Ferguson v. State (Slip Opinion)

2017 Ohio 7844
CourtOhio Supreme Court
DecidedSeptember 28, 2017
Docket2015-1975
StatusPublished
Cited by32 cases

This text of 2017 Ohio 7844 (Ferguson v. State (Slip Opinion)) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ferguson v. State (Slip Opinion), 2017 Ohio 7844 (Ohio 2017).

Opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as Ferguson v. State, Slip Opinion No. 2017-Ohio-7844.]

NOTICE This slip opinion is subject to formal revision before it is published in an advance sheet of the Ohio Official Reports. Readers are requested to promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65 South Front Street, Columbus, Ohio 43215, of any typographical or other formal errors in the opinion, in order that corrections may be made before the opinion is published.

SLIP OPINION NO. 2017-OHIO-7844 FERGUSON, APPELLEE, v. THE STATE OF OHIO, APPELLANT. [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as Ferguson v. State, Slip Opinion No. 2017-Ohio-7844.] Workers’ compensation—Appeals—R.C. 4123.512—Consent provision of R.C. 4123.512(D) does not violate Article IV, Section 5(B) of Ohio Constitution because workers’ compensation appeals under R.C. 4123.512 are special statutory proceedings and consent provision renders Civ.R. 41(A) clearly inapplicable—Consent provision does not violate Equal Protection Clauses of Ohio and federal Constitutions because distinct classification of claimants in employer-initiated workers’ compensation appeals is rationally related to legitimate purposes of limiting improper payments made during pendency of appeals and avoiding unnecessary delay in appeal process—Consent provision does not violate due-process guarantees of Ohio and federal Constitutions because provision is rationally related to legitimate purposes of avoiding needless extension of appeal process SUPREME COURT OF OHIO

designed to run quickly, financial effects on system as whole, and waste of judicial resources—Court of appeals’ judgment reversed. (No. 2015-1975—Submitted February 28, 2017—Decided September 28, 2017.) APPEAL from the Court of Appeals for Cuyahoga County, No. 102553, 2015-Ohio-4499. _________________ DEWINE, J. {¶ 1} Under Ohio law, an employer may appeal a determination by the Industrial Commission that an employee has the right to participate in the workers’ compensation fund. Although it is the employer who files the appeal in the common pleas court, the employee is the plaintiff. In 2006, the legislature enacted a provision allowing an employee to dismiss an employer-initiated appeal only with the consent of the employer. 2006 Am.Sub. S.B. No. 7 (amending R.C. 4123.512(D)). The question we confront today is whether that provision—the so- called “consent provision”—is constitutional. {¶ 2} The court of appeals determined that the consent provision violates the separation-of-powers doctrine embodied in the Ohio Constitution, the Equal Protection Clauses of the Ohio and federal Constitutions, and the Due Course of Law and Due Process Clauses of the Ohio and federal Constitutions. We disagree and reverse the judgment of the court of appeals. BACKGROUND {¶ 3} In the proceeding below, the Eighth District Court of Appeals affirmed the trial court’s judgment declaring the consent provision of R.C. 4123.512(D) unconstitutional. The declaratory-judgment action was filed by appellee, Shannon Ferguson, an injured worker. To fully understand the declaratory-judgment action, some background relating to Ferguson’s workers’ compensation claims is necessary.

2 January Term, 2017

{¶ 4} Ferguson brought two separate workers’ compensation claims alleging that he had suffered injuries while working at Ford Motor Company. The Industrial Commission awarded benefits for both claims, and Ford appealed the determinations to the common pleas court. {¶ 5} Once Ford appealed, Ferguson was required to file the equivalent of a complaint alleging his entitlement to participate in the workers’ compensation fund. See R.C. 4123.512(D). He did so for both claims, and the court consolidated the cases. {¶ 6} Prior to the scheduled trial date, Ferguson sought to dismiss the claims. Ford refused to consent to the dismissal as required by R.C. 4123.512(D). Absent agreement by Ford, Ferguson moved the court to dismiss his complaint without prejudice pursuant to Civ.R. 41(A)(2) or, alternatively, for leave to file a motion for a declaratory judgment declaring the consent provision unconstitutional. The trial court denied both motions. Ferguson attempted to appeal, but the Eighth District Court of Appeals dismissed the appeal for lack of jurisdiction pursuant to R.C. 2505.02. {¶ 7} After his appeal was dismissed, Ferguson again sought leave to amend his complaint to add a declaratory-judgment claim challenging the consent provision. When the trial court denied this motion, Ferguson filed a declaratory- judgment action against the state in a separate proceeding. It is that declaratory- judgment action that we consider today. The trial court has stayed the original consolidated case pending a resolution of this case. {¶ 8} In his declaratory-judgment action, Ferguson argued that the consent provision in R.C. 4123.512(D) is unconstitutional for three reasons. First, he claimed that it conflicts with the Ohio Rules of Civil Procedure and thus violates the separation-of-powers doctrine by improperly intruding on this court’s power to govern trial procedure under Article IV, Section 5(B) of the Ohio Constitution. Second, Ferguson argued that the consent provision violates the Equal Protection

3 SUPREME COURT OF OHIO

Clause contained in Article I, Section 2 of the Ohio Constitution because it “treats similarly situated plaintiff-claimants unequally based solely on whether the plaintiff-claimant or the employer initiated the appeal” and it lacks a legitimate rational purpose. Finally, Ferguson claimed that the consent provision violates the Due Course of Law Clause of Article I, Section 16 of the Ohio Constitution because it prevents claimants from adequately presenting their cases. {¶ 9} The trial court held that the consent provision is unconstitutional “on the grounds of due process and equal protection, and violates the doctrine of separation of powers.” As for the due-process and equal-protection arguments, the trial court gave Ferguson more than he sought, concluding that the consent provision violates both the Ohio Constitution—which Ferguson had alleged—and the United States Constitution—which he had not. On appeal by the state, the court of appeals affirmed the trial court’s judgment in all respects. {¶ 10} The cause is now before this court upon our acceptance of the state’s discretionary appeal. 145 Ohio St.3d 1421, 2016-Ohio-1173, 47 N.E.3d 165. LAW AND ANALYSIS {¶ 11} R.C. 4123.512 governs appeals from orders of the Industrial Commission in injury or occupational-disease cases other than cases involving the extent of a disability. Both claimants and employers can appeal the commission’s decision to the common pleas court. Id. But “ ‘the action in the common pleas court * * * is not a traditional error proceeding.’ ” Robinson v. B.O.C. Group, Gen. Motors Corp., 81 Ohio St.3d 361, 368, 691 N.E.2d 667 (1998), quoting Marcum v. Barry, 76 Ohio App.3d 536, 539, 602 N.E.2d 419 (10th Dist.1991). Although labeled an appeal, the trial court makes its determination after a trial de novo. Id. {¶ 12} The appeal begins with the filing of a notice of appeal. R.C. 4123.512(A). Within 30 days thereafter, the claimant must “file a petition containing a statement of facts in ordinary and concise language showing a cause of action to participate or to continue to participate in the fund and setting forth the

4 January Term, 2017

basis for the jurisdiction of the court over the action.” R.C. 4123.512(D). The petition is for all intents and purposes a complaint. Robinson at 364.

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2017 Ohio 7844, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ferguson-v-state-slip-opinion-ohio-2017.