Estate of Riggins

937 S.W.2d 11, 1996 WL 490380
CourtCourt of Appeals of Texas
DecidedSeptember 30, 1996
Docket07-95-0252-CV
StatusPublished
Cited by20 cases

This text of 937 S.W.2d 11 (Estate of Riggins) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Riggins, 937 S.W.2d 11, 1996 WL 490380 (Tex. Ct. App. 1996).

Opinions

BOYD, Justice.

In three points of error, Harry Edward Riggins and William Lee Riggins (proponents) challenge trial court discovery sanctions which, they claim, “assured that the innocent deceased’s will would be overturned as surely as if the court had set it aside by entering a default judgment.” As independent co-executors of the estate of Coral Elizabeth Riggins (Coral), they claim the trial court 1) erred in granting sanctions barring all testimony and evidence relating to the drafting and signing of Coral’s will and limiting testimony to a single witness, 2) “denied justice and due process in granting sanctions barring all testimony and evidence relating to the drafting and execution” of the will and limiting the testimony to a single witness, and 3) erred in entering judgment setting aside Coral’s will and withdrawing letters testamentary issued to them as independent executors named in her will. For reasons we later discuss, we affirm the judgment of the trial court.

Because of the questions presented in this appeal, a somewhat detailed discussion of the procedural history of the case is necessary. The will was executed February 13, 1991. Coral died April 28, 1991, and an application for the probate of her will and for letters testamentary was filed May 6, 1991. In her will devising all her property to William and Harry Riggins, Coral included the following paragraph:

In executing this will and making this disposition of my property, I am not unmindful of my daughter, ANNIE LOU FOSTER. However, the actions of my daughter, ANNIE LOU FOSTER, during my lifetime have caused me considerable grief and despair. Further, she has already received substantial amounts of money during my lifetime. Therefore, it is my desire that ANNIE LOU FOSTER not [13]*13take any portion of my estate upon my death.

Annie Lou Foster (contestant) filed an “Opposition to Probate of Will and to Issuance of Letters Testamentary” on May 20, 1991. In that instrument, she claimed that on the day the will was executed, her mother lacked testamentary capacity and was unduly influenced; however, on February 27, 1992, Annie Lou non-suited her opposition. On April 15, 1992, the will was admitted to probate and letters testamentary were authorized to be issued.

On September 22, 1992, as executors of Coral’s estate, Harry and William filed suit against Amwest Savings Association and Annie Lou Foster. In the suit, they contended Annie Lou forged “a large number of cheeks on the account held in the name of Coral Elizabeth Riggins....” Annie Lou then filed an application to set aside the order probating the will on January 29, 1993, making the same testamentary and undue influence claims she had made originally. On June 6, 1993, she filed her First Motion for Continuance in which she averred that despite due diligence, her attorneys needed “extra time to complete discovery....”

On March 25, 1994, Annie Lou filed her first set of written interrogatories and requests for production. In that instrument, she specified that “the answers shall be served upon the first business day after the expiration of thirty (30) days after the service of said Interrogatories.” She also requested production of the items requested on or before April 29, 1994. Nothing was received by either specified date.

On May 3,1994, Annie Lou’s attorney sent Harry and William’s attorney, Alan Brans-grove, a letter demanding answers prior to May 10, 1994 at 5:00 p.m. On May 18, Bransgrove faxed an unsigned and unsworn draft of answers to Annie Lou’s attorney, along with a handwritten note which stated, “I anticipate having a notarized signature by week’s end and don’t believe there will be any changes.” A June 6, 1994 trial setting was continued by agreed motion, then Annie Lou filed a first amended original application to set aside the will on November 18, 1994, and a second one on November 21, 1994.

Harry and William moved for another continuance on November 21, 1994, contending their attorney was incapable of making “final preparations for trial.” The motion was granted. On December 2, 1994, Annie Lou filed “Motion for Sanctions for Proponents’ Failing to Serve Answers to Contestant’s Interrogatories and to Serve Responses to Contestant’s Requests for Production.” She averred that the faxed attempt to answer on May 18 did not comply with Rules 166b(6) and 168 of the Texas Rules of Civil Procedure,1 and the failure to properly answer the interrogatories and respond to the requests for production “made it impossible for [her] to properly prepare her case for trial and have greatly prejudiced [her]” in the case. Annie Lou then requested a hearing and asked that the court impose sanctions pursuant to Rule 215:

... against WILLIAM LEE RIGGINS and HARRY EDWARD RIGGINS, Individually and as Co-Independent Executors of the Estate of CORAL ELIZABETH RIGGINS, Deceased, as are just and equitable, including but not limited to:
1. An Order that the facts in the captioned cause shall be taken to be established for the purposes of this cause in accordance with the claim of Movant.
2. An Order refusing to allow Respondents to support their claims on [sic] defenses in this cause or to introduce evidence in this cause through any of the parties or their witnesses or to oppose Movant’s claims or defenses in this cause.
3. An Order striking the pleadings of Respondents and rendering a judgment by default against the Respondents, which judgment will set aside the Order of March 9, 1992[sic] Admitting the Will of CORAL ELIZABETH RIGGINS to probate.

Harry and William filed a motion for continuance on December 9, 1994, requesting that a December 12, 1994 trial setting be [14]*14vacated and rescheduled because their attorney had gall bladder surgery December 6, 1994. The continuance was granted.

On January 17, 1995, a document entitled “Co-Independent Executors’ Answers to Contestant’s First Set of Interrogatories and Production Requests” was filed. Although the instrument purports to be on behalf of both William and Harry, individually and as co-independent executors of the estate, only Harry signed the document. In response to Annie Lou’s request for sanctions, William and Harry filed a reply stating they had complied with the discovery requests to the best of their ability, and any undue delay in furnishing the final verified responses was due to the chronic illness of their counsel.

In their reply, they requested that any sanctions be assessed against counsel. Harry and William also contended that much of the information sought by Annie Lou in the interrogatories and requests for production had already been furnished to her through other forms of discovery, such as oral depositions of expert witnesses and access to bank account information.

A hearing on the first motion for sanctions was held on February 2, 1995. The events heretofore detailed were described to the trial judge, along with testimony from Annie Lou’s attorney about the bank statements and checks he had received from Bransgrove. He argued that he had not received any documents “concerning Mrs. Riggins’ bank statements prior to her death, after the death of her husband, nothing concerning the two Riggins’ boys bank statements and only about six or seven months, eight months; something like that, in ’94 for the estate of Coral Elizabeth Riggins.”

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937 S.W.2d 11, 1996 WL 490380, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-riggins-texapp-1996.