Elliott v. Tulsa Cement, LLC
This text of 357 F. Supp. 3d 1141 (Elliott v. Tulsa Cement, LLC) is published on Counsel Stack Legal Research, covering District Court, N.D. Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
GREGORY K. FRIZZELL, CHIEF JUDGE
*1146Before the court are the following motions: (1) the Motion to Dismiss [Doc. 20] of defendants Tulsa Cement LLC, Eagle Materials, Inc., and Jake Medrano; (2) the Motion to Dismiss [Doc. 23] of defendants Kristopher Todd Brown and Tommy Keller; and (3) the Motion to Remand [Doc. 37] of plaintiffs Shawn Elliott and Jeremiah Wittner.
I. Allegations of the Petition/Procedural History
Plaintiffs worked as hourly maintenance employees for defendant Tulsa Cement, LLC from 2013 until their termination on August 14, 2017. [Doc. 2-1, p. 3, ¶¶ 5-6 and 51]. Plaintiffs joined Local D421 of the Cement, Lime, Gypsum and Allied Workers Division of the International Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers and Helpers (hereinafter, "Union"). [Id. ¶¶ 5-6], and were subject to a collective bargaining agreement (CBA) between the Union and Tulsa Cement. [Id. ¶ 7]. Defendant Eagle Materials, Inc. is the parent corporation of Tulsa Cement LLC. [I d. ¶ 5].
Plaintiffs allege the following: Throughout 2014, manager Kris Brown and other managers repeatedly harassed, threatened, and intimidated plaintiffs. [Id. ¶ 8]. During one incident, Brown demanded Elliott perform mathematical calculations that were outside the scope of his employment and, when Elliott refused, Brown chased Elliott around a work bench while yelling threats. [Id. ]. Elliott reported the incident to several people in management positions, including Keller. [Id. ¶ 9].
Following continued harassment and intimidation, in February 2015, Wittner sent an anonymous email to Eagle Materials' corporate counsel and Elliott contacted corporate counsel via telephone. [Id. p.4, ¶ 10]. Although the corporate counsel indicated an investigation was "ongoing" and that he would contact Elliott, no further communication occurred. [Id. ]. On August 15, 2015, Elliott filed a grievance against Brown citing continued harassment. [Id. p. 4, ¶ 11]. On December 1, 2015, a Union representative, Clay Herford, visited the Local Union and told the Local Union committee he would get Local Union jobs back, but that he would not arbitrate the grievances against Tulsa Cement. [Id. ¶ 12].
In September 2016, Elliott became aware of a recorded conversation between two former employees of Tulsa Cement-one male and one female. [Id. ¶ 17]. Because the former female employee was in a romantic relationship with manager Medrano, Elliott played the recording for Medrano, who asked Elliott to delete the recording. [Id. ].
In early April 2017, Elliott filed a grievance on behalf of himself and other employees alleging Tulsa Cement only paid its employees for 11 ½ hours during 12 hour shifts, instead of the full 12 hours required by the CBA. [Id. p. 6, ¶ 21]. On April 7, 2017, Elliott and Wittner, with other Tulsa Cement employees, did not clock out for lunch based on past practice and the CBA's requirement that shift workers be compensated for a thirty-minute lunch. However, upon arrival back at work, Medrano informed Elliott of a new policy requiring all employees to clock out at lunch when leaving the property. [Id. pp. 6-7, ¶ 22]. Medrano later informed Elliott that he would not be paid for break *1147time when he left Tulsa Cement property, but that hours would be added back to Elliott's paycheck to compensate for the unpaid lunch time. [Id. p. 7, ¶ 23]. Medrano then advised Elliott to stop clocking out for lunch. [Id. ]. However, on May 31, 2017, Medrano informed Elliott that he must resume clocking out for lunch, and assured him that he would be paid for the time and not be disciplined. [Id. ¶ 25]. Nevertheless, on June 8, 2017, Medrano issued Elliott a second written warning for policy violations related to not clocking out for lunch. Elliott refused to sign the warning, partially on the basis that he was unaware of the first-step warning against him which the form indicated occurred nearly two years before on August 11, 2015. [Id. p. 8, ¶ 27]. Elliott raised the issue with manager Alan Gee and Ed Rankey, requested a copy of the policy regarding clocking out for lunch, and asked to be moved to a different supervisor. [Id. pp. 8-9 and 11, ¶¶ 29, 31, and 42].
On May 15, 2017, Tulsa Cement created a fifth shift, but did not place the extra jobs for bid as required by the CBA. [Id. p. 7, ¶ 24]. Additionally, on June 1, 2017, Tulsa Cement stopped paying double time after twelve hours worked in violation of the CBA. [Id. ¶ 26]. On or around June 22, 2017, Elliott filed three grievances "to address various issues that were affecting the work environment including overtime equalization, the company's failure to call Local Union members to cover call outs, and out of classification work." [Id. p. 9, ¶ 32]. On July 13, 2017, Medrano read aloud a new policy on clocking out when leaving work to have lunch, to which Elliott objected as violating the CBA. [Id. p. 11, ¶ 43].
