Douglas Indian Association v. Central Council of Tlingit and Haida Tribes of Alaska

403 P.3d 1172
CourtAlaska Supreme Court
DecidedSeptember 8, 2017
Docket7198 S-16235
StatusPublished
Cited by10 cases

This text of 403 P.3d 1172 (Douglas Indian Association v. Central Council of Tlingit and Haida Tribes of Alaska) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Douglas Indian Association v. Central Council of Tlingit and Haida Tribes of Alaska, 403 P.3d 1172 (Ala. 2017).

Opinion

OPINION

BOLGER, Justice.

I. INTRODUCTION

Under the doctrine of tribal sovereign immunity, an Indian tribe is immune from suit unless ■ Congress has' authorized the suit or the tribe has waived its immunity. Relying on this doctrine, the superior court dismissed a complaint by Douglas Indian Association against Central Council of Tlingit and Haida Indian Tribes of Alaska and two Central Council officials. Douglas now argues that the superior court’s action was premature because sovereign immunity is an affirmative defense that should be resolved following discovery. But the federal courts recognize that tribal sovereign immunity is a jurisdic- *1175 tíonal bar that may be asserted'at any time, and we agree with this basic principle. Immunity is a core aspect of- tribal sovereignty that deprives our courts of jurisdiction when properly asserted. We therefore affirm the superior court’s order dismissing the complaint.

II. FACTS AND PROCEEDINGS

A. Facts

' Douglas alleges the following facts in its complaint. Both Douglas and Central Council are federally recognized Indian tribes located in Juneau. Between 2005 and 2012, both tribes were eligible to receive tribal transportation funds from the federal government. Central Council formed a consortium to administer these funds on behalf of individual tribes. Douglas accepted Central Council’s invitation to join the consortiúm, and the two tribes signed a Memorandum of Agreement in August 2006, .

Douglas attached the Agreement as an exhibit to its complaint. The Agreement provided that upon Douglas’s withdrawal from the consortium, Douglas’s funds would be administered in accordance with the federal regulations that govern such withdrawals. 1 Both Douglas and Central Council also expressly reserved them sovereign immunity from suit.

According to Douglas’s complaint, the consortium did not undertake any of Douglas’s transportation projects or use any of Douglas’s funds for Douglas’s benefit. Central Council representatives told Douglas that the funds were maintained in a separate savings account and had not been expended. Douglas withdrew from the consortiúm : in January 2012 and asked Central Council to remit Douglas’s funds, but Central Council neither remitted the funds nor provided an accounting.

B. Proceedings

In April 2015 Douglas filed suit against Central Council and two of its tribal officials, President ■ Richard Peterson and Tribal Transportation Manager William Ware, in their individual and official capacities. Douglas sought a declaration that Central Council owed a fiduciary duty to Douglas under a trust or agency theory and requested injunc-tive relief against the tribal officials “enjoining any action inconsistent with the court’s declaratory judgment.” Douglas also sought specific performance and damages from Central Council. Nowhere in its ■ complaint 'did Douglas allege that Central Council had waived its sovereign immunity or Congress had abrogated‘it. Nor did Douglas make any allegations about Peterson and Ware other than to state their names and titles.

Central Council resisted Douglas’s attempts to engage in discovery and filed a motion to dismiss for lack of subject matter jurisdiction under Alaska Civil Rule 12(b)(1), asserting tribal .sovereign immunity. Douglas opposed the motion, ■ arguing that sovereign immunity is .an affirmative defense that can be raised only after discovery in an Alaska Civil Rule 56 motion for summary judgment, not a jurisdictional bar that can be raised via Rule 12(b)(1); that it was at least entitled to jurisdictional discovery; and that sovereign immunity did not protect the tribal officials from suit.

The superior court granted Central Council’s motion to dismiss, and Douglas appeals. Tanana Chiefs Conference filed an amicus curiae brief in support of Central Council’s position.

Ill, STANDARD OF REVIEW

Wé- review issues of sovereign immunity de novo. 2 We also “review de novo a superior court’s decision to dismiss a complaint for lack of subject matter jurisdiction.” 3 “In exercising our independent judgment, we will adopt the rule of law that is most persuasive in light of precedent, reason, and policy.” 4

*1176 “We review the denial of a motion to compel discovery for abuse of discretion.” 5 “An abuse of discretion occurs when [a decision] is ‘arbitrary, capricious, manifestly unreasonable, or improperly motivated.’ ” 6

IV. DISCUSSION

Douglas renews its arguments on appeal. First, Douglas argues that under Alaska law, tribal sovereign, immunity, like state sovereign immunity, is an affirmative defense rather than a jurisdictional bar, meaning that it should be “raised in a Rule 56 motion for summary judgment after discovery” rather than a Rule 12(b)(1) motion to dismiss. Second, Douglas argues that even if tribal sovereign immunity is a jurisdictional bar, the superior court should have granted Douglas’s request for jurisdictional discovery as to whether- Central Council may have waived its sovereign immunity or whether the tribal officials may have acted ultra vires. Finally, Douglas argues that even if Central Council is protected by sovereign-immunity, Douglas should still be permitted to sue Peterson and Ware, the two tribal officials, for declarator and injunctive relief.

A. Tribal Sovereign Immunity Is A Ju- , risdictional Bar.

The parties do not dispute that Central Council is a federally recognized tribe, that federally recognized tribes are entitled to tribal sovereign immunity, and that under federal law, tribal sovereign immunity may be raised prior to discovery in a Rule 12(b)(1) motion to dismiss for lack of subject matter jurisdiction. Their dispute is whether Alaska should follow this federal rule. For the. reasons discussed below, we hold that under Alaska law, tribal sovereign immunity- is a jurisdictional bar that may be invoked by a sovereign defendant in a Rule 12(b)(1) motion to dismiss.

Under the doctrine of tribal sovereign immunity, an Indian tribe is immune from suit unless Congress has authorized the suit or the tribe has waived its immunity. 7 This common, law immunity is “[a]mong the core aspects of sovereignty” possessed by tribes and “traditionally enjoyed by sovereign powers.” 8 In Michigan v. Bay Mills Indian Community, the U.S. Supreme Court recently reaffirmed that it has “time. and again treated the ‘doctrine of tribal immunity [as] settled law and dismissed any suit against a tribe absent congressional authorization (or a waiver).” 9

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Bluebook (online)
403 P.3d 1172, Counsel Stack Legal Research, https://law.counselstack.com/opinion/douglas-indian-association-v-central-council-of-tlingit-and-haida-tribes-alaska-2017.