Duling v. Gristede's Operating Corp.

266 F.R.D. 66, 2010 U.S. Dist. LEXIS 31690, 2010 WL 1257354
District Court, S.D. New York·Decided March 30, 2010·No. No. 06 Civ. 10197(LTS)(HBP)·Published·Cited by 54 cases

Opinion

OPINION AND ORDER

PITMAN, United States Magistrate Judge.

I. Introduction

By notice of motion dated May 8, 2009 (Docket Item 110), defendants move for the entry of a protective order limiting plaintiffs’ use of employee personnel files produced by defendants.

For the reasons set forth below, defendants’ motion is granted. The specific provisions of the Protective Order are outlined below.

II. Facts

This is an employment discrimination action brought as a class action. Plaintiffs allege that defendants (collectively referred to as “Gristede’s”), entities which operate several retail grocery store chains in the New York metropolitan area, systematically discriminate against women. Specifically, plaintiffs allege that defendants channel women into cashier and bookkeeper positions. According to plaintiffs, cashiers and bookkeepers work fewer hours and are paid less than those in other positions, and, therefore, the positions available to women are less desirable than those available to men. Plaintiffs allege that defendants also discriminate against women in the promotion of employees to managerial positions, using a “tap on the shoulder” method of selecting employees for promotion rather than posting job openings, as well as promoting male employees in substantially larger numbers than female employees. Plaintiffs seek to represent “all current and former female Gristede’s employees who worked for Gristede’s at any time between November 2, 2004 and the date of final judgment in this matter” (Plaintiffs’ Memorandum of Law in Support of Motion for Class Certification, dated January 30, 2009, at 1).

Defendants’ motion for a protective order arises out of plaintiffs’ document request for personnel files of Gristede’s employees (see Order, issued by the undersigned on May 29, 2007, attached to Declaration of Lewis M. Steel in Opposition of Defendants’ Motion for Protective Order, dated May 21, 2009 (“Steel [69]*69Decl.”) as Ex. 2 (“5/29/07 Order”) at 2, 5). By orders issued on May 29 and December 17, 2007, I directed defendants to produce the personnel files for all employees who worked at any of their three largest stores anytime between 1999 and the present (5/29/07 Order at 5; Order, issued by the undersigned on December 17, 2007, attached to Steel Decl. as Ex. 3 (“12/17/07 Order”) at 1-2). Because the ordered production covers employees of both genders and extends back to 1999, it includes personnel files of both putative class members and individuals not connected to the case in any way. According to defendants, the files contain documents related to the employees’ compensation, discipline, medical conditions, financial accounts, background checks, child support obligations, legal matters, police investigations, immigration status and arbitrations, in addition to other information defendants deem personal (Declaration of Michael J. Puma in Support of Defendants’ Motion for Protective Order, executed May 8, 2009 (“Puma Decl. in Support”) ¶ 6; Memorandum of Law in Support of Defendants’ Motion for Protective Order (“Defs.’ Mem. in Support”) at 1, 5; Reply Memorandum of Law in Further Support of Defendants’ Motion for Protective Order (“Defs.’ Reply Mem.”) at 3).

Defendants have produced 131 personnel files that pertain to the employees who worked at defendants’ three largest stores as of the date of the production, and have prepared for production the personnel files of the employees, numbering around eight or nine hundred, who formerly worked for any of the three stores at some point between 1999 and the present (Puma Decl. in Support ¶ 5; Steel Decl. ¶¶ 4(c), 6-7; Defs.’ Mem. in Support at 2, 2 n. 1; Letter from Michael Puma to Cara Greene, dated April 28, 2009, attached to Puma Decl. in Support as Ex. E (“4/28/09 Puma Letter”); Email from Michael Puma to Lewis Steel, dated May 1, 2009, attached to Puma Decl. in Support as Ex. F (“5/1/09 Puma Email”); Dep. of Michael McCormick, 66:21-69:7, Mar. 26, 2009, attached to Steel Decl. as Ex. 4). Defendants are apparently refusing to produce this last group of files in the absence of a confidentiality order governing their use (Steel Decl. ¶ 9; 4/28/09 Puma Letter; 5/1/09 Puma Email; Defs.’ Mem. in Support at 2-3).1 Defendants argue that a protective order governing the use of the files is appropriate because of the potential for disclosure of sensitive information to the employees’ coworkers or others (Defs.’ Mem. in Support at 5; Defs.’ Reply Mem. at 2).

