EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff-Appellant, v. FIRST ALABAMA BANK OF MONTGOMERY, N.A., Defendant-Appellee

595 F.2d 1050, 19 Fair Empl. Prac. Cas. (BNA) 1747, 1979 U.S. App. LEXIS 14466, 19 Empl. Prac. Dec. (CCH) 9264
CourtCourt of Appeals for the First Circuit
DecidedMay 23, 1979
Docket77-1649, 77-3434
StatusPublished
Cited by20 cases

This text of 595 F.2d 1050 (EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff-Appellant, v. FIRST ALABAMA BANK OF MONTGOMERY, N.A., Defendant-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff-Appellant, v. FIRST ALABAMA BANK OF MONTGOMERY, N.A., Defendant-Appellee, 595 F.2d 1050, 19 Fair Empl. Prac. Cas. (BNA) 1747, 1979 U.S. App. LEXIS 14466, 19 Empl. Prac. Dec. (CCH) 9264 (1st Cir. 1979).

Opinions

FAY, Circuit Judge:

No. 77-1649

This proceeding was initiated in the District Court by the Equal Employment Opportunity Commission (EEOC) under § 706(i) of Title YII of the Civil Rights Act of 1964,1 42 U.S.C. § 2000e-5(i) (1964), to compel compliance with an earlier and unappealed order of that Court in Henderson v. First National Bank of Montgomery,2 et al., 360 F.Supp. 531 (M.D.Ala.1973). From the granting of defendant’s motion for summary judgment, the EEOC appeals. We affirm.

FACTS

On June 28, 1973, the United States District Court for the Middle District of Alabama entered its order in a class action lawsuit on behalf of plaintiff and all those [1052]*1052similarly situated alleging violations of 42 U.S.C. § 2000e et seq. and 42 U.S.C. § 1981 by the First National Bank of Montgomery and Peoples Bank and Trust Company. Plaintiff and plaintiff-intervenors alleged that they were denied employment by defendants solely because of their race and further alleged that defendants engaged in a pattern and practice of racial discrimination in their recruiting, hiring, testing and promotion practices. The EEOC was not a party to the Henderson case. After a four day trial, the Court concluded that a prima facie case of racial discrimination by the bank had not been made out but that as a result of past racial discrimination by the First National Bank of Montgomery, the hiring policies had been “infected to some degree” and that same should be eradicated.3

Accordingly, the district court ordered the First National Bank of Montgomery to file quarterly reports with the clerk of the court “setting forth the total number of employees employed by the Bank and breaking this down as to the number of affected class members, vis-a-vis, all other employees.” In addition, the reports to the court were to “set forth a general summary of the reasons why applicants were considered unemployable.” 360 F.Supp. at 548. The district court retained jurisdiction in order to review the quarterly reports.

At the time the briefs of this case were written there had been thirteen quarterly reports filed by the bank. None of the parties to Henderson, the class members or their attorneys had complained of any violations of the order.

Notwithstanding the absence of any complaints alleging noncompliance with the Henderson order, on May 10, 1976, EEOC filed this proceeding under § 706(i) of the pre-1972 Title VII. The complaint alleged continuing discrimination by the bank and asked the court, in order to carry out its order to “eradicate” racial discrimination by the bank to: 1) order the bank to “make whole those persons adversely affected by its non-compliance with the Henderson order,” 2) “modify and supplement the order in Henderson to the effect that (the bank) be compelled to meet certain minority hiring goals based on minority applicant percentages”, 3) grant such other relief as the court deemed necessary, 4) issue a compulsory injunction against the bank requiring the eradication of racial discrimination in hiring, and 5) award costs of the action to EEOC.4 The bank’s motion to dismiss was denied and after an exchange of interrogatories, the district court, holding that the only issue before the court was compliance with its previous order, granted summary judgment for defendant bank. EEOC appeals.

Before we reach the issue of the propriety of the district court’s granting of defendant’s motion for summary judgment, we first focus our attention on the scope of the power vested in EEOC by section 706(i) of the Civil Rights Act. More precisely, we must first determine whether the EEOC, a non-party to a prior private civil rights suit may, under § 706(i), approach the district court in a separate civil suit seeking modification of the prior district court order.

Section 706(i)

Our first encounter with § 706(i) was in Braddy v. Southern Bell Telephone & Telegraph Co., 458 F.2d 666, (5th Cir. 1972). Braddy involved an appeal of a district court denial of EEOC’s motion to intervene in a private class action discrimination suit. [1053]*1053EEOC, denied the express authority to litigate discrimination matters under the 1964 Act, argued that § 706(i) implicitly made it a party to a private lawsuit at the moment of judgment, thus enabling it to assist the court in the fashioning of remedies. This Court, rejecting EEOC’s contention, held that EEOC had no right to file its motion to intervene and therefore could not prosecute its appeal:

We do not agree that it can be reasoned that, since Section 706(i) grants power to the EEOC to commence proceedings to enforce compliance with a court order, Congress must have intended for the EEOC to have a hand in framing that which it is empowered to sue to enforce. The syllogism goes that if they are not held to possess such ungranted power, they could be left with the Hobson’s choice of not enforcing a court order or enforcing a poor one. This could be the result, but this sort of bootstrapping cannot create a legislative grant where none exists. Congress simply took the approach that this bureau was not to be the agency by which judicial relief was to be fashioned. It was not to be permitted the role of a party litigant, except to aid in compelling compliance with a decree previously entered. The wisdom, or lack of it, in such a concept cannot change the plain blueprint of this enactment. Such arguments are for solons, not judges.

458 F.2d at 668.

Appellee urges that Braddy requires dismissal of this appeal for lack of EEOC standing because EEOC was not and could not have been a party to the proceeding below. But appellee misreads Braddy. Braddy addressed the authority of EEOC to enter pending litigation in order to help fashion relief. Our Court held EEOC had no such authority. While so holding, we specifically noted that we did not intend Braddy to delineate the parameters within which the EEOC could function under § 706(i). 458 F.2d at 669.

The Sixth Circuit has addressed the scope of EEOC’s authority under § 706(i) to seek modification of a prior district court order in a private discrimination suit. In EEOC v. United Association of Journeymen and Apprentices, Local 189, 438 F.2d 408 (6th Cir. 1971), a divided panel of that Court upheld the district court’s power and jurisdiction to enter a supplementary order in a prior private Title VII suit where the relief requested involved alteration and modification of the district court’s prior order. The majority seemed to suggest that a separate proceeding was not the appropriate forum for consideration of section 706(i) actions, but termed the modification proceeding a proceeding “to compel compliance with judicial orders” and therefore properly brought under § 706(i).

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595 F.2d 1050, 19 Fair Empl. Prac. Cas. (BNA) 1747, 1979 U.S. App. LEXIS 14466, 19 Empl. Prac. Dec. (CCH) 9264, Counsel Stack Legal Research, https://law.counselstack.com/opinion/equal-employment-opportunity-commission-plaintiff-appellant-v-first-ca1-1979.