In June 2017, supervisor Mikels issued a verbal warning regarding mobile phone usage at work to Wittner in front of several other employees. [Id. p. 8, ¶ 28]. When questioned regarding company policies that required the use of mobile phones, Mikels stated that Tulsa Cement management was looking for reasons to get rid of several employees, including plaintiffs, and were forcing him to discipline the employees. [Id. ]. Other incidents include: (1) a February 2017 incident in which Wittner requested his shift be rescheduled due to lack of childcare, which was approved, but throughout the weekend Keller complained about Wittner to other employees and later accosted Wittner in the breakroom and informed Wittner that he would receive a warning letter and have points assessed against him [Id. pp. 5-6, ¶ 18]; (2) on February 2, 2017, Brown screamed "where's the motherf****r," referring to Elliott [Id. p.6, ¶ 19]; and (3) on June 22, 2017, Keller accosted and cursed both plaintiffs for arriving to work too early and called several employees "n*****s" or "prairie n*****s" [Id. p. 9, ¶ 33]. With regard to the June 22, 2017 incident, the Local Union demanded a written record of the meeting, and received a letter "downplaying the incident and failing to list any disciplinary actions taken against Keller." [Id. p. 10, ¶ 35].
In July 2017, Brown told Elliott to light a smoke bomb and throw it at a table where maintenance employee Jason Nicholson was sitting. Elliott lit the smoke bomb and threw it in a metal rack instead. [Id. pp. 10-11, ¶ 39].
On July 9, 2017, another Tulsa Cement employee asked Elliott to find and play the recording of the conversation involving a female former Tulsa Cement employee that Medrano requested he delete. [Id. p. 10, ¶ 37]. Elliott recovered the recording, and Wittner played it over an external speaker because someone complained that they could not hear the recording. [Id. ]. Keller asked Elliott to play the recording for he and Brown, and told graphic stories about the former female employee. [Id.
*1148¶ 38].
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GREGORY K. FRIZZELL, CHIEF JUDGE
*1146Before the court are the following motions: (1) the Motion to Dismiss [Doc. 20] of defendants Tulsa Cement LLC, Eagle Materials, Inc., and Jake Medrano; (2) the Motion to Dismiss [Doc. 23] of defendants Kristopher Todd Brown and Tommy Keller; and (3) the Motion to Remand [Doc. 37] of plaintiffs Shawn Elliott and Jeremiah Wittner.
I. Allegations of the Petition/Procedural History
Plaintiffs worked as hourly maintenance employees for defendant Tulsa Cement, LLC from 2013 until their termination on August 14, 2017. [Doc. 2-1, p. 3, ¶¶ 5-6 and 51]. Plaintiffs joined Local D421 of the Cement, Lime, Gypsum and Allied Workers Division of the International Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers and Helpers (hereinafter, "Union"). [Id. ¶¶ 5-6], and were subject to a collective bargaining agreement (CBA) between the Union and Tulsa Cement. [Id. ¶ 7]. Defendant Eagle Materials, Inc. is the parent corporation of Tulsa Cement LLC. [I d. ¶ 5].
Plaintiffs allege the following: Throughout 2014, manager Kris Brown and other managers repeatedly harassed, threatened, and intimidated plaintiffs. [Id. ¶ 8]. During one incident, Brown demanded Elliott perform mathematical calculations that were outside the scope of his employment and, when Elliott refused, Brown chased Elliott around a work bench while yelling threats. [Id. ]. Elliott reported the incident to several people in management positions, including Keller. [Id. ¶ 9].
Following continued harassment and intimidation, in February 2015, Wittner sent an anonymous email to Eagle Materials' corporate counsel and Elliott contacted corporate counsel via telephone. [Id. p.4, ¶ 10]. Although the corporate counsel indicated an investigation was "ongoing" and that he would contact Elliott, no further communication occurred. [Id. ]. On August 15, 2015, Elliott filed a grievance against Brown citing continued harassment. [Id. p. 4, ¶ 11]. On December 1, 2015, a Union representative, Clay Herford, visited the Local Union and told the Local Union committee he would get Local Union jobs back, but that he would not arbitrate the grievances against Tulsa Cement. [Id. ¶ 12].
In September 2016, Elliott became aware of a recorded conversation between two former employees of Tulsa Cement-one male and one female. [Id. ¶ 17]. Because the former female employee was in a romantic relationship with manager Medrano, Elliott played the recording for Medrano, who asked Elliott to delete the recording. [Id. ].
