Epstein v. Kalvin-Miller International, Inc.

139 F. Supp. 2d 469, 12 Am. Disabilities Cas. (BNA) 1275, 2001 U.S. Dist. LEXIS 4705, 2001 WL 392529
CourtDistrict Court, S.D. New York
DecidedApril 17, 2001
Docket96 Civ. 8158(PKL)
StatusPublished
Cited by14 cases

This text of 139 F. Supp. 2d 469 (Epstein v. Kalvin-Miller International, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Epstein v. Kalvin-Miller International, Inc., 139 F. Supp. 2d 469, 12 Am. Disabilities Cas. (BNA) 1275, 2001 U.S. Dist. LEXIS 4705, 2001 WL 392529 (S.D.N.Y. 2001).

Opinion

OPINION AND ORDER

LEISURE, District Judge.

Plaintiff Allen Epstein commenced this action on October 31, 1996 against his former employer, Kalvin-Miller International, Inc. (“Kalvin-Miller”), alleging violations of the Americans with Disabilities Act (“ADA”), 42 U.S.C. §§ 12101, et seq., the Age Discrimination in Employment Act of 1967 (“ADEA”), 29 U.S.C. §§ 623(a)(l)-(2), and the New York Human Rights Law (“NYHRL”), N.Y. Exec. Law §§ 290, et seq. On October 15, 1998, the Court denied defendant’s motion for summary judgment on all three statutory causes of action. See Epstein v. Kalvin-Miller Int’l, Inc., 21 F.Supp.2d 400 (S.D.N.Y.1998). On June 21, 2000, the Court dismissed plaintiffs ADA claim with prejudice, but denied defendant’s motion to dismiss plaintiffs NYHRL claims. See Epstein v. Kalvin-Miller Int’l, Inc., 100 F.Supp.2d 222 (S.D.N.Y.2000).

*474 On November 16, 2000, following a two week trial, the jury returned a verdict in favor of defendant on the ADEA and NYHRL age discrimination claims, but in favor of plaintiff on the NYHRL disability discrimination claim. The jury awarded damages to plaintiff for the NYHRL violation in the following amounts: $332,000 in back pay, $54,000 for emotional distress, and $400,000 in front pay. The defendant now moves for judgment as a matter of law, pursuant to Rule 50(b), for a new trial pursuant to Rule 59(a), or, in the alternative, for relief from the damage awards. The plaintiff moves for an order amending the judgment to include prejudgment interest on the compensatory damage award.

BACKGROUND

In August of 1986, Kalvin-Miller, a commercial insurance broker, hired plaintiff, Allen Epstein, as its Vice-President of Finance. In this position, plaintiff was responsible for the company’s financial and accounting reporting and various supervisory duties relating to office management, including oversight of human resources and the office computer systems. In 1987, Kalvin-Miller was acquired by Whitehall Financial Group. Soon after completion of the acquisition, plaintiff was promoted to Senior Vice-President of Finance, a position functionally equivalent to chief financial officer. In the new position, plaintiff became a member of Kalvin-Miller’s executive committee, was regularly invited to Kalvin-Miller/Whitehall Financial Group board meetings and reported directly to Kalvin-Miller’s Chief Executive Officer, David Moross.

Plaintiff testified that in or around June of 1992, after he suffered a cardiac incident that forced him to miss a board meeting, Moross informed plaintiff that he and the board had decided to hire an additional financial officer into the financial department because they feared that plaintiff “was going to die” as a result of his heart problems and leave defendant’s financial department in the lurch. See Tr. at 64-65. Moross testified that although he wasn’t sure if he used those exact words when he talked to plaintiff, the board and he were very concerned that the cardiac incident might render plaintiff unable to perform his duties. See Tr. at 265. Moross then testified that as the direct result of the heart incident, defendant decided to “beef up the department” by bringing in Michael Sabanos so that “in the event something else happened to Allen ... that the department would continue to operate smoothly.” See Tr. at 266.

Consequently, within months of plaintiffs cardiac incident, Moross contacted Sabanos about the possibility of Sabanos becoming Chief Financial Officer. The defendant did, in fact, hire Sabanos as the Chief Financial Officer in May or June of 1993, see Tr. at 176, to whom plaintiff reported and who gradually took over a significant portion of plaintiffs duties. See Tr. at 182, 184-85. Plaintiff, Moross, and Sabanos testified at trial that Sabanos assumed responsibilities previously held by plaintiff, including supervision of the company’s financial reporting and administrative functions. See Tr. at 70-71, 185, 190, 267. Sabanos also replaced plaintiff as an invitee to board meetings. See Tr. at 184-85. Plaintiff retained direct supervisory duties over only two employees.

In or about August of 1995, Kalvin-Miller was sold to American Phoenix Corporation. Following the takeover, Martin Vaughan, chief executive officer of American Phoenix, became Kalvin-Miller’s CEO. Vaughan, along with Sabanos and another executive, conducted an organizational review of Kalvin-Miller with the goal of downsizing the company work force. Dianne Cassio, defendant’s Human Resources Director at the time of the Reduc *475 tion In Force (“RIF”), testified that she compiled information on the gender, race, age and disability status of employees and that the executives considered this information when deciding which employees to lay-off as the result of the RIF. See Tr. at 356-358. Cassio also testified that she was aware of laws prohibiting the use of such characteristics in termination decisions. See Tr. at 357.

In October of 1995, Celia Walsh, Kalvin-Miller’s Financial Reporting Manager and a subordinate of plaintiff, resigned. See Tr. at 75. Plaintiff and Sabanos testified that plaintiff assumed Walsh’s duties when she left. See Tr. at 75, 206. Plaintiff testified that he told Sabanos that he wanted to fill Ms. Walsh’s position as the Financial Reporting Manager on a permanent basis “in order to insulate [him] from being part of the reduction in force,” Tr. at 82, and that he offered to renegotiate his salary to reflect his then-current responsibilities, but that he received no response from his superiors. See Tr. at 84. Both plaintiff and Sabanos testified that plaintiff was fulfilling the duties of Financial Reporting Manager when he was terminated and that he was Senior Vice President of Finance in title alone. See Tr. at 75-76, 85, 203-204, 206-208, 214.

On March 7, 1996, plaintiff was discharged. Subsequently, in March of 1996, Kalvin-Miller hired an individual with no known disabilities as Financial Reporting Manager, at a salary of $60,000 per year. Plaintiff was not offered a new position with the company.

DISCUSSION

I. Motion for Judgment as a Matter of Law

A. Standard

The Court may properly grant a motion for judgment as a matter of law under Fed.R.Civ.P. 50(b) “only if there is ‘such a complete absence of evidence supporting the verdict that the jury’s findings could only have been the result of sheer surmise and conjecture, or such an overwhelming amount of evidence in favor of the movant that reasonable and fair minded [persons] could not arrive at a verdict against [the moving party].’ ” Stratton v. Dep’t for the Aging for the City of New York,

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139 F. Supp. 2d 469, 12 Am. Disabilities Cas. (BNA) 1275, 2001 U.S. Dist. LEXIS 4705, 2001 WL 392529, Counsel Stack Legal Research, https://law.counselstack.com/opinion/epstein-v-kalvin-miller-international-inc-nysd-2001.