Ex Parte Montgomery

12 So. 2d 314, 244 Ala. 91, 1943 Ala. LEXIS 133
CourtSupreme Court of Alabama
DecidedFebruary 25, 1943
Docket6 Div. 46.
StatusPublished
Cited by16 cases

This text of 12 So. 2d 314 (Ex Parte Montgomery) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Montgomery, 12 So. 2d 314, 244 Ala. 91, 1943 Ala. LEXIS 133 (Ala. 1943).

Opinion

FOSTER, Justice.

This is a proceeding to review the conviction and sentence of petitioner an attorney at law by the Board of Commissioners of the Alabama State Bar by whom he was suspended from the practice for two years, and that he then be automatically reinstated. He was found guilty of the charges generally, without specifying any particular charge, by a vote of twelve yeas and seven nays.

Charges 1, 3 and 5 were that certain conduct of his was contrary to section 63, Title 14, Code of 1940, and charges 2, 4 and 6 were that the same conduct was contrary to section 73, Title 14, Code, supra. Both statutes define the offense of bribery. Charges 1 and 2 alleged that this was contrary to Rule 1, section A of the Board of Commissioners of the State Bar. See 239 Ala. XXIII. Charges 3 and 4 that it was contrary to Rule 33, section A, supra. Charges 5 and 6 that it was contrary to Rule 34, section A, supra.

Charges 7, 8, 9, 10 and 11 alleged a violation of Rule 34, section A, supra, in that by charges 7, 8 and 9 he conspired with certain named persons to permit gambling and gambling devices, and by charge 10 that he made arrangements with the sheriff of Blount County to permit gambling operations in that county, and thereby violated section 63, Title 14, Code of 1940; and by charge 11 that the same conduct violated section 73, Title 14, Code, supra. (There was no proof of charges 10 and 11.) Charge 12 alleged a violation of Rule 36 of the State Bar by reason of the acts set forth in the preceding charges.

The evidence shows that on July 26, 1940, the grand jury of Jefferson County had under investigation the conduct of Harry E. Smith, who was then sheriff of that county since January 15,. 1939, with a view of determining whether his conduct was such as to justify a recommendation for his impeachment. It resulted in such recommendation, followed by filing an impeachment proceeding, which was not tried because he resigned his office before it came on for trial.

This petitioner testified before the grand jury in that investigation. His testimony was taken down and reported by the reporter and offered in evidence on the trial *95 of the disbarment proceeding now under review. The competency of such evidence was challenged on that trial. The commission made no ruling on it in view of rule 18, section B, whereby the board is directed to consider only such evidence as is in its opinion relevant, material and 1 competent, and shall not consider any testimony which in its opinion is irrelevant, immaterial and incompetent.

Since there was no specific ruling by the commission on the competency of that evidence we will presume that they considered it if we conclude that it was competent, and that they did not if we hold that it was incompetent. On this review we will only consider such evidence as in our opinion was competent.

Rule 22, section B provides that ‘the degree of proof shall be as in civil cases. This proceeding is neither strictly civil nor criminal. Ex parte Thompson, 228 Ala. 113 [4], 152 So. 229, 107 A.L.R. 671; Ex parte Messer, 228 Ala. 16[3], 152 So. 244; In re Fite, 228 Ala. 4, 152 So. 246; 7 Corpus Juris Secundum, Attorney and Client, §§ 28, 34, pp. 770, 793. It has not been suggested that this rule violates any rights of petitioner.

The competency of the evidence must be tested by such principles as apply to a suit triable according to the course of the common law.

Petitioner insists that to use his evidence given before the grand jury is a violation of the secrecy of grand jury proceedings under sections 85, 73 and 87, Title 30, Code of 1940, and is incompetent under section 272, Title 14, Code, supra, as well as section 6, Article 1, Constitution of 1901.

Sections 73, 85 and 87, Title 30, Code of 1940, cited by petitioner, do not prevent the use of testimony given by a witness before the grand jury when it is otherwise competent in a subsequent proceeding against him unless expressly made so by statute. Coplon v. State, 15 Ala.App. 331 (8 and 9), 73 So. 225; Pellum v. State, 89 Ala. 28, 8 So. 83; State ex rel. Brown v. Dewell, 123 Fla. 785, 167 So. 687; 24 Am.Jur. 866, § 49.

In 24 Am.Jur. 867, § 49, it is said that the rule of secrecy concerning matters transpiring in the grand jury room is not designed for the protection of the witness before the grand jury, but for that of the grand jurors, in the furtherance of public justice; that the purpose of secrecy is largely accomplished after the indictment is found, the accused arrested and the grand jury finally discharged; and the witness has no privilege to have his testimony kept secret when it becomes material in the administration of justice. See, also, State ex rel. Brown v. Dewell, supra; note 127 A.L.R. 281 et seq.; United States v. Socony-Vacuum Oil Co., 310 U.S. 150, (37), 60 S.Ct. 811, 849, 84 L.Ed. 1129; Metzler v. United States, 9 Cir., 64 F.2d 203.

The duty of the grand juror to keep secret the proceedings as set out in the oath prescribed by section 73, supra, refers primarily to their deliberations. There is nothing to the contrary in Hall v. State, 134 Ala. 90, 112, 113, 32 So. 750, cited by counsel for petitioner. 24 Am.Jur. 866, § 49. The evidence taken before them is governed by the principles which we have stated.

The requirements of section 87, Code, supra, are not a limitation on that rule as declared in Pellum v. State, supra.

We revert to the question of whether this petitioner is protected by section 272, Code, supra. The immunity there provided was to prevent a miscarriage of justice and to suppress gambling so that it could be proven by one who participated. It was provided that a witness would be exempt from prosecution for an offense so described; and by section 273, supra, if he failed to testify he was guilty of a misdemeanor, and was also in contempt. Newsum v. State, 78 Ala. 407. The immunity provided in section 272, supra, justifies the requirement that the witness shall give evidence before the grand jury as to gambling, though it may incriminate him. Hale v. Henkel, 201 U.S. 43, 26 S.Ct. 370, 50 L.Ed. 652; Brown v. Walker, 161 U.S. 591, 16 S.Ct. 644, 40 L.Ed. 819.

And it is clear that he cannot be prosecuted on account of his participation in the game of which he gave evidence before the grand jury. Sandwich v. State, 137 Ala. 85, 34 So. 620. The offense for which he was immune from prosecution was some violation of the gaming and lottery laws to which he had testified before the grand jury upon a summons.

*96 There is no general immunity from prosecution for an offense to which a witness testified before the grand jury. See sections 111, 113, Title 29, Code of 1940. And such testimony cannot be required under compulsion, except in respect to a matter as to which he is by statute thereby made immune.

This proceeding is not a prosecution of petitioner for an offense as contemplated by section 272, supra. It means a prosecution for a crime.

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Bluebook (online)
12 So. 2d 314, 244 Ala. 91, 1943 Ala. LEXIS 133, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-montgomery-ala-1943.