Ex Parte Ward

46 So. 3d 888, 2007 Ala. LEXIS 1098, 2007 WL 7300011
CourtSupreme Court of Alabama
DecidedJune 1, 2007
Docket1051818
StatusPublished
Cited by57 cases

This text of 46 So. 3d 888 (Ex Parte Ward) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Ward, 46 So. 3d 888, 2007 Ala. LEXIS 1098, 2007 WL 7300011 (Ala. 2007).

Opinion

SEE, Justice.

Facts and Procedural History

John Michael Ward was convicted of murder made capital because the victim was under the age of 14. See § 13A-5-40 (a)(15), Ala.Code 1975. The victim was Ward’s four-month-old child. Ward was sentenced to death. The Court of Criminal Appeals affirmed Ward’s conviction and sentence. Ward v. State, 814 So.2d 899 (Ala.Crim.App.2000), cert. denied, 814 So.2d 925 (Ala.2001), and cert. denied, 535 U.S. 907, 122 S.Ct. 1208, 152 L.Ed.2d 145 (2002).

Ward challenges his conviction and sentence in this appeal from the dismissal of his Rule 32, Ala. R.Crim. P., petition alleging ineffective assistance of counsel. Since his trial, Ward has been represented by nine different attorneys during his direct appeal, his Rule 32 petition, and his federal habeas corpus petition. One of these attorneys, David Nichols, was appointed by the trial court to represent Ward on direct appeal. In May 1999, Nichols informed the trial court that Ward had viable claims for postconviction relief, and the trial court *890 appointed Nichols to represent Ward in any Rule 32 petition that would be filed. However, Nichols never filed a Rule 32 petition. In November 2000, this Court appointed James Russell Pigott to represent Ward, and, in March 2001, the Alabama State Bar suspended Nichols’s license to practice law. Nichols did not inform Ward that he had been suspended from practicing law and that he would not be able to represent Ward in his Rule 32 proceedings.

Ward was aware that the time limit was approaching for filing a Rule 32 petition. He filed a pro se motion requesting that the trial court order Nichols to send Ward’s records to Drew Colfax, the attorney who had prepared Ward’s petition for the writ of certiorari to the United States Supreme Court in his direct appeal. After learning that Colfax could not represent him in filing a Rule 32 petition, Ward asked the trial court to order Nichols to send him his file. Ward claimed that his attorneys had lost large portions of his records and that Nichols had never forwarded Ward’s file to Colfax. The trial court did not order Nichols to forward the files to Ward.

Ward filed another pro se motion in July 2002, asking for a copy of the pertinent records in the case so that he could file his Rule 32 petition. The trial court did not respond. That same month, Ward’s family hired A1 Pennington to represent Ward. Pennington informed Ward that he would file the Rule 32 petition “in the very near future, in order that there can be no questions as to its timeliness.... ” Petition at 6. Pennington never filed the Rule 32 petition in the trial court; instead, he filed a petition for a writ of habeas corpus in the United States District Court. Ward moved in the district court for a substitution of counsel, claiming that Pennington had been working to “circumvent [his] best interest-” Petition at 7. After Ward’s motion for substitution of counsel was denied, he requested its reconsideration, stating that “Pennington has outright deceived me by filing the Habeas Corpus as I was led to believe that he was to file the Rule 32 petition.” Petition at 8. The time for filing Ward’s Rule 32 petition expired on August 1, 2003. 1

Ward filed a complaint with the Alabama State Bar regarding Pennington’s representation. Pennington responded as follows to the complaint: “I took the position from the outset that the Rule 32 as the facts were postured was futile”; Pennington stated that he had made no representation that he would file a Rule 32 petition. The State Bar concluded that no further investigation was warranted.

In October 2004, the State moved to dismiss the petition for the writ of habeas corpus filed in the federal district court, alleging that the petition had been filed three days late. Ward filed a second motion to disqualify Pennington, and Pennington moved for leave to withdraw as Ward’s counsel. The federal district court appointed Greg Hughes as substitute counsel. Hughes filed a response to the State’s motion to dismiss, asking that Ward’s petition for the writ of habeas corpus be stayed to allow Ward to pursue a newly discovered “actual innocence” claim in the Baldwin Circuit Court. Ward’s attorney during the criminal trial, Spencer Davis, Jr., had had an expert, Dr. Chris Sperry,

*891 “review portions of the discovery provided by the State of Alabama dealing with the cause of the death of the infant that gave rise to Mr. Ward’s charges. [Dr. Sperry] advised that in his opinion the cause of the child’s death was more likely Sudden Infant Death Syndrome (SIDS) than suffocation as opined by the State’s expert.”

Davis did not pursue this avenue further because “[he] did not have authorization to hire the expert. The trial had previously been continued and [he] was concerned with receiving the trial judge’s anger by asking for more money and/or a continuance.” The federal court granted the stay, and Hughes filed the Rule 82 petition on November 2, 2005.

However, the Rule 32 petition did not assert that there was newly discovered evidence of Ward’s innocence; instead, it relied solely on ineffective assistance of counsel as the basis of his petition. On December 15, 2005, the State moved to dismiss the Rule 82 petition, and Ward, acting pro se, moved for leave to “add to and to expand upon the issues set forth within the Rule 32 petition.” On December 19, 2005, the trial court dismissed the petition as untimely, finding that “Ward’s Rule 32 petition was filed ... far beyond the two-year limitation period in former Rule 32.2(c)[ 2 ] and contains only nonjuris-dictional allegations of ineffective assistance of counsel.” On January 5, 2006, the federal district court granted Hughes’s motion to withdraw and appointed the Federal Defenders for the Middle District of Alabama to represent Ward in the federal habeas corpus proceeding. On or about January 9, 2006, Hughes filed in the Baldwin Circuit Court a notice of appeal and a motion to withdraw. On January 10, 2006, the Baldwin Circuit Court granted Ward’s pro se motion to amend his Rule 32 petition.

The Court of Criminal Appeals held that the trial court erred in granting Ward’s motion to amend his Rule 32 petition, and it affirmed, without an opinion, the summary dismissal of Ward’s Rule 32 petition. Ward v. State (No. CR-05-0655, August 18, 2006), 988 So.2d 1078 (Ala.Crim.App.2006) (table). We granted Ward’s petition to review two issues: first, whether the Court of Criminal Appeals erred in holding in its unpublished memorandum that the trial court had no power to grant a motion to amend filed after the entry of the judgment and in holding that the trial court could not have construed the motion to amend as a motion for reconsideration; and, second, whether the limitations period in Rule 32.2(c), Ala. R.Crim. P., is jurisdictional, and, if not, whether this Court should adopt the doctrine of equitable tolling.

Analysis

I.

Ward first argues that the decision of the Court of Criminal Appeals, holding that the trial court erred in granting Ward’s motion to amend his Rule 32 petition after the notice of appeal had already been filed, presents a material question of first impression for this Court.

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Cite This Page — Counsel Stack

Bluebook (online)
46 So. 3d 888, 2007 Ala. LEXIS 1098, 2007 WL 7300011, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-ward-ala-2007.