Flora v. Hamilton

81 F.R.D. 576, 26 Fed. R. Serv. 2d 783, 3 Fed. R. Serv. 1425, 1978 U.S. Dist. LEXIS 14610
CourtDistrict Court, M.D. North Carolina
DecidedNovember 1, 1978
DocketNo. C-76-563-S
StatusPublished
Cited by16 cases

This text of 81 F.R.D. 576 (Flora v. Hamilton) is published on Counsel Stack Legal Research, covering District Court, M.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Flora v. Hamilton, 81 F.R.D. 576, 26 Fed. R. Serv. 2d 783, 3 Fed. R. Serv. 1425, 1978 U.S. Dist. LEXIS 14610 (M.D.N.C. 1978).

Opinion

MEMORANDUM ORDER

EUGENE A. GORDON, Chief Judge.

This matter is before the Court for a determination of the defendants’ motion for an order compelling discovery pursuant to F.R.Civ.P. 37(a). The defendants seek to inspect portions of the plaintiff’s army medical file, which, according to the plaintiff, consists of notes and conclusions of a voluntary interview the plaintiff had with an army psychiatrist while he was in the army in 1960. For the reasons that follow, the Court concludes that discovery should be allowed, but only in the very restricted manner which will be outlined below.

The plaintiff is a former instructor at Rowan Technical Institute in Salisbury, North Carolina, whose employment at that institution was terminated in September of 1976. The plaintiff asserts that the termination violated his rights of free speech, petition and association under the United States Constitution, and brings the present action under 42 U.S.C. §§ 1983 and 1985, 28 U.S.C. §§ 1331 and 1343, and the federal constitution. The defendants deny that any such violations occurred and assert that, to the contrary, defendant was terminated because of plaintiff’s failure, in a variety of contexts, to perform his duties consistent with the minimum standards required of instructors at Rowan Technical Institute. The plaintiff contends that he did highly competent and effective work as a teacher at Rowan Technical Institute and that he had a good relationship with students, faculty and other administrators not named as defendants in this action.

Defendants argue that production under Rule 37(a) is proper because a relevant issue in this case is plaintiff’s fitness for and ability to perform as an administrator and instructor in a structured institution. It follows, therefore, that the evidence in question is clearly relevant or would lead to relevant evidence. The plaintiff’s reply is threefold: first, since the interview with the army psychiatrist took place in 1960, the information involved is highly dated and thus irrelevant; secondly, that due to the nature of the interview and the parties involved, the notes and conclusions are subject to the psychiatrist-patient privilege as set out in N.C.Gen.Stat. § 8-53.3; and third, that the release of other documents in the same file by the plaintiff to the defendant is not a waiver of the privilege asserted because the other documents relate to objective medical data about the plaintiff, whereas the instant information involves his subjective feelings. Alternatively, the plaintiff has offered to make the documents available for in camera inspection by the Court.

Applicable Law

Rule 37(a)(2), F.R.Civ.P., permits a party to move for an order compelling discovery after an opposing party, in response to a request for inspection submitted under Rule 34, fails to comply with the Rule 34 request. The scope of discovery under Rule 34 is the same as that under the discovery rules generally. See C. Wright, Law of Federal Courts 431 (1976). That scope is [578]*578set out primarily in Rule 26, and there are only three limitations on it: the matter sought must be relevant to the subject matter of the action; it must not be privileged; and it must not be the work product of an attorney. Wright, supra, at 403. The parties in this case do not contend that the third requirement, that of avoiding work product material, is in issue here. Rather, their disagreement concerns the first two requirements, and it is to those two points that the Court will address its attention.