Defendants contacted plaintiffs on April 21, 2009 requesting their consent to a confidentiality agreement governing use of the files (Email from Michael Puma to Cara Greene, dated April 21, 2009, attached to Puma Decl. in Support as Ex. B (“4/21/09 Puma Email”); Defs.’ Mem. in Support at 2). After an initial failure on plaintiffs’ part to respond, the parties discussed the content of a potential confidentiality agreement and order. Although both sides agreed to some sort of confidentiality order, they were unable to reach agreement on specific provisions (Puma Decl. in Support ¶¶ 7, 12; 4/21/09 Puma Email (attaching proposed confidentiality agreement); Email from Michael Puma to Cara Greene, dated April 24, 2009, attached to Puma Decl. in Support as Ex. C; Email from Cara Greene to Michael Puma, dated April 24, 2009, attached to Puma Decl. in Support as Ex. D; 4/28/09 Puma Letter; 5/1/09 Puma Email; 5/1/09 Steel Email; Email from Michael Puma to Lewis Steel, dated May 4, 2009, attached to Puma Decl. in Support as Ex. H (“5/4/09 Puma Email”); 5/4/09 Steel Email; Defs.’ Mem. in Support at 2-3).

On May 8, 2009, defendants moved this Court for a protective order. Defendants [70]*70clearly had made a good faith effort to resolve the dispute before filing this motion, as required by Fed.R.Civ.P. 26(c)(1). The parties made subsequent proposals regarding the content of a confidentiality order in their submissions on the motion (Defendants’ Proposed Stipulation of Confidentiality and Protective Order, attached to Puma Decl. as Ex. A (“Defs.’ Proposed Order”); Plaintiffs’ Proposed Stipulation of Confidentiality and Protective Order, attached to Steel Decl. as Ex. 1 (“Pis.’ Proposed Order”); Defendants’ Revised Proposed Stipulation of Confidentiality and Protective Order, attached to Declaration of Michael J. Puma in Further Support of Defendants’ Motion for Protective Order (“Puma Reply Decl.”) as Ex. A (“Defs.’ Revised Proposed Order”)). According to defendants, the parties again conferred in an attempt to resolve this issue after plaintiffs attached a proposed protective order in their opposition to defendants’ motion, but the parties were still unable to reach agreement (Defs.’ Reply Mem. at 1-2).

As of their final submissions, plaintiffs and defendants had reached several points of agreement with regard to the content of a protective order. They agreed that medical records (Steel Decl. ¶ 10; Pis.’ Proposed Order ¶ 2; Pis.’ Mem. in Opp. at 5; 5/4/09 Steel Email), child support documents (Pis.’ Proposed Order ¶ 2; Pis.’ Mem. in Opp. at 5), attachment orders (Pis.’ Proposed Order ¶ 2; Pis.’ Mem. in Opp. at 5) and criminal conviction records2 (Pis.’ Mem. in Opp. at 5) contained in the personnel files should be kept confidential. They also agreed to confidentiality for the categories of information enumerated in Fed.R.Civ.P. 5

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Duling v. Gristede's Operating Corp., 266 F.R.D. 66, 2010 U.S. Dist. LEXIS 31690, 2010 WL 1257354 (S.D.N.Y. 2010).

266 F.R.D. 66 (Duling v. Gristede's Operating Corp.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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