Ford Motor Co. v. Benitez

639 S.E.2d 203, 273 Va. 242, 2007 Va. LEXIS 18
CourtSupreme Court of Virginia
DecidedJanuary 12, 2007
Docket051769
StatusPublished
Cited by33 cases

This text of 639 S.E.2d 203 (Ford Motor Co. v. Benitez) is published on Counsel Stack Legal Research, covering Supreme Court of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ford Motor Co. v. Benitez, 639 S.E.2d 203, 273 Va. 242, 2007 Va. LEXIS 18 (Va. 2007).

Opinion

639 S.E.2d 203 (2007)

FORD MOTOR COMPANY, et al.
v.
Berta BENITEZ.

Record No. 051769.

Supreme Court of Virginia.

January 12, 2007.

Benjamin J. Trichilo, Fairfax (Robert L. Wise, Richmond; Trichilo, Bancroft, McGavin, Horvath & Judkins; Bowman & Brooke, on briefs), for appellants.

David Bernhard (Cheryl E. Gardner; Taras S. Rudnitsky; Bernhard & Gardner, on brief), for appellee.

Amicus Curiae: The Virginia Association of Defense Attorneys (Richard E. Ladd, Jr.; Mark E. Frye; Penn, Stuart & Eskridge, on *204 brief), in support of appellant Robert J. Wise, Esq.

Amicus Curiae: The Virginia Trial Lawyers Association (Roger T. Creager; Marks & Harrison, on brief), in support of appellee.

Present: HASSELL, C.J., KEENAN, KOONTZ, KINSER, LEMONS, and AGEE, JJ., and RUSSELL, S.J.

OPINION BY Senior Justice CHARLES S. RUSSELL.

This is an appeal from an order imposing monetary sanctions against an attorney. The sanctions were imposed because the trial court found that the attorney had filed a pleading asserting affirmative defenses that were not "well grounded in fact" in violation of Code § 8.01-271.1.

The facts pertinent to the appeal are not in dispute. In 2002, Berta Benitez filed an action in the trial court against Ford Motor Company (Ford) and Koons Ford, Inc. (Koons)[1] to recover damages for injuries to her eyes caused by a defective air bag that deployed when a car, in which she was a passenger, collided with another vehicle. Extensive discovery was had in that case, including depositions of witnesses as to the facts of the accident, but the plaintiff suffered a voluntary nonsuit on November 5, 2003, before the case came to trial.

The plaintiff filed this suit on the same cause of action on April 28, 2004. The defendants responded with grounds of defense that contained, among other things, 13 affirmative defenses. These were preceded by the statement: "Ford will rely on the following affirmative defenses, if applicable, and if proved at trial." That was followed by allegations of (1) contributory negligence, (2) assumption of the risk, (3) negligence of third parties, (4) failure to state a cause of action, (5) lack of notice of warranty claims as required by the Uniform Commercial Code, (6) failure to mitigate damages, (7) claim barred by terms of limited warranty, (8) unauthorized misuse or alteration of vehicle by plaintiff or others, (9) failure to comply with terms of warranty, (10) constitutional bars respecting punitive damage claims, (11) bars imposed by the applicable statute of limitations, (12) "all other defenses that may become applicable or available up to and including the time of trial," and (13) "release and/or accord and satisfaction."

The trial court entered a scheduling order setting the case for a jury trial, estimated to last eight days, beginning on November 7, 2005. The order required expert witnesses to be identified 90 days before trial by the plaintiff and 60 days before trial by the defendants. Discovery was to be completed 30 days before trial.

On April 8, 2005, the plaintiff filed a motion to strike the defendants' affirmative defenses on the ground that she had propounded interrogatories, requests for admissions and for the production of any documents that would have provided any factual support for the defenses, and that the defendants had failed to furnish any such factual support for them.

The parties filed memoranda with the trial court and the motion was argued on May 6, 2005. Plaintiff's counsel pointed out to the court that full factual discovery had been completed in the previous action before it was nonsuited, although experts had not been identified by the parties. Plaintiff's counsel also showed to the court an interrogatory propounded to the defendants that asked: "State with particularity all facts upon which you rely for your contention that you are not liable in this action." In their response, the defendants stated, inter alia, that "Plaintiff has also failed to provide any expert disclosures to explain her theory of liability in this case. Without this information, Ford cannot say exactly which affirmative defenses it will continue to pursue."

The trial court then went through the defenses seriatim, asking defense counsel[2] to *205 state what factual basis the defendants had for asserting them. Counsel responded: "Presently we don't have sufficient information" and argued that the motion to strike the defenses was premature because the cut-off time for discovery had not yet arrived. Defense counsel also pointed out that the affirmative defenses had been asserted "upon information and belief" and had merely been reserved so that they would not be waived.

The trial court granted the plaintiff's motion to strike the defenses of contributory negligence, assumption of the risk, negligence of a third party, failure to mitigate damages, unconstitutionality of the claim for punitive damages, and the statute of limitations. The court reserved for future decision the motion to strike the defenses of release and accord and satisfaction. The court denied the motion to strike the three defenses relating to breach of warranty and denied the motion to strike the defendants' reservation of the right to assert additional defenses that might later become applicable. The defendants withdrew the remaining affirmative defenses.

At the end of the hearing, Plaintiff's counsel moved the court to impose sanctions pursuant to Code § 8.01-271.1 on the ground that defense counsel had admitted that there was no known factual basis for the stricken affirmative defenses when asserting them. The court agreed that affirmative defenses 1, 2, 3, 4, 5 and 6 "were completely groundless." In response, defense counsel admitted: "In those defenses there were not sufficient facts."

The issue then became a question of defense counsel's knowledge that the defenses lacked factual support when signing the pleading asserting them. Plaintiff's counsel contended that the defense had obviously known of the lack of factual support because of the discovery the parties had conducted in the original action before it was nonsuited. As an example, plaintiff's counsel referred to the response defense counsel had made, earlier at the same hearing, when the court asked for the factual basis supporting the defense of contributory negligence. The defense had explained its assertion of contributory negligence by arguing that evidence might later become available showing that the plaintiff, a passenger, "could have either been too close or potentially out of position, possibly leaning forward or leaning up against the door" when the car in which she was riding was involved in a collision, causing the air bag to deploy, thus incurring an injury that would not have resulted if she had been sitting in a normal position.

Responding to that argument, Plaintiff's counsel read to the court part of a deposition that had been taken, in the original action before it was nonsuited, of the driver of the car in which the plaintiff had been a passenger at the time of the collision:

[Q] Now, Berta, was she seated? You said she was seated normally. And you gestured to your back. She was back against the seatback?
[A] Yes.
[Q] And her head was leaning back?
[A] Yes.
[Q] And you noticed her in that condition before the impact?
[A] Correct.

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Bluebook (online)
639 S.E.2d 203, 273 Va. 242, 2007 Va. LEXIS 18, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ford-motor-co-v-benitez-va-2007.