Adams v. Ardcor

196 F.R.D. 339, 2000 WL 1363716
CourtDistrict Court, E.D. Wisconsin
DecidedAugust 1, 2000
DocketNo. 97-C-0375
StatusPublished
Cited by6 cases

This text of 196 F.R.D. 339 (Adams v. Ardcor) is published on Counsel Stack Legal Research, covering District Court, E.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Adams v. Ardcor, 196 F.R.D. 339, 2000 WL 1363716 (E.D. Wis. 2000).

Opinion

MEMORANDUM AND ORDER

GORENCE, United States Magistrate Judge.

This action, which was filed in Walworth County Circuit Court and removed to federal court on April 14,1997, arises out of personal injuries sustained by the plaintiff, Richard Wayne Adams, on May 7,1996, while working for his employer, K.A.M. Industries, d/b/a Cordeck, Inc. The plaintiff alleges that he sustained severe injuries as a result of his left hand being caught in a roll-forming machine while he was cleaning the machine.

Defendant Ardcor, Division of American Roll Tooling, Inc., (Ardcor) has filed motions to compel disclosure of the plaintiffs “black book” and related materials, to compel discovery of items removed from expert’s file and to compel the plaintiff to sign authorizations for psychological records and answer deposition questions. By letter of April 12, 2000, defendant Cordeck Sales, Inc. (Cor-deck) joined in the motions. The motion to compel the plaintiff to sign authorizations for psychological records and answer deposition questions will be addressed herein. The remaining motions will be addressed in a separate decision.

Motion to Compel Plaintiff to Sign Medical Authorizations

Defendant Ardcor moves this court for an order compelling the plaintiff to sign medical authorizations for release of psychological records and to answer deposition questions concerning any pre-accident psychological problems, examinations, evaluations, testing and treatment. Defendant Ardcor asserts that the plaintiffs third amended complaint contains allegations of psychological damage and that any pre-accident psychological records of the plaintiff are highly relevant to the plaintiffs claims. It further asserts that the evidence is also reasonably calculated to lead to the discovery of admissible evidence.

In opposing the motion, the plaintiff asserts that the sought-after psychological records predate the accident at issue in this case by a year or more and were generated in the course of a custody battle which followed a hotly contested divorce proceeding. The plaintiff further states that the records are not asserted by the plaintiff to support his claim of psychological injury and were never disclosed to the plaintiffs treating psychologist and expert witness. The plaintiff cites Jaffee v. Redmond, 518 U.S. 1, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996), in support of his position.

In Jaffee, the Court recognized a psychotherapist privilege covering confidential communications made to a psychotherapist which protects such communications from disclosure pursuant to Rule 501 of the Federal Rules of Evidence. This privilege is not subject to a balancing test. The Court held that a privilege of protecting confidential communications between a psychotherapist and her patient “promotes sufficiently important interests to outweigh the need for probative evidence.” Id. at 9-10, 116 S.Ct. 1923 (quoting Trammel v. United States, 445 U.S. 40, 47, 100 S.Ct. 906, 63 L.Ed.2d 186 [1980]).

The Court stated: “Like the spousal and attorney-client privileges, the psychotherapist-patient privilege is ‘rooted in the imperative need for confidence and trust.’ ” Id. at 10, 116 S.Ct. 1923 (quoting Trammel, 445 U.S. at 51, 100 S.Ct. 906). Therefore, effective psychotherapy “depends upon an atmosphere of confidence and trust in which the patient is willing to make a frank and complete disclosure of facts, emotions, memories, and fears.” 518 U.S. at 10, 116 S.Ct. 1923. The Court stated that given the sensitive nature of problems for which persons consult psychotherapists, “the mere possibility of disclosure may impede the development of the confidential relationship necessary for successful treatment.” Id.

The Court held that protecting confidential communications between a psychotherapist and her patient from involuntary disclosure serves important private interests as well as [341]*341the public interest by facilitating the provision of appropriate treatment for individuals suffering the effects of a mental or emotional problem. Id. at 11. The Court further found that, in contrast to the significant public and private interests supporting recognition of the privilege, “the likely evidentiary benefit that would result from the denial of the privilege is modest.” Id. The psychotherapist privilege covers confidential communications made to licensed psychiatrists and psychologists as well as confidential communications made to licensed social workers in the course of psychotherapy. Id. at 15.

The Court recognized that the psychotherapist-patient privilege can be waived. Id. at 14 n. 14. The Court, however, did not elaborate on what would constitute waiver of the privilege. In fact, the Court expressly declined to define the scope of the privilege, stating “it is neither necessary nor feasible to delineate its full contours in a way that would ‘govern all conceivable future questions in this area.’ ” Id. at 18 (quoting Upjohn Co. v. United States, 449 U.S. 383, 386, 101 S.Ct. 677, 66 L.Ed.2d 584 [1981]).

In decisions post-dating Jaffee, courts have recognized that the privilege is waived implicitly when the plaintiffs mental condition is made an issue in the litigation. Vann v. Lone Star Steakhouse & Saloon of Springfield, Inc., 967 F.Supp. 346, 349-50 (C.D.Ill.1997)(citing In re Pebsworth, 705 F.2d 261, 262 [7th Cir.1983] and Sarko v. Penn-Del Directory Co., 170 F.R.D. 127, 130 [E.D.Pa.1997]). However, courts vary in their determination of when a plaintiff has placed his or her mental condition “in issue.” See Ruhlmann v. Ulster County Department of Social Services, 194 F.R.D. 445, 450-51 (N.D.N.Y.2000) (citing and summarizing cases).

Some courts hold that the mere assertion of a claim for emotional distress constitutes a waiver, while other cases hold that the privilege is waived if the plaintiff makes affirmative use of the privileged material in connection with her prosecution of the ease. Id. at 447-49; see also, Booker v. City of Boston, 1999 WL 734644, *1 (D.Mass.1999) (citing cases). Some courts in examining these various cases have attempted to harmonize these approaches. Ruhlmann, 194 F.R.D. 445, 449-50; Hucko v. City of Oak Forest, 185 F.R.D. 526, 528-29 (N.D.Ill.1999).

McKenna v. Cruz, 1998 WL 809533 (S.D.N.Y.1998) is representative of what has been characterized as one line of eases. In McKenna, the court held that the psychotherapist-patient privilege is waived where the plaintiff chooses to put his psychiatric or emotional condition in issue. Id. at *2 (citing 3 Weinstein’s Federal Evidence, §§ 504.01, 504.07[7] [2d ed.1997]). In that case, in the context of a 42 U.S.C. § 1983

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Cite This Page — Counsel Stack

Bluebook (online)
196 F.R.D. 339, 2000 WL 1363716, Counsel Stack Legal Research, https://law.counselstack.com/opinion/adams-v-ardcor-wied-2000.