In early April 2017, Elliott filed a grievance on behalf of himself and other employees alleging Tulsa Cement only paid its employees for 11 ½ hours during 12 hour shifts, instead of the full 12 hours required by the CBA. [Id. p. 6, ¶ 21]. On April 7, 2017, Elliott and Wittner, with other Tulsa Cement employees, did not clock out for lunch based on past practice and the CBA's requirement that shift workers be compensated for a thirty-minute lunch. However, upon arrival back at work, Medrano informed Elliott of a new policy requiring all employees to clock out at lunch when leaving the property. [Id. pp. 6-7, ¶ 22]. Medrano later informed Elliott that he would not be paid for break *1147time when he left Tulsa Cement property, but that hours would be added back to Elliott's paycheck to compensate for the unpaid lunch time. [Id. p. 7, ¶ 23]. Medrano then advised Elliott to stop clocking out for lunch. [Id. ]. However, on May 31, 2017, Medrano informed Elliott that he must resume clocking out for lunch, and assured him that he would be paid for the time and not be disciplined. [Id. ¶ 25]. Nevertheless, on June 8, 2017, Medrano issued Elliott a second written warning for policy violations related to not clocking out for lunch. Elliott refused to sign the warning, partially on the basis that he was unaware of the first-step warning against him which the form indicated occurred nearly two years before on August 11, 2015. [Id. p. 8, ¶ 27]. Elliott raised the issue with manager Alan Gee and Ed Rankey, requested a copy of the policy regarding clocking out for lunch, and asked to be moved to a different supervisor. [Id. pp. 8-9 and 11, ¶¶ 29, 31, and 42].
On May 15, 2017, Tulsa Cement created a fifth shift, but did not place the extra jobs for bid as required by the CBA. [Id. p. 7, ¶ 24]. Additionally, on June 1, 2017, Tulsa Cement stopped paying double time after twelve hours worked in violation of the CBA. [Id. ¶ 26]. On or around June 22, 2017, Elliott filed three grievances "to address various issues that were affecting the work environment including overtime equalization, the company's failure to call Local Union members to cover call outs, and out of classification work." [Id. p. 9, ¶ 32]. On July 13, 2017, Medrano read aloud a new policy on clocking out when leaving work to have lunch, to which Elliott objected as violating the CBA. [Id. p. 11, ¶ 43].
In June 2017, supervisor Mikels issued a verbal warning regarding mobile phone usage at work to Wittner in front of several other employees. [Id. p. 8, ¶ 28]. When questioned regarding company policies that required the use of mobile phones, Mikels stated that Tulsa Cement management was looking for reasons to get rid of several employees, including plaintiffs, and were forcing him to discipline the employees. [Id. ]. Other incidents include: (1) a February 2017 incident in which Wittner requested his shift be rescheduled due to lack of childcare, which was approved, but throughout the weekend Keller complained about Wittner to other employees and later accosted Wittner in the breakroom and informed Wittner that he would receive a warning letter and have points assessed against him [Id. pp. 5-6, ¶ 18]; (2) on February 2, 2017, Brown screamed "where's the motherf****r," referring to Elliott [Id. p.6, ¶ 19]; and (3) on June 22, 2017, Keller accosted and cursed both plaintiffs for arriving to work too early and called several employees "n*****s" or "prairie n*****s" [Id. p. 9, ¶ 33]. With regard to the June 22, 2017 incident, the Local Union demanded a written record of the meeting, and received a letter "downplaying the incident and failing to list any disciplinary actions taken against Keller." [Id. p. 10, ¶ 35].
In July 2017, Brown told Elliott to light a smoke bomb and throw it at a table where maintenance employee Jason Nicholson was sitting. Elliott lit the smoke bomb and threw it in a metal rack instead. [Id. pp. 10-11, ¶ 39].
On July 9, 2017, another Tulsa Cement employee asked Elliott to find and play the recording of the conversation involving a female former Tulsa Cement employee that Medrano requested he delete. [Id. p. 10, ¶ 37]. Elliott recovered the recording, and Wittner played it over an external speaker because someone complained that they could not hear the recording. [Id. ]. Keller asked Elliott to play the recording for he and Brown, and told graphic stories about the former female employee. [Id.
*1148¶ 38]. On July 27, 2017, Tulsa Cement suspended Elliott and Wittner without pay during an investigation of a sexual harassment allegations made by Medrano and his fiancé, the former female employee on the recording. [Id. p. 12, ¶¶ 46-47].
On August 14, 2017, Tulsa Cement terminated plaintiffs' employment. [Id. p. 12, ¶ 51]. On August 29, 2017, Local Union leaders filed grievances nos. 2917 and 3017 protesting the termination of Wittner and Elliott, respectively. [Id. p. 13, ¶ 54]. During a visit by Herford in November 2017, Herford did not appear for a meeting arranged with Local Union leaders and Elliott. [Id. p. 4, ¶ 13]. During that same visit, Herford attended a third-step grievance meeting wherein he informed the Local Union president that he would attempt to get half back pay and Local Union member jobs reinstated. [Id. p. 4, ¶ 14]. However, Local Union members were not privy to meetings between Herford and Tulsa Cement executives and were not told the result of the meetings. [Id. p. 5, ¶ 15]. Herford continued to refuse to process grievances or take grievances to arbitration. [Id. ]. Herford traded plaintiffs' grievances for Union jobs. [Doc. 2-2, pp. 2-3, ¶¶ 97 and 99]. In early December 2017, local union leaders informed plaintiffs of their belief that the Union would not pursue grievance nos. 2917 and 3017. [Doc. 2-1, p. 13, ¶ 63]. "After losing all faith in the grievance process," plaintiffs requested to drop grievance nos. 2917 and 3017, and the grievances were dropped on December 7, 2017. [Id. p. 14, ¶¶ 64-65].
