Ex Parte Ward

540 So. 2d 1350, 1988 WL 143939
CourtSupreme Court of Alabama
DecidedDecember 9, 1988
Docket87-1049
StatusPublished
Cited by23 cases

This text of 540 So. 2d 1350 (Ex Parte Ward) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Ward, 540 So. 2d 1350, 1988 WL 143939 (Ala. 1988).

Opinion

Tony Randall Ward was charged with murder allegedly committed on June 7, 1976. At that time, he was 16 years old. He was indicted in September 1976; his trial and conviction occurred in February 1977, when he was 17 years old. Further facts concerning Ward's crime not pertinent here are set forth inWard v. State, 356 So.2d 238 (Ala.Crim.App.) (affirming conviction), cert. denied, 356 So.2d 242 (Ala. 1978).

Ward is currently seeking the issuance of a writ of error coram nobis, maintaining that he received ineffective assistance of counsel at trial in that his lawyer failed to request or move that Ward be transferred back to juvenile court because he was a "child." In essence, Ward is attacking the *Page 1351 subject matter jurisdiction of the court that convicted him. The trial court declined to issue the writ; the Court of Criminal Appeals affirmed without opinion and denied rehearing. We issued a writ of certiorari to consider that sole issue.

In October 1975, the Alabama legislature passed the Judicial Article Implementation Act, Act No. 1205. Among the sweeping provisions of that Act was Article 5, currently codified, as amended, as Code of 1975, §§ 12-15-1 to -102 (1986 Repl.Vol. and Cum.Supp.1987), pertaining to the treatment of juveniles and related matters in judicial proceedings. This Act was approved on October 10, 1975. On December 1, 1975, this Court concluded by a "Resolution and Order" that Article 5 would not become effective until January 16, 1977. It was during this "interim period" — December 1, 1975, to January 16, 1977 — that Ward committed the offense for which he was convicted. It is, then, this "interim period" with which we are here concerned. The validity of the Resolution and Order, its meaning, and its effect on Article 5 are questions of this Court's rulemaking power, and their resolution is dispositive of the issue before us.

The United States Supreme Court has recently spoken on the subject of the rulemaking powers of federal appellate courts; its statements also have clear application to state appellate courts as well. In Thomas v. Arn, 474 U.S. 140, 146-47,106 S.Ct. 466, 470, 88 L.Ed.2d 435 (1985), that Court stated:

"It cannot be doubted that the courts of appeals have supervisory powers that permit, at the least, the promulgation of procedural rules governing the management of litigation. Cf. Cuyler v. Sullivan, 446 U.S. 335, 346, n. 10, 100 S.Ct. 1708, 1717, n. 10, 64 L.Ed.2d 333 (1980) (approving exercise of supervisory powers to require district court inquiry concerning joint representation of criminal defendants). Indeed, this Court has acknowledged the power of the courts of appeals to mandate 'procedures deemed desirable from the viewpoint of sound judicial practice although in nowise commanded by statute or by the Constitution.' "

(Citations and footnote omitted.)

This Court has the inherent authority to promulgate and implement rules binding on inferior courts as to which we are charged with superintendence and control. Pankey v. City ofMobile, 250 Ala. 566, 35 So.2d 497 (1948). This authority is rooted in our constitution, which mandates that "[t]he supreme court . . . make and promulgate rules governing the administration of all courts and rules governing practice and procedure in all courts." Const. of 1901, amend. 328, § 6.11. The reason for our rulemaking authority is the critical necessity of implementing and maintaining a procedural system whereby justice is administered fairly, uniformly, effectively, and expeditiously. Cf. Rule 1, Ala.R.Civ.P. If we were without such authority to serve as the central body charged with promulgating rules effective statewide, the bench and bar alike would undoubtedly be faced with a haphazard crazy-quilt of varying procedures from one circuit to the next, or even from one courtroom to the next. Although the lower courts are left to fashion some rules of practice or procedure for themselves, see, e.g., Ala.R.Civ.P. 83(a), even these rules are subject to our approval.

There are, however, some limitations on our authority to promulgate and effectuate rules. "[R]ules shall not abridge, enlarge or modify the substantive right of any party." Const. of 1901, amend. 328, § 6.11; see also Washington-Southern Nav.Co. v. Baltimore Philadelphia Steamboat Co., 263 U.S. 629,44 S.Ct. 220, 68 L.Ed. 480 (1924); Shewan v. State, 396 So.2d 1133 (Fla.Dist.Ct.App. 1980); Richey v. Richey, 389 S.W.2d 914 (Ky.App. 1965). Nor, generally, can a rule of court enlarge or restrict jurisdiction. See Washington-Southern Nav. Co. v.Baltimore Philadelphia Steamboat Co., supra; State v. BigleyBros., Inc., 53 N.J. Super. 264, 147 A.2d 52 (1958); LancasterNat. Bank v. Whitefield Sav. Bank Trust Co., 92 N.H. 337,30 A.2d 473 (1943); 21 C.J.S. Courts, § 172(b) (1940). Furthermore, "no power of suspending laws shall *Page 1352 be exercised except by the legislature." Const. of 1901, § 21. With these principles in mind, we turn our attention to the analysis of the issue at hand.

Ward maintains that he was entitled to be treated as a "child" at the time of the proceedings instituted against him and thus to be accorded all of the procedural safeguards of Article 5 of the Act.

Ward correctly points out that the substantive provisions of Act No. 1205 became effective on October 10, 1975, the date it was approved. As a general rule, a statute becomes effective upon approval if the legislature has not otherwise specified a date on which it will take effect. Drs. Lane, Bryant, Eubanks Dulaney v. Otts, 412 So.2d 254 (Ala. 1982); National Sec. Ins.Co. v. Freeman, 281 Ala. 152, 199 So.2d 851 (1967). We are also cognizant that Article 5 of the Act repealed all prior law governing juvenile proceedings and replaced it with a new body of substantive law. See In re Bolden, 358 So.2d 795 (Ala. 1978).

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Bluebook (online)
540 So. 2d 1350, 1988 WL 143939, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-ward-ala-1988.