Foulks v. Ohio Department of Rehabilitation & Correction

713 F.2d 1229, 32 Fair Empl. Prac. Cas. (BNA) 829, 1983 U.S. App. LEXIS 25191, 32 Empl. Prac. Dec. (CCH) 33,763
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 4, 1983
DocketNos. 81-3315, 81-3316
StatusPublished
Cited by4 cases

This text of 713 F.2d 1229 (Foulks v. Ohio Department of Rehabilitation & Correction) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Foulks v. Ohio Department of Rehabilitation & Correction, 713 F.2d 1229, 32 Fair Empl. Prac. Cas. (BNA) 829, 1983 U.S. App. LEXIS 25191, 32 Empl. Prac. Dec. (CCH) 33,763 (6th Cir. 1983).

Opinions

MERRITT, Circuit Judge.

In this employment discrimination case, the defendants appeal a decision by Judge Walinski of the Northern District of Ohio awarding plaintiff Curtis Foulks, Jr. damages and attorney’s fees against the state agency that employed him and against his former supervisors, under the Civil Rights Act of 1866, 42 U.S.C. § 1981. We reverse and remand for further proceedings.1

I.

On February 21, 1971, Curtis Foulks was hired as a Parole Officer (P.O.) I at the Lima, Ohio, office of the Adult Parole Authority (APA), a division of the Ohio Department of Rehabilitation and Correction. Although Foulks’ five months of substitute teaching experience fell short of the one year’s related work experience required for employment as a P.O. II — the classification immediately superior to Foulks’ position— he claims that defendants’ failure to hire him as a P.O. II was racially motivated.2 Plaintiff also claims that his supervisors subjected him to harassment, which included racial epithets, unreasonable rejection of his probation reports, exclusion from certain seminars, and arbitrary restriction of his graduate study course load. In the fall of 1971, Foulks was temporarily discharged for approximately seven weeks, due to lack of funding for P.O. I positions. He contends that, had he been hired as a P.O. II (or had he been promoted to that level), he would not have suffered the layoff. He also alleges that defendants continued to harass him after his reinstatement, and that this harassment led ultimately to his resignation in September, 1972. Finally, Foulks claims that defendants frustrated his attempt to secure employment as a Probation Officer in the Lucas County, Ohio, Adult Probation Department by writing him an unfavorable recommendation motivated by racial prejudice.

The defendants, on the other hand, maintain that plaintiff did not experience racial discrimination at APA. In addition to other evidence, they cite the testimony of Spencer Turner, defendant DeForge’s black supervisor and an active member of the Urban League and the NAACP. Contradicting plaintiff’s allegations, Mr. Turner [1231]*1231testified that he did not consider DeForge racially biased, and added that he personally had not encountered any racial discrimination in his 31 years at APA.

On July 18,1972, Foulks filed a complaint with the Ohio Civil Rights Commission (OCRC), claiming that the APA had discriminated against him because of his race by hiring him at a level below his qualifications, by denying him promotion, and by harassing him. Following a hearing held nearly four years later, the OCRC found that the APA had discriminated against Foulks “through disparate treatment and harassment by his supervisor and through a denial of promotion.” Department of Rehabilitation and Correction, Adult Parole Authority v. OCRC, No. 80AP-287, slip op. at 2 (Franklin County Ct.App.1981). The OCRC entered an order on November 22, 1978, directing the APA to pay Foulks retroactively the difference between P.O. II and P.O. I salaries for July 14, 1972, to September 15, 1972, the period during which — according to the Commission — ■ Foulks should have enjoyed P.O. II status. This damage award amounted to a total of approximately $125. The APA appealed, and the decision was upheld twice in state court, first by the Franklin County Court of Common Pleas on March 19, 1980, then by the Franklin County Court of Appeals on May 28, 1981. Department of Rehabilitation and Correction, Adult Parole Authority, supra. Litigation at the state level finally ended when the Ohio Supreme Court dismissed the APA’s last appeal for want of a substantial constitutional question on September 16, 1981.

By this time, plaintiff was also pursuing federal remedies. On February 20,1976, he filed a complaint in the court below, charging the APA with violation of 42 U.S.C. § 1981, as described above.3 On March 31, 1977, the District Court denied defendants’ Motion to Dismiss, which called the court’s attention to the concurrent state law proceedings and requested dismissal based on plaintiff’s failure to exhaust state remedies or, in the alternative, on application of the abstention doctrine.

On appeal, defendants have recast these dismissal arguments under the related doctrines of res judicata and collateral estoppel,4 contending that plaintiff’s pursuit of his state remedies in the OCRC and state courts precludes further litigation of his employment discrimination claim in federal court. Because we find that the eleventh amendment deprived the District Court of jurisdiction over the APA (see Part II, infra ), it is unnecessary for us to consider the question whether preclusion concepts apply to an employment discrimination claim first advanced under state civil rights laws and then litigated under § 1981 in federal court.

Regarding defendants DeForge and Himmelright, it is clear that preclusion does not apply, since neither of these individuals was a defendant in Foulks’ OCRC and state court actions. Although the state civil rights statute, Ohio Rev. Code Ann. § 4112.02 (Baldwin) proscribes “discriminatory practice” by an “employer,” supervisors — such as DeForge and Himmelright— do not fall within the scope of that term. See Sowers v. OCRC, 20 Ohio Misc. 115, 252 N.E.2d 463 (1969) (school board member was not an “employer” under the Ohio civil rights statute). Thus, DeForge and Himmelright could not have been parties to the state proceeding. They cannot invoke res judicata because the Ohio judgment did not encompass any claim against them. On the other hand, plaintiff cannot extend the OCRC liability finding to them through collateral estoppel because DeForge and Himmelright never had a “full and fair opportunity” to litigate that issue. See Kremer v. Chemical Constr. Corp., 456 U.S. 461, 481, [1232]*1232102 S.Ct. 1883, 1897, 72 L.Ed.2d 262, 280 (1982); Montana v. United States, 440 U.S. 147, 153, 99 S.Ct. 970, 973, 59 L.Ed.2d 210 (1979); Blonder-Tongue Laboratories, Inc. v. University of Illinois Foundation, 402 U.S. 313, 328-29, 91 S.Ct. 1434, 1442-43, 28 L.Ed.2d 788 (1971); Restatement (Second) of Judgments § 28, Comment j (1982).

II.

The eleventh amendment of the U.S. Constitution provides:

[T]he judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against any one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State, U.S. CONST, amend. XI.

In Hans v. Louisiana, 134 U.S. 1, 10 S.Ct. 504, 33 L.Ed. 842 (1889), the Supreme Court held that sovereign immunity bars a citizen from suing his own

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713 F.2d 1229, 32 Fair Empl. Prac. Cas. (BNA) 829, 1983 U.S. App. LEXIS 25191, 32 Empl. Prac. Dec. (CCH) 33,763, Counsel Stack Legal Research, https://law.counselstack.com/opinion/foulks-v-ohio-department-of-rehabilitation-correction-ca6-1983.