Forbes v. Napolitano

236 F.3d 1009, 2001 Cal. Daily Op. Serv. 13, 2001 Daily Journal DAR 27, 2000 U.S. App. LEXIS 33899, 2000 WL 1879932
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 29, 2000
DocketNo. 99-17372
StatusPublished
Cited by34 cases

This text of 236 F.3d 1009 (Forbes v. Napolitano) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Forbes v. Napolitano, 236 F.3d 1009, 2001 Cal. Daily Op. Serv. 13, 2001 Daily Journal DAR 27, 2000 U.S. App. LEXIS 33899, 2000 WL 1879932 (9th Cir. 2000).

Opinions

Opinion by Judge SCHROEDER; Concurrence by Judge SNEED.

SCHROEDER, Circuit Judge

Plaintiffs challenge the constitutionality of an Arizona statute that criminalizes any medical “experimentation” or “investigation” involving fetal tissue from induced abortions unless necessary to perform a “routine pathological examination” or to diagnose a maternal or fetal condition that prompted the abortion. The plaintiffs include individuals suffering from Parkinson’s disease who because of the statute are unable in Arizona to receive transplants of fetal brain tissue that many medical experts believe hold out promise for eventual amelioration or treatment of the disease. Plaintiffs also include doctors in Arizona who fear possible criminal prosecution if they provide services to their patients that the doctors would like to provide.

The district court held on summary judgment that the statutes are unconstitutionally vague, and permanently enjoined their enforcement. It did not reach various other theories presented in plaintiffs’ complaint for invalidation of the statute. In so ruling the district court followed the holdings of three other circuits that considered similar statutes and held them all unconstitutionally vague. See Jane L. v. Bangerter, 61 F.3d 1493, 1499-1502 (10th Cir.1995), Rev’d and remanded on other grounds sub. norm., Leavitt v. Jane L., 518 U.S. 137, 116 S.Ct. 2068, 135 L.Ed.2d 443 (1996); Margaret S. v. Edwards, 794 F.2d 994, 998-99 (5th Cir.1986); Lifchez v. Hartigan, 735 F.Supp. 1361, 1363-76 (N.D.Ill.), aff'd mem., 914 F.2d 260 (7th Cir.1990). In this appeal by the state, we affirm the district court holding. Its decision is published at 71 F.Supp.2d 1015 (D.Ariz.1999). We do not repeat the procedural background.

The principal statute with which we are concerned is A.R.S. § 36-2302, subpart (A). It provides:

A person shall not knowingly use any human fetus or embryo, living or dead, or any parts, organs, or fluids of any such fetus or embryo resulting from an induced abortion in any manner for any medical experimentation or scientific or medical investigation purposes except as is strictly necessary to diagnose a disease or condition in the mother of the fetus or embryo and only if the abortion was performed because of such disease or condition.

Section 36-2302, subpart (C) provides an exception:

This section shall not prohibit any routine pathological examinations conducted by a medical examiner or hospital laboratory provided such pathological examination is not a part of or in any way related to any medical or scientific experimentation.

Thus the statute does not outlaw all use of fetal tissue derived from induced abortions. Instead it generally outlaws the use of such tissue for experimentation, subject to certain exceptions.

Persons violating Section 36-2302 commit a class 5 felony, a crime punishable by one-and-a-half years in prison, and face fines up to $150,000, see A.R.S. § 36-2303. Doctors found to have violated the statute also face censure, probation, suspension of license, revocation of license, or any combination of these. See A.R.S. §§ 13-701, 13-801, 32-1451, 32-1844.

In their complaint and supporting affidavits and depositions, the plaintiff physicians explain the types of procedures involving the use of fetal tissue that they [1011]*1011would use, were it not for the statute. They believe these procedures would fulfill their obligations to promote the health of their patients, and would also advance medical knowledge. Dr. Snider, one of the plaintiffs in this case, stated in his deposition that the statute prevented him from .prescribing and managing a course of treatment for his Parkinson’s disease patients that includes fetal tissue transplantation. Another plaintiff, Dr. Melcher, submitted an affidavit indicating that fetal tissue transplantation holds considerable promise for some of his Parkinson’s disease patients.

Fetal tissue is also useful in diagnosing and testing for fertility problems. One of the plaintiff physicians who- specializes in fertility treatments, Dr. Tamis, was the target of a potentially criminal investigation some years ago when he endeavored to study the effects on the fetus of a drug ingested by pregnant women before an induced abortion was performed. The study was to determine whether the drug passed through the placental wall. Although the state eventually dismissed the grand jury subpoenas issued to Dr. Tamis, he is still uncertain about the proper interpretation of the statute.

Other physicians and expert witnesses explain that many established treatments for illness have developed from fetal research and experimentation, including the polio vaccine. They point out the difficulties of knowing at what stage or point in time “experiments” become recognized as “treatment.” They also point out that the tenns “investigation” and “routine examination” are fundamentally ambiguous. In particular, the experts highlight doctors’ lack of consensus about what procedures are purely experimental. In the view of one expert submitted to the district court, virtually every procedure with a therapeutic objective is experimental to some extent.

The due process clause of the Fourteenth Amendment guarantees individuals the right to fair notice of whether their conduct is prohibited by law. Co-lautti v. Franklin, 439 U.S. 379, 390-91, 99 S.Ct. 675, 58 L.Ed.2d 596 (1979), citing United States v. Harass, 347 U.S. 612, 617, 74 S.Ct. 808, 98 L.Ed. 989 (1954). Although only constructive rather than actual notice is required, individuals must be given a reasonable opportunity to discern whether their conduct is proscribed so they can choose whether or not to comply with the law. Giaccio v. Pennsylvania, 382 U.S. 399, 402-03, 86 S.Ct. 518, 15 L.Ed.2d 447 (1966). Statutes need not be written with “mathematical” precision, nor can they be thus written. Grayned v. City of Rockford, 408 U.S. 104, 108-09, 92 S.Ct. 2294, 33 L.Ed.2d 222 (1972). But they must be intelligible, defining a “core” of proscribed conduct that allows people to understand whether their actions will result in adverse consequences. Planned Parenthood v. Arizona, 718 F.2d 938, 947 (9th Cir.1983)(holding that a statute is void for vagueness if persons of common intelligence must necessarily guess at its meaning).

If a statute subjects transgressors to criminal penalties, as this one does, vagueness review is even more exacting. See Kolender v. Lawson,

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236 F.3d 1009, 2001 Cal. Daily Op. Serv. 13, 2001 Daily Journal DAR 27, 2000 U.S. App. LEXIS 33899, 2000 WL 1879932, Counsel Stack Legal Research, https://law.counselstack.com/opinion/forbes-v-napolitano-ca9-2000.