Reid v. Moore-McCormack Lines, Inc.

49 F.R.D. 91, 14 Fed. R. Serv. 2d 112, 1970 U.S. Dist. LEXIS 13211
CourtDistrict Court, S.D. New York
DecidedJanuary 15, 1970
DocketNo. 69 Civ. 1259
StatusPublished
Cited by1 cases

This text of 49 F.R.D. 91 (Reid v. Moore-McCormack Lines, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Reid v. Moore-McCormack Lines, Inc., 49 F.R.D. 91, 14 Fed. R. Serv. 2d 112, 1970 U.S. Dist. LEXIS 13211 (S.D.N.Y. 1970).

Opinion

OPINION

TYLER, District Judge.

Plaintiff is .the widow and executrix of the captain of one of defendant’s ships. While aboard a vessel of defendant and, it is said, in the grip of an uncontrollable impulse, decedent committed suicide by leaping through a port in his quarters into the sea. Plaintiff sues under the Jones Act, 46 U.S.C. § 688, to recover for this death and here moves under Rule 37(a), Fed.R.Civ.P., for an order directing the ship’s doctor and defendant not to raise a physician-patient privilege when the deposition of the. doctor is resumed.

Briefly, the doctor, an employee of defendant, raises the claim of privilege, by reference to Rule 26(b), Fed.R.Civ. P.1 and through it to the law of the State of New York as the authority by which the scope of privilege is to be determined. In particular, defendant points to New York C.P.L.R. § 4504(c), which establishes an apparently unwaivable prohibition on doctors or nurses disclosing “information which would .tend to disgrace the memory of the decedent.” 2

The first problem is to interpret the meaning of privilege in Rule 26. The Federal Rules do not spell out the limits of federal privilege; the usual source for determining the scope of privilege has been state law. Massachusetts Mutual Life Ins. Co. v. Brei, 311 F.2d 463 (2d Cir. 1962); Engl v. Aetna Life Ins. Co., 139 F.2d 469 (2d Cir. 1943). The underlying policy reason for turning to state law was succinctly put in Massachusetts Mutual Life:

“The patient-physician privilege is more than a rule of procedure since it goes to relationships established and maintained outside the area of litigation and ‘affect[s] people’s conduct at the stage of primary activity and should therefore be classified as substantive or quasi-substantive.’ ” Quoting Hart & Wechsler, The Federal Courts and the Federal System, 678 (1953). At 466.

Massachusetts Mutual Life was a diversity case; therefore, any matter categorized as substantive would, be governed by state law. The present case arises under the Jones Act, it is thus a case presenting a federal question and one governed by an act which historically has exhibited a strong policy of uniform national enforcement. Pope & Talbot, Inc. v. Hawn, 346 U.S. 406, 74 S. Ct. 202, 98 L.Ed. 143 (1953); Garrett v. Moore-McCormack & Co., Inc., 317 U.S. 239, 243, 63 S.Ct. 246, 87 L.Ed. 239 (1942); Panama R. Co. v. Johnson, 264 U.S. 375, 44 S.Ct. 391, 68 L.Ed. 748 (1924). Under uniform national legislation, any truly substantive matter would have to be uniformly interpreted and [93]*93governed by federal rather than state law. If that analysis is accepted, since the physician-patient privilege did not exist at common law, 8 Wigmore on Evidence (MeNaughton Revision) § 2380, and there is no federal statute creating such a privilege, there would be no physician-patient privilege in cases, such as the present one, which arise under schemes of national legislation..

Such a result would produce patent absurdities. One does not turn to his doctor and conduct his consultations,' speculating the while on whether or not he should make state-protected disclosures because he never expects to be involved in a suit under national legislation where they could be revealed.- The vast bulk of physician-patient contacts and disclosures do not take place in a setting dominated by litigation of any soft, much less in circumstances where the patient can calculate whether he has a state or federal cause of action. Thus, if state policies favoring disclosure between physician and patient are to have vitality and power, they should govern in both state and federal actions as long as federal legislation does not itself enunciate a policy on the physician-patient privilege. The thrust of the circuit court’s reasoning in Massachusetts Mutual Life therefore pushes beyond diversity cases and holds good for cases arising under federal legislation.. Federally, privilege is perhaps best thought of as a procedural rule which looks outward to the substantive law of the appropriate local jurisdiction to receive its concrete form in a given case.

There remains the task of determining what body of substantive law should govern the scope of the privilege in this case. The defendant urges the court to turn to the law of New York as the substantive law governing the jursdiction in which the forum sits. Though the point has not been canvassed in the briefs, defendant may perhaps argue further that the jurisdictional requirements of the Jones Act limited the plaintiff to bringing this action in a judicial district in New York State and that, therefore, plaintiff on entering his contract with defendant accepted the law of New York as governing and must now be bound by it.

Since privilege provisions primarily shape conduct beyond the arena of litigation, the appropriate body of law to turn to are those substantive rules under which the parties conducted their relations before the litigation. That body of substantive law was the law of admiralty and not the law of New York.

Clearly, evidence as to the -health and mental competence of a ship’s captain might be called for in non-Jones Act cases brought in almost' any judicial district in which a port is located. It can hardly be contended that the law of privilege of each of those jurisdictions governs the scope of available privilege between the members of the crew and the ship’s doctor. The body of substantive law with the predominant contacts to the facts laid out in this case is the law of admiralty. That conclusion is dictated both by common sense and by the historic policy of uniform national > enforcement of the Jones Act, which seeks to have the substantive rights and policies of admiralty enforced in all courts trying Jones Act cases. Garrett v. Moore-McCormack & Co., Inc., supra; 2 Norris, The Law of Seamen, § 677. I have found no suggestion that admiralty law recognizes a physician-patient privilege which would allow the ship’s doctor in this case to avoid testifying.

While I believe admiralty to be the proper body of substantive law to consult, I also rule against defendant if New York law is deemed the proper susbtantive law. The New York statute prohibits disclosure of “information which would tend to disgrace the memory of the decedent.” There is little New York case law interpreting that statutory phrase, but one of the few cases does come surprisingly close to the [94]*94case at bar. In Killip v. Rochester General Hospital, 1 Misc.2d 349, 146 N.Y.S.2d 164 (Sup.Ct. Monroe Co. 1955), while in the care of defendant, plaintiff’s decedent, according to the death certificate, jumped from the second story-window of the hopsital while temporarily insane. That episode resulted in injuries to the decedent and his subsequent death. The prohibition of C.P.L.R. § 4504(c) was raised and the court commented :

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Bluebook (online)
49 F.R.D. 91, 14 Fed. R. Serv. 2d 112, 1970 U.S. Dist. LEXIS 13211, Counsel Stack Legal Research, https://law.counselstack.com/opinion/reid-v-moore-mccormack-lines-inc-nysd-1970.