Fields v. West Virginia State Police

264 F.R.D. 260, 2010 U.S. Dist. LEXIS 6214, 2010 WL 286635
CourtDistrict Court, S.D. West Virginia
DecidedJanuary 26, 2010
DocketNo. 2:09-cv-0754
StatusPublished
Cited by4 cases

This text of 264 F.R.D. 260 (Fields v. West Virginia State Police) is published on Counsel Stack Legal Research, covering District Court, S.D. West Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fields v. West Virginia State Police, 264 F.R.D. 260, 2010 U.S. Dist. LEXIS 6214, 2010 WL 286635 (S.D.W. Va. 2010).

Opinion

MEMORANDUM OPINION AND ORDER

MARY E. STANLEY, United States Magistrate Judge.

This case presents the issue of whether a federal judicial officer can order a party, who has placed the party’s physical or mental health in issue, to execute HIPAA-compliant2 medical releases or authorizations so that the party’s medical records can be obtained by opposing counsel. Pending before the court is a motion to compel filed by the [261]*261defendants. The parties briefed the issue and presented oral argument.

This action concerns the plaintiffs’ allegations that several West Virginia State Troopers violated their civil rights by using excessive force against them, and by “the unlawful and malicious detention, seizure, arrest, conspiracy and prosecution of the plaintiffs.” (Complaint, docket # 1, ¶ 1.) The plaintiffs were incarcerated for ten days and then released, the charges having been dismissed. Id., ¶¶ 36, 42. The plaintiffs seek judgment against the defendants for medical expenses and physical harm and suffering, property damage, economic loss, and emotional pain and suffering. The Complaint originally included jail employees and jail healthcare providers as defendants, but the plaintiffs voluntarily dismissed them.

The defendants’ motion asserts that they need the medical releases in order to conduct an independent investigation of the plaintiffs’ claims of physical and emotional injuries. (Motion, # 15, at 4.) They point out that the Complaint alleges that the plaintiffs “were repeatedly deprived of adequate and necessary medical treatment. Specifically, Mrs. Fields, who suffers from multiple medical problems, was denied her diabetic medication for more than half of her incarceration----” (Complaint, ¶ 37.) The court notes that paragraph 37 makes allegations only against defendants who have been dismissed from this action.

When allegations against dismissed defendants are ignored, the Complaint makes the following assertions of physical and emotional injury:

• State Troopers beat Paul Dewayne Fields upon his face and torso (¶ 33)
• D.B., a minor child for whom the Fields-es are guardians, was traumatized by the State Troopers’ treatment of Paul Dewayne Fields and by his ten-day separation from the Fieldses (¶ 40)
• Paul Dewayne Fields and Kimberly Ann Fields were traumatized by these circumstances, including their arrest and incarceration for ten days (¶ 40).

The court finds that Paul Dewayne Fields has placed his physical and mental health in issue, Kimberly Ann Fields has placed her mental health in issue, and the Fieldses have placed D.B.’s mental health in issue. In paragraph 45, the plaintiffs allege that they have “suffered both physical pain and emotional distress,” but this is not explained further. If Kimberly Ann Fields claims to have suffered a physical injury at the hands of the State Troopers, it is not apparent from the Complaint. Similarly, if the Fieldses claim that D.B. suffered a physical injury, the facts supporting such an allegation are not set forth.

Plaintiffs contend that the Federal Rules of Civil Procedure contain no provision which requires a party to sign a medical authorization granting a defendant access to the party’s medical and other records. (Response, # 19, at 2.) They concede that the defendants are entitled to request and to receive from the plaintiffs “all medical and other records relevant to this civil action.” Id. They dispute the defendants’ right of access to confidential medical records which are irrelevant or privileged. Id. at 3-8.

The defendants’ reply argues that various courts have required plaintiffs to execute medical releases. (Reply, #21, at 3.) The undersigned has read the eases cited by the defendants and the cases cited within those cases, as well as federal cases decided by district courts within the Fourth Circuit. They will be discussed below. The plaintiffs filed a sur-reply (#22) without leave of court, as required by our Local Rules; the undersigned read the document, but it will not be summarized here.

It is a considerable understatement to suggest that the Health Insurance Portability and Accountability Act of 1996 changed the landscape of obtaining medical and psychological records of parties in the course of litigation. The Act was signed by President Clinton on August 21, 1996, but the United States Department of Health and Human Services’ enforcing regulations were not effective until April 14, 2003. United States v. Sutherland, 143 F.Supp.2d 609, 612 (W.D.Va. 2001). The Act and its regulations were upheld as constitutional in South Carolina Med. Ass’n v. Thompson, 327 F.3d 346, 348 (4th Cir.2003). Cases addressing releases of [262]*262medical records which were decided before the effective date of the HIPAA regulations, in the opinion of this judicial officer, have little or no precedential value.

The defendants served discovery requests on the plaintiffs on September 30, 2009 (#10); at oral argument on January 20, 2010, counsel for the defendants stated that he had not yet received any medical records from the plaintiffs, despite his requests for them. Counsel for the plaintiffs advised that he has requested records to review for relevancy and to disclose to the defense, but that healthcare providers are notoriously slow in providing them. The defendants limited their motion to compel to their request for an order compelling the plaintiffs to execute HI-PAA-compliant releases. The proposed releases authorize disclosure of medical records and information by medical providers, pharmacies, health insurance companies, psychotherapy and mental health care providers, Social Security medical records and benefits history, employment records, workers’ compensation records and criminal records (hereinafter collectively referred to as “the releases”). No release of records relating to D.B. was requested.

We are mandated to construe and administer the Federal Rules of Civil Procedure “to secure the just, speedy, and inexpensive determination of every action and proceeding.” Fed.R.Civ.P. 1. The Rules do not address the specific issue before the court; thus we must consider the HIPAA regulations and the decided cases.

The HIPAA regulations permit disclosure of a person’s private medical and mental health information pursuant to a court order if a protective order is in place to prohibit disclosure of the information for a purpose other than the litigation and to require return of the information at the conclusion of the proceedings. 45 C.F.R. § 164.512(e)(1)(i); A Helping Hand, LLC v. Baltimore Co., Maryland, 295 F.Supp.2d 585, 592 (D.Md.2003). “[Ojnly the information expressly authorized by such order” may be disclosed. 45 C.F.R. § 164.512(e)(l)(i). The Agreed Protective Order which is found on the court’s website (LR Civ P 26.4) meets both criteria.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Whaley v. Licurs
D. South Carolina, 2025

Cite This Page — Counsel Stack

Bluebook (online)
264 F.R.D. 260, 2010 U.S. Dist. LEXIS 6214, 2010 WL 286635, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fields-v-west-virginia-state-police-wvsd-2010.