Ex Parte Messer

797 So. 2d 1079, 2001 WL 367592
CourtSupreme Court of Alabama
DecidedApril 13, 2001
Docket1982082
StatusPublished
Cited by11 cases

This text of 797 So. 2d 1079 (Ex Parte Messer) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Messer, 797 So. 2d 1079, 2001 WL 367592 (Ala. 2001).

Opinion

797 So.2d 1079 (2001)

Ex parte Royce K. MESSER and Richard S. Messer.
(Re Royce K. Messer and Richard S. Messer v. Brindley Construction Group, LLC, et al.)

1982082.

Supreme Court of Alabama.

April 13, 2001.

*1080 T. Robin McIntyre, Opelika, for petitioners.

James B. Sprayberry, Auburn, for respondents.

*1081 PER CURIAM.

Royce K. Messer and Richard S. Messer, d/b/a Quality Formworks, filed a notice of appeal seeking review of the Lee Circuit Court's order compelling them to submit their claims against Brindley Construction Group, LLC, to arbitration. We treat the notice of appeal as a petition for a writ of mandamus, as we did in Henderson v. Superior Insurance Co., 628 So.2d 365 (Ala.1993). We deny the petition.

On February 3, 1998, Brindley Construction Group contracted with the Messers, through two separate contracts, for the Messers to perform work on one of Brindley Construction Group's construction projects, a project in Auburn known as "Morningside of Auburn." One contract, Subcontract No. 1136-06, was for framing work, and the other contract, Subcontract No. 1136-07, was for concrete work. The two contracts were executed contemporaneously. Both contracts contained the same arbitration agreement. Article 10 of the contracts provides in relevant part:

"10.1 All claims or disputes between the Contractor and the Subcontractor under $50,000 arising out of or relating to the Contract Documents, or the breach thereof, shall be decided, by arbitration [emphasis added] in Nashville, Davidson County, Tennessee in accordance with the Construction Industry Arbitration Rules of the American Arbitration Association currently in effect unless the parties mutually agree otherwise and subject to an initial presentation of the claim or dispute to the Architect as may be required under the Owner/Contractor Agreement....
"THE GENERAL CONTRACTOR HAS THE OPTION TO CHOOSE LITIGATION IN LIEU OF ARBITRATION.
"10.2 Subcontractor agrees to join in and be bound by the aforementioned of [sic] proceedings. Further, Subcontractor agrees to participate in and be bound by judicial or administrative proceedings relating to the contract between the Owner and Contractor or other subcontracts which also relate, even though only indirectly, to this Subcontract, where Contractor makes written demand upon Subcontractor to so participate."

On August 14, 1998, Brindley Construction Group replaced the Messers with another subcontractor. The Messers sued several defendants, including Brindley Construction Group, against which they alleged breach of the two contracts and claimed damages totaling $63,306.69 ($29,573.15 under Subcontract 1136-06 and $33,733.54 under Subcontract 1136-07). The Messers also sued Danny Hall as an agent for Brindley Construction Group, alleging fraud and wantonness against both. The Messers made a claim against Morningside of Alabama, L.P., the owner of the construction project Morningside of Auburn, for enforcement of the Messers' mechanic's and materialman's lien.[1]

Brindley Construction Group moved to stay the litigation and to compel arbitration, based on Article 10 of the two contracts. The Messers filed a brief in opposition to the motion to stay and to compel arbitration. After conducting a hearing, the trial court granted the motion to stay and to compel arbitration.

*1082 The Messers filed a notice of appeal from the order compelling arbitration. We treat the notice of appeal as a petition for a writ of mandamus, as we did in Henderson v. Superior Insurance Co., supra. "A writ of mandamus is an extraordinary remedy, and one petitioning for it must show: (1) a clear legal right in the petitioner to the order sought; (2) an imperative duty on the respondent to perform, accompanied by a refusal to do so; (3) the lack of another adequate remedy; and (4) the properly invoked jurisdiction of the court." Ex parte Ridgeview Health Care Ctr., Inc., 786 So.2d 1112, 1115 (Ala. 2000). We conclude that the Messers have not met their burden of showing "a clear legal right" to an order vacating the order compelling arbitration.

The Messers contend that this dispute does not fall within the scope of the arbitration agreement. Specifically, they argue that because § 10.1 of both contracts provides that "[a]ll claims or disputes ... under $50,000 arising out of or relating to the Contract Documents, or the breach thereof, shall be decided by arbitration," and because their claims aggregate more than $50,000, their claims are not subject to arbitration. The Messers argue that the sums due under the two contracts are part of the same claim because each month Brindley Construction Group paid them in one lump sum for the work they performed under both contracts, which are virtually identical. Brindley Construction Group contends that the Messers' claims are subject to arbitration because, Brindley Construction Group says, they are two separate claims, each under $50,000, under two separate contracts. Thus, the issue before this Court is whether the sums sought under the separate contracts are part of the same "claim."

The Federal Arbitration Act ("FAA"), 9 U.S.C. § 2 (1994), preempts conflicting Alabama law, in particular Ala. Code 1975, § 8-1-41(3), and thereby makes enforceable under federal law a predispute arbitration agreement in a contract evidencing a transaction that involves interstate commerce. See Allied-Bruce Terminix Cos. v. Dobson, 513 U.S. 265, 273-74, 277, 281, 115 S.Ct. 834, 130 L.Ed.2d 753 (1995); Crown Pontiac, Inc. v. McCarrell, 695 So.2d 615, 617 (Ala.1997). "When deciding whether the parties agreed to arbitrate a certain matter ..., courts generally ... should apply ordinary state-law principles that govern the formation of contracts." First Options of Chicago, Inc. v. Kaplan, 514 U.S. 938, 944, 115 S.Ct. 1920, 131 L.Ed.2d 985 (1995). In applying general Alabama rules of contract interpretation to the language of an arbitration agreement subject to the FAA, this Court must, in accordance with the federal substantive law on arbitration, resolve any ambiguities as to the scope of the arbitration agreement in favor of arbitration. See Moses H. Cone Mem'l Hosp. v. Mercury Constr. Corp., 460 U.S. 1, 24-25, 103 S.Ct. 927, 74 L.Ed.2d 765 (1983) (Section 2 of the FAA "create[s] a body of federal substantive law of arbitrability, applicable to any arbitration agreement within the coverage of the Act" and "establishes that, as a matter of federal law, any doubts concerning the scope of arbitrable issues should be resolved in favor of arbitration"). The FAA "simply requires courts to enforce privately negotiated agreements to arbitrate, like other contracts, in accordance with their terms," and "parties are generally free to structure their arbitration agreements as they see fit." Volt Information Sciences, Inc. v. Board of Trustees of Leland Stanford Junior Univ., 489 U.S. 468, 478-79, 109 S.Ct. 1248, 103 L.Ed.2d 488 (1989).

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Bluebook (online)
797 So. 2d 1079, 2001 WL 367592, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-messer-ala-2001.