Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co.

493 F.3d 1368, 83 U.S.P.Q. 2d (BNA) 1385, 2007 U.S. App. LEXIS 15942
CourtCourt of Appeals for the Federal Circuit
DecidedJuly 5, 2007
Docket2005-1492
StatusPublished
Cited by27 cases

This text of 493 F.3d 1368 (Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., 493 F.3d 1368, 83 U.S.P.Q. 2d (BNA) 1385, 2007 U.S. App. LEXIS 15942 (Fed. Cir. 2007).

Opinions

Opinion for the court filed by Circuit Judge DYK. Dissenting opinion filed by Circuit Judge NEWMAN.

DYK, Circuit Judge.

This case raises the question of whether an equivalent is foreseeable within the meaning of Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., 535 U.S. 722, 740, 122 S.Ct. 1831, 152 L.Ed.2d 944 (2002) (“Festo VIII”), and subject to surrender under the doctrine of prosecution history estoppel. We conclude that foreseeability does not require the applicant to be aware that a particular equivalent would satisfy the insubstantial differences test or the function/way/result test with respect to the claim as amended. We hold that Shoketsu Kinzoku Kogyo Kabushiki Co., Ltd. and SMC Pneumatics, Inc.’s (collectively “SMC”) aluminum sleeve was a foreseeable alternative to Festo Corporation’s (“Festo’s”) magnetizable sleeve and that prosecution history estoppel applies. Accordingly, we affirm the district court’s judgment in favor of SMC of lack of infringement of U.S. Patent No. 4,354,125 (filed May 28, 1980) (“'125 patent”). Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., No. 88-1814, slip op. at 2, 2005 WL 1398528 (D. Mass. June 13, 2005) (“Festo XI”); Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., Ltd., slip op. 88-1814, p. 7, 2006 WL 47695 (D.Mass. Jan. 10, 2006) (“Festo XII”) (order denying motion to amend judgment).

BACKGROUND

I

This case once again presents an issue concerning the scope of prosecution history estoppel under the doctrine of equivalents. The case has been pending for al[1371]*1371most twenty years and has been before the Supreme Court twice and before us twice en banc. The relevant history may be briefly summarized.

In August 1988, Festo sued SMC for infringement of the T25 patent.1 The '125 patent, entitled “Magnetically Coupled Arrangement for a Driving and a Driven Member,” claims a “small gap” magnetically coupled rodless cylinder. A “magnetically coupled rodless - cylinder” is a previously known device that contains a piston that is forced through a cylinder and is magnetically coupled to a driven member or driven assembly (which is then attached to a carriage that can move goods). '125 patent Abstract; id., col.l 11.11-15. Thus, when the piston moves through the cylinder, the magnetic force moves the driven member, which moves the attached carriage. At the time of the invention, such conveyance machines were known in the art. The invention claimed in the '125 patent is a “small gap” magnetically coupled rodless cylinder, meaning that the gap between the piston and the driven member is kept as small as possible so that the magnetic coupling force is particularly strong. '125 patent Abstract.

The patent explains that the piston is encircled with magnets and is driven through the cylinder by liquid pressure. Id., col.l 11.56-58, col.2 11.12-13. The driven member is outside the cylinder and contains magnets that are coupled by magnetic force with the magnets on the piston. Id., col.3 ll.16-17, col.4 ll.25-29. The driven member is not physically attached to the piston, but, because it is magnetically coupled to the piston, the driven member follows the piston along the outside of the cylinder as the piston moves along the inside of the cylinder. A “sleeve” surrounds the outside of the driven member and is the casing that encloses the magnets. Id., col.3 ll.60-65. Guide rings are located at each end of the piston. Id., col.3 ll.24-30. The purpose of the guide rings is to guide the piston through the cylinder without the magnets on the piston touching the sides of the cylinder. The guide rings also wipe impurities from the inside of the cylinder. Id., col.3 ll.41-48. The device also contains sealing rings at either end of the piston. Id., col.3 ll.30-33. The purpose of the sealing rings is to. align with separate wiping rings on the driven member to prevent “torsional deforming moments” that could cause the piston and the driven member to .pinch the thin cylinder wall. Id., col.l ll.63-68. The sealing rings also wipe impurities from the inside of the cylinder. Id., col.3,11.41-48. The following figure, the only drawing in the patent, shows the cylinder (10), the piston (16), the driven member (18), the guide rings (24), the sealing rings (26), the wiper rings (44), and the sleeve (30):

