Ellington v. Astrue

641 F. Supp. 2d 322, 2009 U.S. Dist. LEXIS 68704, 2009 WL 2431537
CourtDistrict Court, S.D. New York
DecidedAugust 6, 2009
Docket08 Civ. 7366 (VM)
StatusPublished
Cited by138 cases

This text of 641 F. Supp. 2d 322 (Ellington v. Astrue) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ellington v. Astrue, 641 F. Supp. 2d 322, 2009 U.S. Dist. LEXIS 68704, 2009 WL 2431537 (S.D.N.Y. 2009).

Opinion

DECISION AND ORDER

VICTOR MARRERO, District Judge.

Plaintiff Daniel C. Ellington (“Ellington”) brought this action pursuant to 42 U.S.C. § 405(g) (“§ 405(g)”), seeking review of the final determination by the Commissioner of Social Security (the “Commissioner”) denying Ellington’s claim for Social Security Disability Insurance (“SSDI”) benefits under the Social Security Act, 42 U.S.C. §§ 301-1397jj (the “Act”). Ellington now moves for a judgment on the pleadings, seeking a reversal of the Commissioner’s final administrative *324 determination and a remand of this action for either calculation of benefits or further proceedings. The Commissioner cross-moves for a judgment on the pleadings. For the reasons stated herein, Ellington’s motion is GRANTED in part and DENIED in part, and the Commissioner’s cross-motion is DENIED in its entirety.

I. BACKGROUND

A. PROCEDURAL HISTORY

On September 23, 2005, Ellington filed an application for SSDI benefits, claiming that he was unable to work because of back pain stemming from an injury at work. After his initial application was denied on December 27, 2005, he filed a request for a hearing to challenge that denial. The hearing was held on March 6, 2007 (the “Hearing”), before Administrative Law Judge James Reap (the “ALJ”), who considered the case de novo on behalf of the Commissioner.

In a decision dated November 16, 2007, the ALJ determined that Ellington did not suffer from any disability as defined in 42 U.S.C. § 423(d) and thus was not eligible for SSDI benefits. On June 27, 2008, the Appeals Council denied Ellington’s request for review, and the ALJ’s decision became the final decision of the Commissioner. Pursuant to § 405(g), this Court now reviews the Commissioner’s decision.

B. THE EVIDENCE

The evidence presented at the Hearing indicates that Ellington began receiving treatment for back pain after an April 2005 injury. The record includes the following facts. 1

1. Ellington’s Background

Ellington was born in 1966 and was thirty-eight years old on April 29, 2005, the alleged disability onset date. He held various jobs in the years before his disability application, working as a truck driver, a tire changer in an auto parts store, and in retail at both a beer store and BJ’s Wholesale Club. In May 2004, Ellington took a job in a group home for adults with mental disabilities. At the group home, Ellington was responsible for performing household duties: laundry, cooking, shopping, and taking the residents out to dinners or the movies. Ellington remained at that job until April 29, 2005, the date of the injury.

Ellington has two third degree assault convictions from the late 1990s and one felony conviction for attempted sale of a controlled substance from the 1980s. These circumstances had some bearing here in the ALJ’s determinations regarding Ellington’s credibility.

2. The Injury

On the evening of April 29, 2005, Ellington was working at the group home when one of the home’s residents, who was in a “rare mood,” attacked him. (Tr. 94, 200-201.) Ellington fell backwards down some stairs as he grappled with the resident. The following morning, Ellington went to the emergency department of Orange Regional Medical Center, complaining of pain in his lower back that radiated down his right leg. His examination at the hospital showed a non-tender lumbar spine (lower back), negative straight leg raising bilaterally, and intact sensation. The x-ray of his lumbar spine was negative. Ellington was diagnosed with a lower back strain. The doctor prescribed Vicadin for pain, told him not to do any pushing or pulling, and *325 recommended he stay home and rest for two days.

3. Records from Treating Physicians

On May 23, 2005, Ellington sought treatment for his neck and lower back pain from Dr. John Handago (“Handago”). Handago found spasm and a diminished range of motion in both Ellington’s cervical spine (his neck) and lumbar spine. The cervical compression test was positive right, and the straight leg raising test was positive right, negative left. Handago rated Ellington’s ankle reflexes as one to two bilaterally, and he found that Ellington had hypesthesias (an abnormally decreased sensitivity) in the back of his right foot. Ellington’s motor function was grossly intact, and his reflexes and motor and sensory functions were also grossly intact for the upper extremities. Handago took an x-ray of Ellington, and he interpreted the x-ray as revealing a loss of lumbar lordosis with no acute fracture, spondylolysis, or spondylolisthesis. Han-dago diagnosed Ellington with herniated nucleus pulposus (a herniated disk) in both the lumbar spine and cervical spine. He prescribed several medications, recommended physical therapy, and asked that Ellington return in three weeks. He indicated that Ellington was “totally disabled.” (Tr. 100.)

Handago continued to treat Ellington, seeing him at least thirteen times from May 2005 through February 2007. His medical findings often mirrored the results from the first appointment. He noted a diminished range of motion and spasms in Ellington’s lumbar spine and cervical spine during each visit except for the visit of July 5, 2005, when he made no mention of findings regarding the cervical spine. He continued to find intact reflexes for the upper extremities. The results of the straight leg raising test varied, with positive findings during some visits and negative findings during others. He generally rated Ellington’s ankle reflexes as zero to one or one to two, but found the ankle reflexes to be intact for the final three appointments on the record. He found the cervical compression test to be positive in three of the initial appointments but found negative results on November 21, 2005 and continued to find negative results thereafter. He found hypesthesias in the right foot on one occasion (in addition to his finding on the first visit) and found hypesthesias in the left hand during seven visits.

Handago continued to restate his diagnosis of a herniated disk for both the lumbar and cervical spine, although he diagnosed a cervical sprain instead of a cervical herniated disk on June 16, 2005 and did not evaluate the cervical spine on July 5, 2005. He continued to prescribe physical therapy and pain management medication. He consistently described Ellington as “totally disabled.” (Tr. 99-101, 149, 155-161.)

In addition to the treatment he provided, Handago summarized his findings by filling out a Social Security Administration form, entitled “Medical Source Statement of Ability to Do Work-Related Activities (Physical),” on three occasions: July 17, 2005, November 14, 2006, and February 6, 2007.

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641 F. Supp. 2d 322, 2009 U.S. Dist. LEXIS 68704, 2009 WL 2431537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ellington-v-astrue-nysd-2009.