Relevance

It is clear that what is relevant in discovery is different from what is relevant at trial, in that the concept at the discovery stage is much broader. Wright, supra at 403. This was made clear by a 1946 amendment to Rule 26(b) which states that it is not a ground of objection that the testimony will be inadmissible at trial, so long as the testimony appears reasonably calculated to lead to the discovery of admissible evidence. F.R.Civ.P. 26(b)(1). Furthermore, the burden of showing that the requested discovery is not relevant, to the issues in the case is on the party resisting discovery. Zucker v. Sable, 72 F.R.D. 1, 3 (S.D.N.Y.1975). The plaintiff here has argued that the information sought is not relevant due to the fact that the interview in question took place in 1960, some fifteen or sixteen years prior to the time at which the plaintiff’s problems at Rowan Tech surfaced. There may be merit to the argument that such evidence would be inadmissible at trial because it is too dated, but since the standard of relevancy in discovery is much less demanding, the Court concludes that the question of relevancy must be decided in favor of the defendant.

Privilege

At the outset it should be noted that the North Carolina law of privileges is not decisive because the present claim arises under federal law. See F.R.Ev. 501. Nevertheless, several courts have recognized that “a strong policy of comity between state and federal sovereignties impels federal courts to recognize state privileges where this can be accomplished at no substantial cost to federal substantive and procedural policy.” Lora v. Board of Education, 74 F.R.D. 565, 576 (E.D.N.Y.1977), citing U. S. v. King, 73 F.R.D. 103, 105 (E.D.N.Y.1976). Courts have recognized as well that strong guidance is to be found in Proposed Rule 504 of the Federal Rules of Evidence, even though the Congress never adopted the rule. Lora, supra at 569; U. S. v. Meagher, 531 F.2d 752, 753 (5th Cir. 1976). The Court agrees that it is beneficial to look for guidance from the law of privilege in North Carolina and from Rule 504, but the Court is conscious as well of its responsibility to “continue to develop recognized privileges, as well as to formulate new privileges, on a case-by-case basis,” always keeping in mind that in performing this task it must balance the public and private interests involved in such a way that “the paramount public interest in the fair administration of justice be served.” Lora, supra at 578.

North Carolina recognizes a psychiatrist-patient privilege. N.C.Gen.Stat. § 8— 53.3 (1969 Replacement). Although no North Carolina decisions appear to have been based on the statute, it is plain that the statute as written favors a policy of non-disclosure, unlike some statutes which are prodisclosure. See, e. g., N.Y.C.P.L.R. § 4504(c) (McKinney 1963); Reid v. Moore-McCormack Lines, Inc., 49 F.R.D. 91 (S.D.N.Y.1970). In addition, in at least one instance the general physician-patient privilege as set out in N.C.Gen.Stat. § 8-53 (1969 Replacement), has been applied by a North Carolina court in a case involving the psychiatrist-patient relationship, and in a manner favoring non-disclosure.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Doe v. Mast
W.D. Virginia, 2023
Royal Bahamian Ass'n v. QBE Insurance
268 F.R.D. 695 (S.D. Florida, 2010)
Kinetic Concepts, Inc. v. Convatec Inc.
268 F.R.D. 226 (M.D. North Carolina, 2010)
Milinazzo v. State Farm Insurance
247 F.R.D. 691 (S.D. Florida, 2007)
Cipriani v. Migliori, 2002-6206 (r.I.super. 2005)
Superior Court of Rhode Island, 2005
Gober v. City of Leesburg
197 F.R.D. 519 (M.D. Florida, 2000)
Teichgraeber v. Memorial Union Corp.
932 F. Supp. 1263 (D. Kansas, 1996)
Aramburu v. Boeing Co.
885 F. Supp. 1434 (D. Kansas, 1995)
Spell v. McDaniel
591 F. Supp. 1090 (E.D. North Carolina, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
81 F.R.D. 576, 26 Fed. R. Serv. 2d 783, 3 Fed. R. Serv. 1425, 1978 U.S. Dist. LEXIS 14610, Counsel Stack Legal Research, https://law.counselstack.com/opinion/flora-v-hamilton-ncmd-1978.