[1372]*1372[[Image here]]

Dr. Kurt Stoll filed the application that became the '125 patent in the United States as the U.S. counterpart to a German patent application. The original U.S. application was filed with 12 claims. Claim 1 initially read:

1. A linear motor for use in a conveying system, said motor being operable by a pressure medium and comprising a tubular part connectible to a source of the pressure medium, a piston which is slidable in said tubular part and which has sealing means at each end for [wiping engagement with an internal surface of the tubular part and so as to form a seal for the pressure medium, and a driven assembly which is slidable on the tubular part and which has means at each end for [wjiping engagement with an external surface of the tubular part, the piston and the driven assembly each carrying a drive magnet arrangement in the form of a hollow cylindrical assembly, each magnet arrangement having radial play relative to the adjacent surface of the tubular part, and surfaces of the magnet arrangements which face the tubular part being closely adjacent to the respective surfaces of the tubular part.

Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., 234 F.3d 558, 582 (Fed.Cir. 2000) (en banc) (vacated on other grounds, Festo VIII, 535 U.S. at 742, 122 S.Ct. 1831).

The original application also included two relevant dependent claims: claims 4 and 8. Claim 4 read:

4. A linear motor according to any of claims 1 to 3, wherein the sealing means of the piston comprise sealing rings and the piston is provided with sliding guide rings near the sealing rings.

Id. at 583 (emphasis omitted). Claim 8 read:

8. A linear motor according to any of the preceding claims wherein the driven assembly is provided with a sleeve made of a magnetizable material, which encircles the hollow cylindrical assembly of the magnet arrangement.

Id. (emphasis omitted).

In 1981 the patent examiner rejected the initial application because the examiner could not determine whether the claimed device was a “true motor or [a] magnetic clutch”2 and because some of the claims were in improper multiple dependent form in violation of 35 U.S.C. § 112.

[1373]*1373In response, on November 2, 1981, Dr. Stoll submitted two prior art German patents that claimed a “large gap” rodless cylinder, meaning that the gap between the magnets on the piston and driven member is larger than the gap claimed in the '125 patent. See German Offenle-gungsschrift No. 27 37 924 (“the German patent”); German Gebrauchsmuster No. 19 82 379.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Untitled Case
D. Delaware, 2026
Sprint Commc'ns Co. v. Cox Commc'ns Inc.
302 F. Supp. 3d 597 (D. Delaware, 2017)
Duramed Pharmaceuticals, Inc. v. Paddock Laboratories, Inc.
715 F. Supp. 2d 552 (S.D. New York, 2010)
Arlington Industries, Inc. v. Bridgeport Fittings, Inc.
692 F. Supp. 2d 487 (M.D. Pennsylvania, 2010)
EKR Therapeutics, Inc. v. Sun Pharmaceutical Industries, Ltd.
633 F. Supp. 2d 187 (D. New Jersey, 2009)
DePuy Spine, Inc. v. Medtronic Sofamor Danek, Inc.
567 F.3d 1314 (Federal Circuit, 2009)
Southwestern Bell Telephone Co. v. Arthur A. Collins, Inc.
279 F. App'x 989 (Federal Circuit, 2008)
TGIP, Inc. v. AT & T Corp.
527 F. Supp. 2d 561 (E.D. Texas, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
493 F.3d 1368, 83 U.S.P.Q. 2d (BNA) 1385, 2007 U.S. App. LEXIS 15942, Counsel Stack Legal Research, https://law.counselstack.com/opinion/festo-corp-v-shoketsu-kinzoku-kogyo-kabushiki-co-cafc-2007.