E. Roberta Roach, Administratrix of the Estate of John Hubert Roach, Deceased v. John P. Churchman, Administrator of the Estate of Merle Ravenstein

457 F.2d 1101, 16 Fed. R. Serv. 2d 291, 1972 U.S. App. LEXIS 10335
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 3, 1972
Docket71-1343
StatusPublished
Cited by23 cases

This text of 457 F.2d 1101 (E. Roberta Roach, Administratrix of the Estate of John Hubert Roach, Deceased v. John P. Churchman, Administrator of the Estate of Merle Ravenstein) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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E. Roberta Roach, Administratrix of the Estate of John Hubert Roach, Deceased v. John P. Churchman, Administrator of the Estate of Merle Ravenstein, 457 F.2d 1101, 16 Fed. R. Serv. 2d 291, 1972 U.S. App. LEXIS 10335 (8th Cir. 1972).

Opinion

BRIGHT, Circuit Judge.

The parties to this litigation have been before this court previously on the question whether an aviation liability insurance policy provided coverage for a wrongful death claim arising out of an aircraft accident which occurred on August 21, 1966, near Glenwood, Iowa. Merle Ravenstein, the pilot, and his passenger, John Roach, were both killed in that accident. Roach’s widow, as admin-istratrix of her late husband’s estate, brought an action in the United States District Court for the Southern District of Iowa for wrongful death against the Ravenstein estate, the latter being represented by its administrator, John P. Churchman. In the prior appeal we determined that the policy, written by American Home Assurance Company (American Home), afforded liability coverage for the wrongful death claim. American Home Assurance Co. v. Roach, 431 F.2d 849 (8th Cir. 1970) (Roach I). Pending our consideration of that appeal, Mrs. Roach, administratrix of the Roach estate and plaintiff in the wrongful death action, and John P. Churchman, defendant and administrator of the Ravenstein estate, entered into a settlement agreement which provided that plaintiff take judgment by consent in the sum of $100,000, and provided further that Mrs. Roach would look only to the avails of the American Home insurance policy for satisfaction of that judgment. Contemporaneously, Administrator Churchman assigned to Mrs. Roach all of the rights of the Ravenstein estate in the American Home policy. Several months after execution of the agreement and following the filing of our opinion in Roach I, Mrs. Roach moved the federal district court to enter judgment pursuant to the settlement agreement. American Home filed objections to this motion. The district judge, Judge Hansen, denied the motion. That ruling triggered the instant appeal by the Roach estate. We deny the appeal for want of jurisdiction for the reasons stated below.

We note that appellant, Mrs. Roach, earlier attempted to obtain review of this same order under the provisions of 28 U.S.C. § 1292(b), 1 which permits an *1103 interlocutory appeal in certain circumstances. While Judge Hansen made appropriate findings necessary to bring the order under that section, this court administratively denied leave to appeal. Roach v. Estate of Merle Ravenstein, Misc. No. 823, June 15, 1971 (unreported).

Appellant now urges that appeal from the district court order will lie under the provisions of 28 U.S.C. § 1291, 2 as an appeal from a final decision. Appellant argues that the order should be deemed final and therefore appealable under the collateral order doctrine enunciated in Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). See Baxter v. United Forest Products Co., 406 F.2d 1120, 1123 (8th Cir.), cert denied, 394 U.S. 1018, 89 S.Ct. 1635, 23 L.Ed.2d 42 (1969). Appellant also asserts alternate grounds as a basis for our review. First, arguing that the order effectively restrains Churchman, as administrator, from breaching the provisions of the insurance policy by settling without the insurer’s permission, appellant insists that the order is reviewable under § 1292(a) (1) as an injunction. Second, appellant requests that we consider the notice of appeal in this case as a petition for a writ of mandamus, thus permitting review of the merits of this questioned order under the provisions of the All Writs Statute, 28 U.S.C. § 1651.

We consider these arguments against the background of Mrs. Roach’s substantive claim in which she asserts that the insurer no longer has any right to control the defense of the suit against the

Ravenstem estate. She contends that because American Home breached provisions of the insurance contract when it refused to defend the wrongful death action unconditionally, the insured became entitled to settle the wrongful death claim, as Churchman has attempted to do, without constraint of the policy. This contention is bottomed upon Hawkeye Casualty Co. v. Stoker, 154 Neb. 466, 48 N.W.2d 623 (1951). Conceding that such a settlement must be reasonable to be binding upon the insurer, Mrs. Roach asserts that American Home can raise the question of reasonableness when she seeks to collect the proposed consent judgment from the avails of the policy. In short, it is Mrs. Roach’s contention that American Home has forfeited all rights to control the defense or settlement of the wrongful death action under its policy since it offered only a qualified defense which the administrator refused to accept, notwithstanding the issuance of an earlier order of the district court 3 in this action authorizing such a qualified defense by the insurer.

We turn initially to appellant’s argument that the order is appealable as of right under § 1291 and the rationale of the Cohen decision. In Cohen, supra, 337 U.S. 541, 69 S.Ct. 1221, the Supreme Court considered the appealability of a district court order in a diversity suit refusing application of a New Jersey statute which required plaintiffs in certain stockholder’s derivative actions to post appropriate security before proceeding with their suit. The Court held the order appealable under 28 U.S.C. § *1104 1291 as a final order, based upon the following principles:

This decision appears to fall in that small class which finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to be denied review and too independent of the cause itself to require that appellate consideration be deferred until the whole case is adjudicated.
* * * * * *
We hold this order appealable because it is a final disposition of a claimed right which is not an ingredient of the cause of action and does not require consideration with it. But we do not mean that every order fixing security is subject to appeal. Here it is the right to security that presents a serious and unsettled question. [Id. at 546-547, 69 S.Ct. at 1225]

The Court amplified its views in Swift & Co. Packers v. Compania Colombiana Del Caribe, S.A., 339 U.S. 684, 70 S.Ct. 861, 94 L.Ed.

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457 F.2d 1101, 16 Fed. R. Serv. 2d 291, 1972 U.S. App. LEXIS 10335, Counsel Stack Legal Research, https://law.counselstack.com/opinion/e-roberta-roach-administratrix-of-the-estate-of-john-hubert-roach-ca8-1972.