Kaiser v. Ameritemps, Inc.

84 Ohio St. 3d 411
CourtOhio Supreme Court
DecidedFebruary 10, 1999
DocketNos. 97-2380 and 97-2510
StatusPublished
Cited by48 cases

This text of 84 Ohio St. 3d 411 (Kaiser v. Ameritemps, Inc.) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kaiser v. Ameritemps, Inc., 84 Ohio St. 3d 411 (Ohio 1999).

Opinions

Francis E. Sweeney, Sr., J.

The court of appeals certified the following issue for our determination: “May a Workers’ Compensation claimant use Civ.R. 41(A)(1)(a) to voluntarily dismiss an appeal to the court of common pleas brought by an employer appealing an adverse decision by the Industrial Commission pursuant to R.C. 4123.512?” For the following reasons, we answer the certified question in the affirmative. A workers’ compensation claimant may employ Civ.R. 41(A)(1)(a) to voluntarily dismiss an appeal to the court of common pleas brought by an employer under R.C. 4123.512.

Initially, appellant argues that this case should be dismissed because Ameritemps did not file a proper notice of appeal under R.C. 4123.511(F). R.C. [413]*4134123.511(F) provides that “[ejvery notice of an appeal from an order issued under divisions (B), (C), (D), and (E) of this section shall state the names of the claimant and the employer, the number of the claim, the date of the decision appealed from, and the fact that the appellant appeals therefrom.”

In this case, Compliance Management Consultants (“CMC”), the legal representative of Ameritemps, was never notified of Kaiser’s claim against Ameritemps. When it learned that benefits had been awarded, Ameritemps asked the bureau for leave to file an appeal under R.C. 4123.522. The Industrial Commission issued a compliance letter, granting Ameritemps the right to file an appeal within twenty-one days from receipt of the letter. However, rather than label the letter as a notice of appeal, Ameritemps stated that the letter “will serve as the employer’s objection to a BWC Order dated 10/21/94 in this claim.” The letter continued by stating, “We have enclosed for your review a copy of the Industrial Commission Order allowing said appeal in accordance with Section 4123.522 of the Ohio Revised Code. Please schedule this claim for DHO hearing as soon as possible.”

In Mullins v. Whiteway Mfg. Co. (1984), 15 Ohio St.3d 18, 15 OBR 15, 471 N.E.2d 1383, we held that a notice of appeal under R.C. 4123.519 (now renumbered R.C. 4123.512) will be determined sufficient if it is found that appellant has substantially complied with the statutory appeal provisions. Id. at 21, 15 OBR at 17, 471 N.E.2d at 1386. See, also, Wells v. Chrysler Corp. (1984), 15 Ohio St.3d 21, 15 OBR 18, 472 N.E.2d 331. Although stated as an “objection” rather than a “notice of appeal,” we find that CMC’s letter substantially complied with all the requirements set forth in R.C. 4123.511(F). Not only did the letter name the claimant and employer, the number of the claim, and the date of the decision appealed from, but it also contained sufficient information conveying the fact that Ameritemps was appealing from the order dated October 21, 1994. Therefore, appellant’s argument lacks merit.

Turning our attention to the certified issue, R.C. 4123.512 provides a unique process for an appeal to the court of common pleas regarding a claimant’s right to participate in the State Insurance Fund. It gives the claimant or the employer the right to appeal a decision of the Industrial Commission to the court of common pleas. However, regardless of whether the claimant or the employer appeals the decision of the Industrial Commission, it is the claimant’s responsibility to file a petition showing a cause of action to participate or continue to participate in the fund and setting forth the basis for the jurisdiction of the court over the action. “Thus, where an employer appeals an unfavorable administrative decision to the court the claimant must, in effect, re-establish his workers’ compensation claim to the satisfaction of the common pleas court even though the claimant has previously satisfied a similar burden at the administrative level.” [414]*414Zuljevic v. Midland-Ross Corp. (1980), 62 Ohio St.2d 116, 118, 16 O.O.3d 140, 142, 403 N.E.2d 986, 988.

Civ.R. 41(A)(1)(a) provides that a plaintiff may dismiss an action without order of court “by filing a notice of dismissal at any time before the commencement of trial * * The court of appeals found that Civ.R. 41(A)(1)(a) did not apply to workers’ compensation appeals under R.C. 4123.512. It reasoned that under Civ.R. 1(C), an appeal from the Industrial Commission under R.C. 4123.512 is a “special proceeding” where the Civil Rules are inapplicable. It also held that an employer’s appeal under R.C. 4123.512 is analogous to a counterclaim, which precludes voluntary dismissal under Civ.R. 41(A)(1)(a) because the employer’s appeal cannot be independently adjudicated apart from the claimant’s complaint. Finally, it reasoned that where an employer files an appeal in the court of common pleas, the claimant is not a “plaintiff’ for purposes of Civ.R. 41(A)(1)(a).

However, we recently held in Robinson v. B.O.C. Group, Gen. Motors Corp. (1998), 81 Ohio St.3d 361, 691 N.E.2d 667, in determining a similar issue, that “[w]hen an employer has appealed a decision of the Industrial Commission to a court of common pleas under R.C. 4123.512, the court of common pleas may subsequently grant a motion to voluntarily dismiss the employee’s complaint without prejudice under Civ.R. 41(A)(2).” Id. at syllabus. Civ.R. 41(A)(2) provides that “[e]xcept as provided in subsection (1) an action shall not be dismissed at the plaintiffs instance except upon order of the court and upon such terms and conditions as the court deems proper.” In the course of determining that Civ.R. 41(A)(2) applied to R.C. 4123.512 appeals, we held that (1) an R.C. 4123.512 petition filed by a claimant is a “complaint,” (2) the “action” is prosecuted by the claimant regardless of who brings the appeal, (3) the claimant is considered the plaintiff under an employer-initiated R.C. 4123.512 appeal, (4) an employer’s appeal in a workers’ compensation case is not analogous to a counterclaim in a civil action, and (5) the Civil Rules are applicable to an R.C. 4123.512 appeal, as such an appeal is not considered a special proceeding under Civ.R. 1(C)(7). Id. at 364-370, 691 N.E.2d at 670-674. We reasoned that a dismissal under Civ.R. 41(A)(2) was justified because a claimant could not arbitrarily delay the adjudication of the common pleas court proceeding, as the dismissal was conditioned upon court approval. Thus, we stated, “In considering whether to grant the dismissal under Civ.R. 41(A)(2), the trial court is able to assess the claimant’s reasons for dismissal and to gauge whether, and to what, extent, the claimant stands to receive more compensation or benefits at the time the dismissal is sought. Thus, the employer’s right to an expeditious appeal would not be altered by the claimant’s use of Civ.R. 41(A)(2).” Id. at 371, 691 N.E.2d at 674.

[415]*415Appellee argues that pursuant to Robinson, a claimant can only dismiss an . action pursuant to Civ.R. 41(A)(2) and may not voluntarily dismiss it under Civ.R. 41(A)(1)(a). Robinson did not address whether Civ.R. 41(A)(1)(a) applied, because the case was limited to Civ.R. 41(A)(2) and “[w]hatever reasoning may be advanced as justification for denying a claimant the unilateral ability to dismiss his or her action loses its potency with respect to dismissals under Civ.R. 41(A)(2),” as such dismissals require court approval. Id.

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Bluebook (online)
84 Ohio St. 3d 411, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kaiser-v-ameritemps-inc-ohio-1999.