On July 31, 2017, Elliott filed complaint no. 14-CA-203404 with the National Labor Relations Board alleging unilateral changes to the CBA, wrongful discharge, wrongful discipline, and coercive statements. [Id. p. 12, ¶ 48]. On August 8, 2017, Elliott filed complaint no. 14-CA-203909 with the NLRB alleging unilateral changes to the CBA. [Id. ¶ 50]. On September 28, 2017, Elliott filed complaint no. 14-CA-207018 with the NLRB alleging wrongful discharge. [Id. ¶ p. 13, 58]. On October 3, 2017, Elliott filed complaint no. 14-CA-207282 with the NLRB alleging concerted activities of retaliation, discharge, and discipline. [Id. ¶ 59]. On October 27, 2017, the NLRB issued Collyer deferral letters for case nos. 14-CA-203404 and 14-CA-203909. [Id. ¶ 60]. The NLRB dismissed case no. CA-207282 on November 20, 2017. [Id. ¶ 61]. Elliott subsequently requested to withdraw complaint no. 14-CA-207018, which the NLRB approved on November 28, 2017. [Id. ¶ 62]. Additionally, on December 21, 2017, the NLRB denied the appeal of case no. 14-CA-207282. [Id. p. 14, ¶ 67].
Plaintiffs filed this case in the District Court of Rogers County on March 2, 2018, asserting claims for (I) unlawful termination/retaliation; (II) breach of contract for violation of the "Eagle Ethics" policy; (III) intentional infliction of emotional distress; and (IV) breach of the Collective Bargaining Agreement.1 Tulsa Cement and Medrano removed the case to this court on March 26, 2018, pursuant to
Additionally, Tulsa Cement, Eagle Materials, and Medrano moved to dismiss all of plaintiffs' claims for lack of subject matter jurisdiction and failure to state a claim upon which relief may be granted pursuant to Fed. R. Civ. P. 12(b)(1) and 12(b)(6), primarily relying on pre-emption. [Doc. 20]. In a separate motion, Brown and Keller also moved to dismiss under Rules 12(b)(1) and 12(b)(6). [Doc. 23]. The court first considers plaintiffs' motion to remand.
II. Motion to Remand of Plaintiffs Shawn Elliott and Jeremiah Wittner [Doc. 37]
Defendants removed the case to this court pursuant to
"Federal courts are courts of limited jurisdiction; they must have a statutory basis for their jurisdiction." Dutcher v. Matheson ,
Pursuant to
Section 301 of the LMRA provides:
Suits for violation of contracts between an employer and a labor organization representing employees in an industry affecting commerce as defined in this chapter, or between any such labor organizations, may be brought in any district court of the United States having jurisdiction of the parties, without respect to the amount in controversy or without regard to the citizenship of the parties.
Count IV of the Petition asserts a claim for breach of the collective bargaining agreement. [Doc. 2-1, pp. 19-25, ¶¶ 85-95; Doc. 2-2, pp. 1-4, ¶¶ 96-101]. Thus, count IV is "founded directly on rights created by" the CBA, and liability under the claim is dependent upon interpretation of the CBA. Cf. Williams ,
Plaintiffs urge the court to apply the four-factor Grable & Sons test to determine federal question jurisdiction. See [Doc. 47, p. 6 (citing Devon Energy Prod. Co., L.P. v. Mosaic Potash Carlsbad, Inc. ,
Plaintiffs' count IV, breach of collective bargaining act claim, asserts a violation of, and is grounded in, the terms of the CBA. Therefore, the claim is considered to arise under § 301 of the LMRA and removal is appropriate. Ortega ,
III. Motion to Dismiss of defendants Tulsa Cement LLC, Eagle Materials, Inc., and Jake Medrano [Doc. 20]
The court next considers the Motion to Dismiss of defendants Tulsa Cement, Eagle Materials, and Medrano. As previously stated, plaintiffs assert four claims: (I) unlawful termination/retaliation; (II) breach of contract for violation of the "Eagle Ethics" policy; (III) intentional infliction of emotional distress; and (IV) breach of the Collective Bargaining Agreement. Defendants seek dismissal of all of plaintiffs' claims.
