Filliung v. Adams

899 N.E.2d 485, 387 Ill. App. 3d 40
Appellate Court of Illinois·Decided December 1, 2008·No. 1-07-2787·Published·Cited by 48 cases

Opinion

PRESIDING JUSTICE ROBERT E. GORDON

delivered the opinion of the court:

Plaintiffs are committed to a mental health unit for the criminally insane that is part of the Elgin Mental Health Center, in Elgin, Illinois. They filed this suit to challenge certain policies at the mental health center that affect their access to and possession of property and funds. The trial court granted defendants’ motions for summary judgment and to strike portions of plaintiffs’ motion for summary judgement. For the reasons discussed below, we affirm.

BACKGROUND

Parties

The two plaintiffs in this action, Larry Filliung and Ryan Hayes, were both committed to the custody of the Illinois Department of Human Services (the Department) after a finding by a criminal court that they were not guilty by reason of insanity. Although both plaintiffs were adjudicated criminally insane, neither plaintiff has a court-appointed guardian to manage his personal funds or property. Both plaintiffs are confined by the Department to the Pinel Unit at the Elgin Mental Health Center (Elgin), a mental health facility operated by the State of Illinois and located in Elgin, Illinois. The Pinel Unit is a forensic treatment program with approximately 40 patients.

The complaint stated that plaintiffs Filliung and Hayes sued “individually and on behalf of all others similarly situated.” In addition, the complaint referred several times to “members of the plaintiff class.” However, the suit was never certified as a class action, and thus these two plaintiffs are the only plaintiffs in this action.

The defendants in this action are the Illinois Department of Human Services and three officials of the Department. The three officials are: (1) Carol Adams, secretary of the Department; (2) Michael S. Pelletier, facility director at Elgin, who has been replaced by Charles Hoffman; and (3) Dennis H. Headley, director of the forensic program at Elgin.

Complaint

The complaint, filed September 8, 2005, contained five counts, alleging: (1) improper promulgation of certain policies at Elgin, in violation of the Illinois Administrative Procedure Act (5 ILCS 100/1 — 1 et seq. (West 2006)); (2) restrictions on Elgin patients in violation of section 2 — 104 of the Mental Health and Developmental Disabilities Code, the statute governing possession of personal property by patients in a mental health facility (405 ILCS 5/2 — 104 (West 2006)); (3) violations of the first amendment right of freedom of speech (U.S. Const., amend. I) due to Elgin’s restrictions on patients’ access to film and music recordings; (4) various statutory violations due to Elgin’s restrictions on patents’ film and music access, and on patients’ ability to make purchases; and (5) violation of section 2 — 105, the statute permitting a mental health patient to “use his money as he chooses” (405 ILCS 5/2 — 105 (West 2006)).

Only four counts are now at issue, because plaintiffs dropped the constitutional claim on appeal. Plaintiffs’ appellate brief stated: “Count III has been conceded by the Plaintiffs, and is not a subject of this appeal.”

The targets of these four counts were two written policies in the “Elgin Mental Health Center Manual.” Policy 2105 forbad patient access to films and music that were violent, racist or sexually explicit; and Policy 5125 required a cashless system of debit cards and checks for its forensic patients.

With respect to “the practice in place” concerning Policy 2105, the complaint alleged, among other things, that it “restricted] a patient’s access, possession and use of facility-owned and patient-owned video films and music compact discs [CDs].” Policy 2105 was entitled “Video Films/Compact Discs”; it governed both (1) the purchase of film and music recordings by the facility, and (2) the ability by staff, patients or anyone else to bring such recordings into the facility. The policy prohibited the purchase by the facility of compact discs “that include or promote vulgar language, racism, violence or anti-social behavior.” For films not owned by the facility, the policy prohibited films rated R or X.

With respect to “the practice in place” concerning Policy 5125, the complaint alleged, among other things, that patients were required “to bring a picture and description of the object they wish[ed] to buy to the unit manager when requesting his or her signature on a withdrawal authorization slip”; that the unit managers could thus “make a personal judgment” about the item that the patient wished to buy; and that the unit managers could decline to sign a withdrawal slip if the patient did not present a picture of the intended item.

Policy 5125 was entitled “Patient Trust Fund” and governed the use by a patient of his or her funds while he was at the facility. For patients in the forensic treatment program, the policy provided for a cashless system using only debit cards and checks. After depositing funds into his patient trust fund, the patient received a debit card that he could use to make purchases at the facility. When the patient wished to mail a check to purchase an item from outside the facility, he completed a withdrawal slip that was then signed by an employee designated to authorize such withdrawals. The check was then “mailed directly from the Trust Fund by the Trust Fund staff.” If the patient wanted “the correspondence to remain unimpeded, private and uncensored,” then he could place the correspondence in a sealed envelope attached to the withdrawal slip. The trust fund staff would then mail the sealed envelope with the check in another envelope. Policy 5125, as written, did not require a picture.

The events giving rise to this lawsuit, as alleged in the complaint, include Elgin’s refusal: (1) to rent the films “Waking Life,” rated R, and “Ghost in the Shell II,” a Japanese anime film, rated PG-13; (2) to purchase the film “Million Dollar Baby,” rated PG-13; (3) to approve a withdrawal form for plaintiff Filliung to buy a pair of juggling balls because he did not provide a picture of the balls; and (4) to approve a withdrawal form for plaintiff Hayes to buy a music compact disc by the band “Iron Maiden.”

New Regulation

Effective December 27, 2006, the Department promulgated a new administrative regulation entitled “Personal Property in State Mental Health Facilities.” 59 Ill. Adm. Code §110.30, added at 31 Ill. Reg. 412, eff. December 27, 2006. 1 The trial court offered plaintiffs the opportunity to amend their complaint, but plaintiffs declined. Thus, none of the allegations of the complaint are directed against the new regulation.

On May 5, 2006, defendants filed an amended answer to include an affirmative defense of mootness. Plaintiffs chose not to file a reply.

The new Department-wide regulation superceded both the Elgin policies challenged in this lawsuit. In their appellate brief, defendants stated that the new regulation superceded both Policy 2105 and Policy 5125 and that these two policies were no longer in effect at Elgin.

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Filliung v. Adams, 899 N.E.2d 485, 387 Ill. App. 3d 40 (Ill. Ct. App. 2008).

899 N.E.2d 485 (Filliung v. Adams) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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