Emig v. American Tobacco Co.

184 F.R.D. 379, 1998 U.S. Dist. LEXIS 21586, 1998 WL 951500
CourtDistrict Court, D. Kansas
DecidedDecember 21, 1998
DocketNo. Civ.A. 97-1121-MLB
StatusPublished
Cited by39 cases

This text of 184 F.R.D. 379 (Emig v. American Tobacco Co.) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Emig v. American Tobacco Co., 184 F.R.D. 379, 1998 U.S. Dist. LEXIS 21586, 1998 WL 951500 (D. Kan. 1998).

Opinion

MEMORANDUM AND ORDER

BE LOT, District Judge.

Before the court is the following:

1. Plaintiffs’ motion for class certification (Doc. 79);
2. Plaintiffs’ memorandum in support of their motion for class certification (Doc. 80);
3. Certain defendants’1 opposition to plaintiffs’ motion for class certification (Doc. 84);
4. Plaintiffs’ reply in support of their motion for class certification (Doc. 86); and
6. Certain defendants’ objections to certain exhibits submitted in support of plaintiffs’ motion for class certification (Doc. 83).

I. INTRODUCTION

This matter comes before the court upon plaintiffs’ motion for class certification (Doc. 79) pursuant to Fed.R.Civ.P. 23(a) and (b)(3) and Local Rule 23.1. In plaintiffs’ memorandum, they define the proposed class as follows: 2

All Kansas residents, as of the date of class notice, who have suffered or presently suffer diseases, medical conditions, and injury (while a resident of Kansas) caused by smoking cigarettes or using smokeless tobacco products, that contain nicotine, designed, manufactured, marketed, distributed and/or sold by defendants.

(Doc. 80 at 1). During arguments on the motion to certify, plaintiffs further restricted the class by 1) excluding smokeless tobacco users from the proposed class (Doc. 96 at 4) and 2) limiting the class to persons whose claims are governed by Kansas law under applicable choice of law principles. Additionally, although not spelled out specifically in the definition, plaintiffs intend that the class include persons who are addicted to cigarettes.

Plaintiffs have abandoned class certification on three of the original seven causes of action alleged in their complaint. Plaintiffs only seek to pursue certification of the following causes of action: 1) negligence; 2) strict liability; 3) breach of implied warranty of merchantability; and 4) breach of implied warranty of fitness for particular purpose. (Doc. 96 at 15). Plaintiffs seek to certify the class under Fed.R.Civ.P. 23(b)(3).3

The suit is brought by three plaintiffs who seek to represent the class. All maintain that they started smoking before the age of majority, and that they are unable to discontinue the use of cigarettes because of their addiction to nicotine. With one exception, none allege that they have been diagnosed with or suffer from any of the typical dis[384]*384eases or harms that are associated with smoking.4 (Doc. 39, Exs. 2, 3; Doc. 45). One plaintiff alleges that he has emphysema.

Plaintiffs assert that defendants conspired to manufacture, promote and sell cigarettes to hundreds of thousands of Kansans through a fraudulent course of conduct spanning numerous decades. The heart of plaintiffs’ contentions is that defendants knew and concealed the fact that cigarettes contained the addictive substance nicotine, and that defendants controlled and manipulated the amount of nicotine in cigarettes to create and sustain consumer addiction to their products. . (Doc. 8 at 1, 2). The complaint also alleges that each defendant aided and abetted the concealment and manipulation of nicotine by rendering substantial assistance. (Doc. 8 at 6).

Primarily, plaintiffs seek joint and several relief for monetary damages, medical monitoring, and implementation of smoking cessation programs. Plaintiffs propose to try the class action according to the trial plan adopted in Richardson v. Phillip Morris, Inc., No. 96145050/CE212596, slip op. at 4-5 (Cir.Ct. for Baltimore City, Jan. 28, 1998). The adopted trial plan consists of three trial phases.5

II. DECISIONS TO CERTIFY CLASS ACTIONS

The standard for class certification appears in Fed.R.Civ.P. 23. Plaintiffs have the burden to present an evidentiary basis to show that the action is maintainable as a class action under Rule 23. See Local Rule 23.1(d); see also Reed v. Bowen, 849 F.2d 1307, 1309 (10th Cir.1988) (stating that the party seeking to certify a class is required to show “under a strict burden of proof, that all the requirements of [Fed.R.Civ.P.] 23(a) are clearly met.” (brackets in original)). “Whether a case should be allowed to proceed as a class action involves intensely practical considerations, most of which are purely factual or fact-intensive.” See Reed, 849 F.2d at 1309. The court has discretion to grant or deny certification, and the decision must be based on “practicalities and prudential considerations.” Id.

When deciding whether to grant certification, the court must first begin with an analysis of the four threshold requirements listed in Rule 23(a). See Adamson v. Bowen, 855 F.2d 668, 675 (10th Cir.1988). Fed. R.Civ.P. 23(a) provides:

One or more members of a class may sue or be sued as representative parties on behalf of all only if (1) the class is so numerous that joinder of all members is impracticable, (2) there are questions of law or fact common to the class, (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class, and (4) the representative parties will fairly and adequately protect the interests of the class.

Only if the requirements of Rule 23(a) are met must the court examine whether plaintiffs are entitled to certification pursuant to Rule 23(b)(3). See Adamson, 855 F.2d at 675.

When determining whether certification is proper, the court is prohibited from inquiring into the merits of the suit. See id. at 676 (citing Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 177, 94 S.Ct. 2140, 2152, 40 L.Ed.2d 732 (1974)). However, the court can go beyond the pleadings to the extent necessary to “understand the claims, defenses, relevant facts, and applicable substantive law in order to maké a meaningful determination of the certification issues.” Castano v. American Tobacco Co., 84 F.3d 734, 744 (5th Cir. 1996) (citing Manual for Complex Litigation [385]*385§ 30.11, at 214 (3d ed.1995)). Further, the court must accept as true the allegations of the complaint when deciding whether to certify. See Blackie v. Barrack, 524 F.2d 891, 901 n. 17 (9th Cir.1975).

III. RULE 23(a) REQUIREMENTS

A. NUMEROSITY AND IMPRACTICABILITY OF JOINDER

Fed.R.Civ.P. 23

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Bluebook (online)
184 F.R.D. 379, 1998 U.S. Dist. LEXIS 21586, 1998 WL 951500, Counsel Stack Legal Research, https://law.counselstack.com/opinion/emig-v-american-tobacco-co-ksd-1998.