A. Motion to Dismiss Standard
Federal Rule of Civil Procedure 12(b)(6) permits a court to dismiss a claim that "fail[s] to state a claim upon which relief can be granted." "To survive a motion to dismiss under Rule 12(b)(6), a plaintiff must plead sufficient factual allegations 'to state a claim to relief that is plausible on its face.' " Brokers' Choice of Am., Inc. v. NBC Universal, Inc. ,
Consideration of the exhibits to the petition does not require the court to convert the motion to dismiss to a motion for summary judgment. See Pace v. Swerdlow ,
B. Count I - Unlawful Termination/Retaliation
Defendants argue that plaintiffs' unlawful termination/retaliation claim falls within the exclusive jurisdiction of the National *1152Labor Relations Board and is therefore precluded under the doctrine articulated by the Supreme Court in San Diego Bldg. Trades Council, Millmen's Union, Local 2020 v. Garmon ,
Pursuant to the Garmon doctrine, "both state and federal courts generally lack original jurisdiction to determine disputes involving conduct actually or arguably prohibited or protected by the [National Labor Relations Act]." United Ass'n of Journeymen & Apprentices of the Plumbing & Pipe Fitting Indus., Local No. 57 v. Bechtel Power Corp. ,
Congress did not merely lay down a substantive rule of law to be enforced by any tribunal competent to apply law generally to the parties. It went on to confide primary interpretation and application of its rules to a specific and specially constituted tribunal and prescribed a particular procedure for investigation, complaint and notice, and hearing and decision, including judicial relief pending a final administrative order. Congress evidently considered that centralized administration of specially designed procedures was necessary to obtain uniform application of its substantive rules and to avoid these diversities and conflicts likely to result from a variety of local procedures and attitudes towards labor controversies. * * * A multiplicity of tribunals and a diversity of procedures are quite as apt to produce incompatible or conflicting adjudications as are different rules of substantive law.
Garmon ,
The Petition alleges that Tulsa Cement terminated plaintiffs shortly after plaintiffs filed formal complaints against it with the NLRB, [Doc. 2-1, p. 14, ¶¶ 70 and 73-74; Doc. 2-4, p. 9] and cites section 8(a)(4) of the NLRA. [Doc. 2-1, p. 14, ¶ 70]. Section 8(a)(4) of the NLRA defines an "unfair labor practice" to include "discharg[ing] or otherwise discriminat[ing] against an employee because he has filed *1153charges or given testimony under this subchapter."
Additionally, plaintiffs allege they engaged in protected activity by filing grievances against Tulsa Cement with the Union, and, specific to Elliott, serving as a union officer, which led to additional harassment. [Doc. 2-1, pp. 9 and 14-15, ¶¶ 32-33, 70, 72, and 74]. Section 8(a)(3) of the NLRA prohibits "discrimination in regard to hire or tenure of employment or any term or condition of employment to encourage or discourage membership in any labor organization[.]"
In response to the motion to dismiss, plaintiffs argue the exceptions to Garmon pre-emption apply. [Doc. 38, pp. 4-5]. As previously stated, Garmon pre-emption does not apply "where the activity regulated was a merely peripheral concern of the Labor Management Relations Act" or "where the regulated conduct touched interests so deeply rooted in local feeling and responsibility." Garmon ,
Because the alleged protected activity at issue in the Petition clearly constitutes protected activity under section 8 of the NLRA, pursuant to the principles articulated in Garmon , the claim is pre-empted. Defendants' motion to dismiss count I - unlawful termination/retaliation is therefore granted, and plaintiffs' count I wrongful *1154termination/retaliation claim is dismissed.8
C. Count II - Breach of Contract
As previously stated, the Petition assets a claim for breach of contract premised on defendants' alleged violation of the "Eagle Ethics" policies prohibiting harassment. [Doc. 2-1, pp. 16-17, ¶¶ 77-80]. Defendants seek dismissal of the contract claim based on LMRA pre-emption.9
With regard to state law claims, the Supreme Court has stated "questions relating to what the parties to a labor agreement agreed, and what legal consequences were intended to flow from breaches of that agreement, must be resolved by reference to uniform federal law, whether such questions arise in the context of a suit for breach of contract or in a suit alleging liability in tort" and therefore LMRA pre-emption applies. Allis-Chalmers Corp. v. Lueck ,
Plaintiffs rely on internal employer policies included in the "Eagle Ethics" - A Guide to Decision-Making on Business Conduct Issues [Doc. 2-1, pp. 16-17, ¶¶ 77-80; Doc. 2-2, pp. 9-13], and argue the Eagle Ethics policy is not "inextricably intertwined" with the CBA. Plaintiffs attached *1155both the CBA and Eagle Ethics policy as exhibits to their Petition and therefore the court may consider both documents without converting defendants' motion to dismiss to a motion for summary judgment. See Pace ,
Following review of the Eagle Ethics policy and CBA, the court is persuaded that this matter is factually analogous to the Tenth Circuit's decisions in Garley and Cumpston . In Garley , the Tenth Circuit considered a breach of implied contract claim based on plaintiff's employer's personnel policy, code of ethics and director's memo, concluding that the policies "were intended to be read in harmony with the [collective bargaining agreement]." Garley ,
In Cumpston , plaintiff asserted an implied contract claim based on his employer's business ethics standards, which forbid "harassment of any nature," but did not explicitly reference the collective bargaining agreement. Cumpston ,
Because the prohibition on "harassment" set out in the standards is devoid of descriptive content, and the actions plaintiff complains of are not on their face so inherently or plainly wrongful as to make application of such a label ineluctable, there would be no way of telling whether the standards were violated here without consulting the CBA to assess the opposing rights and privileges of the parties.
