Ex Parte Alabama State Bar

230 So. 2d 519, 285 Ala. 191, 1970 Ala. LEXIS 998
Supreme Court of Alabama·Decided January 8, 1970·No. 3 Div. 437·Published·Cited by 31 cases

Opinions

McCALL, Justice.

This is a disbarment proceeding, instituted originally in the supreme court against Richmond M. Flowers by a petition filed on behalf of the members of the Grievance Committee of the Alabama State Bar, by and through their attorney, for the issuance of an order directed to the respondent requiring him to show cause, if such exists, why his license as an attorney at law in this state should not be cancelled, and his name stricken from the rolls of the clerk of this court.

In the United States District Court for the Northern District of Alabama, the respondent was charged by indictment with conspiring to obstruct, delay and affect commerce by extortion in violation of Tit. 18, U.S.C.A. § 1951. His jury trial resulted in a verdict of guilty, and a judgment of guilt and conviction was entered pursuant to the verdict. The court imposed a sentence of imprisonment in the penitentiary, and a fine. The offense for which the respondent has been found guilty and convicted is a felony. Tit. 18, U.S.C.A. § 1. The respondent admits in his brief that he was adjudged guilty of a felony in th,e [193]*193United States -District Court for the Northern District of Alabama. A certified copy of the judgment of conviction by that court appears in the record but in his answer, the respondent denies that he has been convicted. He defends on the ground that because he has appealed from the United States District Court to the United States Court of Appeals for the Fifth Circuit, there has been no conviction upon which disbarment can be had. He insists that his appeal raises substantial questions of law and fact, and is not a frivolous appeal. The respondent contends that the word “convicted” as used in this disbarment proceeding means a conviction or an adjudication of guilt, after all legal avenues of appeal have been exhausted, and that his rights as a practicing attorney at law should be preserved and maintained in statu quo pending the outcome of his appeal. He prays that the petition in this cause be dismissed.

The petitioners, in seeking the disbarment of the respondent, invoke the original jurisdiction of this court under Rule 37(b) of Section A, of the Rules Governing the Conduct of Attorneys in Alabama, 239 Ala. XXIII, XXV, the pertinent part of which provides as follows:

“An attorney must be disbarred and excluded from the practice of law for any one of the following causes:
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“(b) Upon his being convicted by any Court of record of this State or of the United States or of any other State of any crime which by the law of the forum trying the case is a felony, in either of which cases the record of his conviction or a copy thereof certified and authenticated in the manner authorized by law is conclusive evidence.”

The petitioners further seek to invoke the inherent control and jurisdiction of this court over the admissions and disbarments of attorneys at law in the State of Alabama which is a power of the court, independent of the rules in proceeding against the respondent. Ex parte Thompson, 228 Ala. 113, 152 So. 229, 107 A.L.R. 671; Ex parte Dozier, 262 Ala. 197, 77 So. 2d 903; Ex parte Cooke, 263 Ala. 481, 83 So.2d 195; McCord v. State, 220 Ala. 466, 126 So. 873; In the Matter of Donald McKay, 280 Ala. 174, 191 So.2d 1; Ex parte Denson, 235 Ala. 313, 178 So. 434; Ex parte Grace, 244 Ala. 267, 13 So.2d 178.

Each of these procedures may be considered by the court, but in so doing we must recognize that whether proceeding under Rule 37(b) or under the court’s inherent power, or under both, this case turns on the meaning of the word conviction, because without a judgment of conviction, there is no evidence before us that the respondent committed’the acts constituting the crime with which he is charged. Reduced to the basic issue, we are called on to decide the legal meaning of the word “conviction” as it is used in this disbarment proceeding.

The courts have given the word conviction many different legal meanings, depending on the situations in which it is used. Conviction has no fixed and inflexible meaning. As applied to criminal offenses, it is used in varied senses. Parker v. State Highway Department, 224 S.C. 263, 78 S.E.2d 382; 24 C.J.S. Criminal Law § 1556, (2), p. 383.

In Commonwealth v. Lockwood, 109 Mass. 323, 325, it is said:

“The ordinary legal meaning of ‘conviction,’ when used to designate a particular stage of a criminal prosecution triable by a jury, is the confession of the accused in open court, or the verdict returned against him by the jury, which ascertains and publishes the fact of his guilt; while ‘judgment’ or ‘sentence’ is the appropriate word to denote the action of the court before which the trial is had, declaring the consequences to the convict of the fact thus ascertained. * * * ”

So in this case, we must consider the use of the word “conviction” in the light [194]*194of the plain, clear language of Rule 37(b), the context in which the word is rtsed, the purposes the rule is intended to accomplish, and the weight of authority construing its meaning in analogous situations. Again the rule provides in part as follows:

“An attorney must be disbarred and excluded from the practice of law * *.
“(b) Upon his being convicted by any court of record * * * of the United States * *

The use of the phrase “upon his being convicted by any court” has significance, for it points out the stage in the course of a felony criminal trial when it becomes mandatory to disbar an attorney — that is when he becomes convicted. The other requirement is that the conviction must have been “in any court of record of the United States.” The United States District Court for the Northern District of Alabama, a court of record, has pronounced a judgment of conviction on the defendant.

In State ex rel. Sanford v. Riddle, 213 Ala. 430, 432, 105 So. 259, 260-261, this court said, in speaking of a statute similar •in substance to Rule No. 37(b), Section A:

“The policy of the statute is plain: When an attorney has been convicted of any criminal offense within the classes specified, the fact of conviction renders him an undesirable member of the legal profession, and, though he may in fact be innocent of the crime for which he has been convicted, the welfare of the profession, and the preservation of the public confidence in its honor and integrity, demand the removal of the convicted attorney from his position of trust and responsibility. * * * ”

Commenting on this in the later case of Ex parte Cooke, 263 Ala. 481, 484, 83 So. 2d 195, 198, this court went further to say:

“This policy, that the right of the individual must sometimes yield to the common good of the whole profession, is too firmly established to require review.”

There is no reference in the rule that when an appeal is taken, there must be a delay in instituting the disbarment proceeding or a stay after its institution, or that conviction means a final conviction. The federal court in United States v. Esters, 161 F.Supp.

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Ex Parte Alabama State Bar, 230 So. 2d 519, 285 Ala. 191, 1970 Ala. LEXIS 998 (Ala. 1970).

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