court entered an ex parte temporary restraining order, enjoining Mr. Johnston from accessing the $80,000 deposited in the joint account or coming about the Decedent’s Cleveland residence; requiring Mr. Johnston to return to the Trust any

1 For ease of reference in this opinion involving parties with the same last name, we will refer to Charles Glen Johnston as “Mr. Johnston” and Francis L. Johnston as “the Trustee.”

-2- of the Decedent’s personal property in his possession; and requiring SunTrust Bank, where the joint account was located, to pay $80,000 to the trial court clerk’s office for safekeeping pending further proceedings. Mr. Johnston, then represented by Attorney James Logan, filed a motion to dissolve the restraining order on March 5, 2012.

The trial court conducted an in-chambers hearing on March 7, 2012, with counsel for both parties present. The day before the hearing, the Trustee had filed a motion to allow him to testify telephonically. Mr. Johnston’s counsel apparently did not object to the motion. Mr. Johnston was present at court but did not participate in the in-chambers hearing. Following the hearing, the trial court entered an order on March 9, 2012, nunc pro tunc to March 7, 2012, dissolving the ex parte restraining order and directing that (1) $80,000 continue to be held in the registry of the court by the trial court clerk and master, (2) SunTrust Bank release any accounts belonging to Mr. Johnston, (3) an inventory be conducted of the personal property located at the Decedent’s Cleveland home and Mr. Johnston’s storage unit, and (4) the Trustee be restrained from selling any property in which Mr. Johnston held an interest.

On March 12, 2012, Mr. Johnston, proceeding without benefit of counsel, filed a “Motion to Dissolve/Amend Order and to Dissolve Restraining Order,” stating, inter alia, that he had never agreed to permit the $80,000 to be transferred from the SunTrust account to the registry of the court. Attorney Logan filed a response to Mr. Johnston’s motion, as well as a motion requesting that he be allowed to withdraw from representation and that the court impose a lien for attorney’s fees against Mr. Johnston’s share of the $80,000 held by the clerk and master. Following a hearing conducted on March 22, 2012, the trial court granted Attorney Logan’s motion to withdraw, imposed a $3,260 lien for attorney’s fees against Mr. Johnston’s share of the deposited funds, and denied Mr. Johnston’s motions to vacate the orders previously entered. The trial court entered the respective order on May 15, 2012, nunc pro tunc to March 22, 2012.

On March 22, 2012, the Trustee filed a ‘Motion to Approve Sale of Real Estate and Other Relief,” for which his counsel filed a Certificate of Service on March 26, 2012, noting that she had delivered the motion to Mr. Johnston’s last known address, the Decedent’s Cleveland home. The Certificate of Service was filed with the trial court on March 26, 2012. Relative to the motion, on March 29, 2012, the trial court entered an order both approving the sale of the Decedent’s real property located in Florida and ordering that the inventory of items held in storage by Mr. Johnston be conducted with a constable present.

Mr. Johnston subsequently filed a “Respondent’s Motion to Dismiss and Provide Other Relief” with a memorandum in support of the motion on April 5, 2011. In describing the “other relief” requested, Mr. Johnston filed what he later referred to as a “cross-claim.” The trial court treated the pleading as a counterclaim. See Tenn. R. Civ. P. 13.07 (defining

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Francis L. Johnston, as Trustee of the Mae Charlayne Johnston Revocable Family Trust v. Charles Glen Johnston, Counsel Stack Legal Research, https://law.counselstack.com/opinion/francis-l-johnston-as-trustee-of-the-mae-charlayne-tennctapp-2014.