Here, the "Eagle Ethics" policy implicitly references the CBA, as the policy requires employees to "[r]ead and understand 'Eagle Ethics' (as well as any business conduct policies specific to our business units)" and states: "Your company may also have its own more narrowly-defined policies on conduct in the workplace. If so, you must comply with both the policy set out here and your company policy." [Doc. 2-2, pp. 10 and 12]. Further, the CBA empowers Tulsa Cement to issue and revise company policies. [Doc. 20-1, p. 8]. Finally, both the Eagle Ethics policy and CBA prohibit harassment and discrimination on the basis of age, color, race, religion, disability, sex, or national origin. [Doc. 2-2, p. 11 and Doc. 20-1, p. 8].10 Thus, *1156the court is persuaded that the documents were "intended to be read in harmony." See Garley ,
Even if the "Eagle Ethics" policy did not implicitly reference the CBA, a determination of plaintiffs' claim requires consideration of the CBA. The "Eagle Ethics" policy tasks each employee to "do his/her part to maintain a safe and healthy work environment free of discrimination, harassment, and violence" and defines "harassment" to include "verbal or physical abuse, unwelcome contact, advances or propositions, displays of offensive materials or other acts which create a hostile work environment." [Doc. 2-2, p. 11]. Plaintiffs allege defendants violated the policy through repeated incidents of harassment, threats, and intimidation. [Doc. 2-1, p. 3, ¶ 8]. Specific incidents include the following: Brown demanded Elliott perform mathematical calculations outside the scope of his job [Doc. 2-1, p. 3, ¶ 8]; Brown screaming "where's that motherf****r?" referring to Elliott [Doc. 2-1, p. 6, ¶ 19]; Keller cursing plaintiffs for arriving for work too early [Doc. 2-1, p. 9, ¶ 33]; telling graphic, sexual stories in Elliott's presence [Doc. 2-1, p. 10, ¶ 38]; and instructing Elliott to throw a smoke bomb at another employee [Doc. 2-1, p. 10, ¶ 39]. Plaintiffs allege both Brown and Keller are supervisors. [Doc. 2-1, p. 3, ¶¶ 8-9]. The CBA explicitly defines management rights, and states "[Tulsa Cement] shall have the exclusive right to manage the business and to direct the working forces." [Doc. 20-1, pp. 7]. As in Cumpston , the policy's generic references to "doing his part" and "maintain[ing] a safe and healthy work environment" free from harassment will necessarily require consideration of the CBA's provisions and the rights and duties of the parties thereunder. See Cumpston ,
*1157D. Count III - Intentional Infliction of Emotional Distress
Under Oklahoma law, an intentional infliction of emotional distress (IIED) claim, also known as the tort of outrage, "lie[s] only where there is extreme and outrageous conduct coupled with severe emotional distress." Brock v. Thompson ,
The Tenth Circuit has regularly held that intentional infliction of emotional distress claims are pre-empted by § 301. Johnson ,
In Johnson , plaintiff asserted an intentional infliction of emotional distress claim under Oklahoma law against his supervisor. Id. at 1017. Plaintiff alleged his supervisor "instituted a campaign of intentional discrimination and harassment" against him, and pointed to twenty-eight (28) specific incidents, including: the supervisor yelling and verbally abusing plaintiff while pounding the desk, beating the walls, and stomping on the floor; frequently calling plaintiff names in front of co-workers; encouraging co-workers to shun plaintiff; and publicly ridiculing plaintiff. Id. The Tenth Circuit concluded the claim was pre-empted, reasoning "[e]ach of [plaintiff's] allegations directly relates to either explicit or implied rights derived from the CBA" and, "[f]urthermore, [plaintiff] could have used the CBA grievance procedure for any of the allegations in his complaint since all the allegations involved either a suspension, discharge or work-related dispute." Id. at 1020. Further, the court noted that "Oklahoma has held that a claim for intentional infliction of emotional distress 'should not be considered in a sterile setting, detached from the milieu in which it took place,' " and interpreted that to mean "all aspects of [plaintiff's] employment, including the terms of the CBA, must be considered when evaluating whether [the supervisor's] conduct was outrageous." Id. (quoting Eddy v. Brown ,
In a more recent unpublished decision, the Tenth Circuit applied Johnson to pre-empt an IIED claim premised on similar allegations. See Rael ,
The court concludes the allegations of plaintiffs' Petition are analogous to those in Johnson , Mowry , and Rael , and, therefore, binding Tenth Circuit precedent requires pre-emption of plaintiffs' intentional infliction of emotional distress claim. Like the plaintiff in Johnson , plaintiffs cite specific instances in which supervisors allegedly yelled at them and used expletives to refer to plaintiffs in front of other employees. [Doc. 2-1, p. 18, ¶¶ 81-84]. Additionally, as in Rael , the Petition includes general allegations that plaintiffs felt harassed and threatened. [Id. ]. Because, as previously discussed, the CBA prohibits harassment and defines management's rights, determining whether the conduct is outrageous will require construction of the employer's rights and obligations under the CBA. Mowry ,
E. Count IV - Breach of the Collective Bargaining Agreement
Defendants seek dismissal of plaintiffs' breach of Collective Bargaining Agreement claim, but divide the alleged breaches into two general categories: (1) breach with respect to grievances related to plaintiffs' termination and (2) other miscellaneous breaches of the CBA during plaintiffs' employment with Tulsa Cement. The court will first consider the alleged breach with respect to grievances related to plaintiffs' termination.
