Commonwealth v. Lockwood

109 Mass. 323
CourtMassachusetts Supreme Judicial Court
DecidedMarch 15, 1872
StatusPublished
Cited by104 cases

This text of 109 Mass. 323 (Commonwealth v. Lockwood) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Lockwood, 109 Mass. 323 (Mass. 1872).

Opinion

Gray, J.

This case presents an interesting question of the axtent of the power conferred by that provision of the Constitu[325]*325fcion of the Commonwealth, which declares that “ the power of pardoning offences, except such as persons may be convicted of before the senate by an impeachment of the house, shall be in the governor, by and with the advice of council; but no charter of pardon, granted by the governor, with advice of the council, before conviction, shall avail the party pleading the same, notwithstanding any general or particular expressions contained therein, descriptive of the offence or offences intended to, be pardoned.” Const. Mass. c. 2, § 1, art. 8.

The nature of this question, involving a definition of the limits of the constitutional authority of the executive department of the government, and the doubts which some of us at first entertained in relation to it, justify, if they do not require, a full statement of the reasons and precedents for the conclusion at which upon mature consideration we have unanimously arrived.

The ordinary legal meaning of “ conviction,” when used to designate a particular stage of a criminal prosecution triable by a jury, is the confession of the accused in open court, or the verdict returned against him by the jury, which ascertains and publishes the fact of his guilt; while “ judgment ” or “ sentence ” is the appropriate word to denote the action of the court before which the trial is had, declaring the consequences to the convict of the fact thus ascertained. The authorities upon this point are so numerous, that it will be sufficient to cite a few of those which show that such was the legal understanding and use of these words at the time of the adoption of our Constitution.

Upon a question of the meaning of legal language as used at that time, there is no higher authority than Blaekstone’s Commentaries, which were published in 1765, and. of which Edmund Burke, in his Speech on Conciliation with the Colonies, in 1775, said that he had heard that nearly as many copies had been sold ,n America as in England.

Blackstone uniformly speaks of the verdict of a jury upon a plea of not guilty as constituting the “ conviction,” even while the case is still open to a motion for a new trial or in arrest of judgment. After discussing the granting of a new trial when the xccused has been found guilty by the jury, and the conclusive [326]*326effect of an acquittal, he adds : “ But if the jury find him guilty, he is then said to be convicted of the crime whereof he stands indicted. Which conviction may accrue two ways; either by his confessing the offence and pleading guilty; or by his being found so by the verdict of his country.” 4 Bl. Com. 362. “ After trial and conviction, the judgment.of the court regularly follows, unless suspended or arrested by some intervening circumstance of which the principal is the benefit of clergy.” Ib. 365. “We are now to consider the next stage of criminal prosecution, after trial and conviction are past, in such crimes and misdemeanors as are either too high or too low to be included within the benefit of clergy; which is that of judgment.” “ Whenever he appears in person, upon either a capital or inferior conviction, he‘may at this period, as well as at his arraignment, offer any exception to the indictment, in arrest or stay of judgment.” Ib. 375. After describing the effect of “ sentence of death, the most terrible and highest judgment in the laws of England,” as attainting the criminal, and incapacitating him to be a witness, or to perform the functions of another man, he observes “ This is after judgment ; for there is great difference between a man convicted and attainted; though they are frequently through inaccuracy confounded together. After conviction only, a man is liable t& none of these disabilities; for there is still in contemplation of law a possibility of his innocence. Something may be offered in arrest of judgment; the indictment may be erroneous, which will reúdei his guilt uncertain, and thereupon the present conviction may be quashed; he may obtain a pardon or be allowed the benefit of clergy.” Ib. 380, 381. “ When judgment, pronounced upon conviction, is falsified or reversed, all former proceedings are absolutely set aside.” Ib. 393. “ General words have also a very imperfect effect in pardons. A pardon of all felonies will not pardon a conviction or attainder of felony, but the conviction or attainder must be particularly mentioned.” Ib. 400. “ A pardon may either be pleaded upon arraignment, or in arrest of judgment, or in bar of execution.” Ib. 402. The terms of our Constitution clearly indicate that its framers had in mind these rules of the common law.

[327]*327The word “ conviction ” was used in the same sense in many public acts of the government of this state, after it had thrown off the authority of the crown, and before the adoption of the Constitution of the Commonwealth. By St. 1776, c. 32, § 18, it was provided that “no miswriting, misspelling, false or improper English after conviction ” upon an indictment for treason should “ be any cause to stay or arrest judgment thereupon.” By St. 1776, c. 44, § 1, any person offending against the act of 1775, c. 9, to prevent the forgery of bills of public credit, “ and being thereof convicted as in said act provided, shall be adjudged guilty of felony and suffer the pains of death.” By St. 1776, a. 48, § 3, any person transported out of the state as a public enemy, and returning during the war without license of the general court, should, “ on conviction thereof before the superior court of judicature,” “ be adjudged guilty of felony, without benefit of clergy.” And by the St. of January 25, 1779, o. 3, any inhabitant of this state, committing treason without the limits thereof, might be tried therefor in the county whereof he was an inhabitant, and, “ if thereof convicted in the same county, be adjudged and punished in the same manner as if the said offence had been therein committed.” Mass. State Laws, 1775-1780, pp. 110, 127, 136, 211. The death warrants of the same period, issued by the council exercising the executive power, preserve the same distinction between conviction by the jury and judgment of the court. For example, the warrant for the execution of Bathsheba Spooner and others for the murder of her husband in Worcester in 1778 recites that the defendants “ were by verdict of our said county of Worcester convict, and thereupon” “were by our justices of our said court adjudged to suffer the pains of death.” 2 Chandler’s Criminal Trials, 378.

The first crimes act of the United States begins with these words : “ If any person or persons, owing allegiance to the United States of America, shall levy war against them, or shall adhere to their enemies, giving them aid and comfort within the United States or elsewhere, and shall be thereof convicted, on confession in open court, or on the testimony of two witnesses to the same overt act of the treason whereof he or they shall stand indicted, [328]*328such person or persons shall be adjudged guilty of treason against the United States, and shall suffer death.” U. S. St. 1790, c. 35, § 1. Section 31 of the same act declares that “ the benefit of clergy shall not be used or allowed upon conviction of any crime for which, by any statute of the United States, the punishment is or shall be declared to be death.” And our own St. of 1784, c.

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Bluebook (online)
109 Mass. 323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-lockwood-mass-1872.