1. Termination Allegations
Defendants argue plaintiffs' allegations that the Union breached its duty with respect to their termination grievances are pre-empted because plaintiffs failed to exhaust their administrative remedies. In response, plaintiffs point to allegations the Union breached its duty of fair representation and argue exhaustion of administrative remedies requirement is excused.
Although an employee is generally required to exhaust any grievance or arbitration procedures included in the collective bargaining agreement before bringing a civil lawsuit, the Supreme Court recognized
this rule works an unacceptable injustice when the union representing the employee *1159in the grievance/arbitration procedure acts in such a discriminatory, dishonest, arbitrary, or perfunctory fashion as to breach its duty of fair representation. In such an instance, an employee may bring suit against both the employer and the union, notwithstanding the outcome or finality of the grievance or arbitration proceeding.
DelCostello v. Int'l Bhd. of Teamsters ,
Plaintiffs allege the Union "deliberately and arbitrarily ignored Plaintiffs' grievances." [Doc. 2-2, p. 1, ¶ 97]. Plaintiffs allege Clay Herford, who was sent by the Union to negotiate on behalf of the Local Union and employees, "did not press the grievances to [Tulsa Cement] to move to the next step, per CBA" [Id. p. 2, ¶ 97], and failed to attend meetings with Local Union representatives to discuss the grievances. [Id. p. 3, ¶ 99]. Additionally, plaintiffs allege Herford colluded with Tulsa Cement, citing meetings between Herford and Tulsa Cement executive Alan Gee that Local Union representatives were not privy to. [Id. ] Plaintiffs allege local union representatives were not informed of the results of those meetings. [Id. ].
However, the Petition includes statements that plaintiffs requested the grievances be dropped. [Doc. 2-1, p. 14, ¶ 64]. Although not binding precedent, the court is persuaded by the Tenth Circuit's analysis in Ortega . In that case, the court upheld a district court's dismissal under Rule 12(b)(6) of a hybrid claim for failure to exhaust administrative remedies. Id. at 780. Plaintiff in that case filed a civil lawsuit asserting a hybrid claim days prior to the scheduled mediation under the collective bargaining agreement based on her dissatisfaction with the union's representation and the union's threats to drop the grievance. Id. at 776-77. The court cited the requirement that, to constitute a breach of the duty of fair representation, "the breach must seriously undermine the integrity of the grievance process," and reasoned,
[plaintiff] cannot complain that the Union "seriously undermined" the uncompleted mediation or some future arbitration, as the results are not yet known. Her fears about how the Union might act (or not act) during the grievance proceeding are insufficient to proceed with a hybrid suit based on a DFR claim against the Union at this time.
Id. (emphasis in original).
Here, although plaintiff alleges "Local Union leaders advised Plaintiffs *1160that after conversations with International Union representative Herford, they believed the International Union would not pursue the grievance" [Doc. 2-1, p. 13, ¶ 63], based on the allegations of the Petition, the court can reasonably infer only that the Union made the final decision not to pursue plaintiffs' grievances only after plaintiffs requested the grievances be dropped. "[Plaintiffs'] fears about how the Union might act (or not act)" are insufficient to state a claim against the Union. Ortega ,
2. Miscellaneous Breaches of CBA Provisions
Defendants next seek dismissal of plaintiffs' breach of collective bargaining act claim premised on miscellaneous breaches of the CBA, primarily arguing plaintiffs failed to exhaust administrative remedies.17 See [Doc. 20, pp. 29-30; Doc. 43, pp. 8-10].
As previously stated, ordinarily, an aggrieved employee must fully exhaust the exclusive remedies provided by the collective bargaining agreement prior to bringing a civil lawsuit. Vaca v. Sipes ,
The Petition includes no allegations from which the court may reasonably infer that plaintiffs proceeded to arbitration on any grievances filed with respect to Tulsa Cement's alleged CBA breaches.18
*1161Rather, the court can reasonably infer only that the grievances were not arbitrated. See [Doc. 2-1, pp. 5 and 20, 25, ¶¶ 15, 87, 91, and 95 (allegations grievances were not moved to next step); see also Doc. 2-1, p. 13, ¶ 60 (allegation NLRB issued pre-arbitration Collyer deferral letters) ]. Thus, the court must consider whether plaintiffs pled sufficient facts to allow a reasonable inference that the failure to exhaust administrative remedies is excused for any one of the three exceptions identified above. See Garvin ,
Plaintiffs primarily rely on breach of the duty of fair representation. Upon review, the Petition satisfies the factual specificity required to state a claim for breach of the duty of fair representation premised on miscellaneous breaches of the Collective Bargaining Agreement. As previously stated, "[a] duty-of-fair-representation claim arises when a union that represents an employee in a grievance or arbitration procedure acts in a 'discriminatory, dishonest, arbitrary or perfunctory' fashion." Webb ,
Plaintiffs assert the Union acted in bad faith or dishonestly, "colluded" with Tulsa Cement, and refused to arbitrate grievances against Tulsa Cement. [Doc. 2-1, p. 4, ¶ 12; Doc. 2-2, pp. 2-3, ¶ 99]. "Bad faith requires a showing of fraud, or deceitful or dishonest action." Considine v. Newspaper Agency Corp. ,
For the reasons discussed above, pursuant to Fed. R. Civ. P. 12(b)(6), plaintiffs' Petition fails to state a plausible claim for relief for unlawful termination/retaliation, breach of contract, intentional infliction of emotional distress, and breach of Collective Bargaining Agreement premised on plaintiffs' termination. However, the Petition states a plausible claim for breach of the Collective Bargaining Agreement premised on miscellaneous breaches of the CBA. Thus, the motion to dismiss of defendants' Tulsa Cement, Eagle Materials, and Jake Medrano must be granted in part and denied in part.
IV. Motion to Dismiss of defendants Kristopher Todd Brown and Tommy Keller [Doc. 23]
Brown and Keller argue the Petition asserts only one claim against them-intentional infliction of emotional distress-and seek dismissal of that claim based on preemption, statute of limitations, and failure to satisfy the pleading requirements of Fed. R. Civ. P. 12(b)(6). In opposition, plaintiffs "respectfully disagree that Defendants Brown and Keller are only included in the third claim listed for intentional infliction of emotional distress" and assert Brown and Keller are liable for wrongful termination/retaliation, breach of contract, and intentional infliction of emotional distress, and "ancillary" to the cause of action for breach of the collective bargaining agreement. Thus, the court will consider each claim.
First, as to wrongful termination/retaliation, for the reasons discussed above with respect to the motion to dismiss of defendants Tulsa Cement, Eagle Materials, and Medrano [Doc. 20], the claim is properly dismissed pursuant to the Garmon doctrine.
Second, as to breach of contract, the Petition includes no allegations from which the court may reasonably infer that a contract existed between Brown and Keller and plaintiffs. Cates v. Integris Health, Inc. ,
Third, as previously stated, the Tenth Circuit has regularly held that intentional infliction of emotional distress claims are pre-empted by § 301, including claims against individual supervisors. Johnson ,
*1163Steinbach ,
Fourth, plaintiffs identify no legal authority for the proposition that an individual may be liable for breach of a collective bargaining agreement under § 301 and, in fact, implicitly concede that Brown and Keller are only "ancillary" to the claim. Thus, the Petition fails to state a plausible hybrid claim against Brown and Keller.20
Because plaintiffs fail to state a plausible claim under any theory against the individual defendants, Brown and Keller's motion to dismiss is granted.
V. Claims against the International Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers and Helpers
The Union did not move to dismiss plaintiffs' claims against it. However, it is well-established "a court may dismiss sua sponte 'when it is 'patently obvious' that the plaintiff could not prevail on the facts alleged, and allowing him an opportunity to amend his complaint would be futile." Hall v. Bellmon ,
VI. Conclusion
WHEREFORE, plaintiffs' Motion to Remand [Doc. 37] is denied; the Motion to Dismiss of defendants Tulsa Cement LLC, Eagle Materials, Inc., and Jake Medrano [Doc. 20] is granted in part and denied in part; and the Motion to Dismiss of defendants Kristopher Todd Brown and Tommy Keller [Doc. 23] is granted.
All claims against the individual defendants-Kristopher Todd Brown, Jake Medrano, and Tommy Keller-are dismissed and the individual defendants shall be terminated as parties. The Motion to Dismiss of defendants Tulsa Cement LLC, Eagle Materials, Inc. and Jake Medrano [Doc. 20] is denied with respect to the breach of Collective Bargaining Agreement claim asserted against Tulsa Cement, Eagle Materials, and the Union-but only to the extent premised on miscellaneous breaches of the Collective Bargaining Agreement. The motion is otherwise granted, and all other claims are dismissed.
IT IS SO ORDERED this 11th day of January, 2019.
Related
Cite This Page — Counsel Stack
357 F. Supp. 3d 1141, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elliott-v-tulsa-cement-llc-oknd-2019.