Donald F. Goldberg v. U.S. Department of State

818 F.2d 71, 260 U.S. App. D.C. 205, 1987 U.S. App. LEXIS 6072
CourtCourt of Appeals for the D.C. Circuit
DecidedMay 8, 1987
Docket86-5397
StatusPublished
Cited by59 cases

This text of 818 F.2d 71 (Donald F. Goldberg v. U.S. Department of State) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Donald F. Goldberg v. U.S. Department of State, 818 F.2d 71, 260 U.S. App. D.C. 205, 1987 U.S. App. LEXIS 6072 (D.C. Cir. 1987).

Opinion

Opinion for the Court filed by Chief Judge WALD.

WALD, Chief Judge:

Appellant Donald F. Goldberg, a journalist on the staff of Jack Anderson, seeks release of information contained in the responses of United States ambassadors around the world to a Department of State questionnaire on foreign government practices with respect to our missions abroad. The government withheld parts of those responses from him, asserting that some of the information contained therein was properly classified as “confidential” and thus exempt from the disclosure requirements of the Freedom of Information Act (FOIA). 1 The District Court agreed and granted summary judgment for the government, giving little credit to appellant’s efforts to create a material, trialworthy dispute out of the fact that the majority of the ambassadors responding to the State Department’s unclassified questionnaire marked their response cables unclassified as well. Appellant contends that this fact alone, unrefuted and unexplained by the government, is sufficient to raise a material issue of fact to defeat summary judgment.

Mindful of the judiciary’s responsibility under FOIA to review de novo challenged classification decisions, and of the acknowledged difficulties petitioners face in overcoming a government classification decision without having access themselves to the documents in question, we nonetheless do not find in the facts of this case reason to proceed to trial. We conclude that petitioner’s evidence as to the ambassadors’ unclassified responses is inadequate to controvert the detailed and particularized affidavit submitted by the State Department on the reasons for classifying the withheld responses. Accordingly, we affirm the District Court’s grant of summary judgment.

I. Background

On October 13, 1982, the United States Department of State sent out by cable an unclassified questionnaire to all United States embassies and diplomatic posts around the world, requesting information concerning host government diplomatic practices and reciprocity. Joint Appendix (J.A.) 107-10. The questionnaire covered a broad range of issues, from the availability of medical facilities, to embassy security, to the accessibility of host country officials. The purpose of the questionnaire was to establish a data base on reciprocity issues and to help the State Department prioritize matters of concern for discussion and negotiation.

*75 Appellant Goldberg filed a FOIA request with the State Department on June 5, 1984 seeking copies of the ambassadors’ responses to the 1982 questionnaire. He requested the information as a journalist acting in the public interest. J.A. 102. After certain administrative delays, on March 26, 1985 the State Department informed Goldberg that it had located 161 documents in response to his FOIA request, but that only four could be fully released. Of the remaining 157 documents, nine were not to be released at all, and 148 were to be released with certain portions omitted. The State Department asserted that FOIA Exemption 1 applied to all of the withheld information. 2

Goldberg brought an action in the District Court seeking disclosure of the excised document portions. The State Department filed an extensive affidavit, J.A. 217-346, indexing and describing the withheld information and asserting that the excerpts were properly classified pursuant to Executive Order 12356, 3 and simultaneously moved for summary judgment. In opposition, Goldberg attempted to create a triable issue out of the initial decisions of most of the ambassadors (or their delegates) not to classify their questionnaire responses. 4 He asserted that unlike the *76 more common situation where unmarked materials are later classified and withheld, in this case the ambassadors explicitly marked their responses “unclassified.” The Foreign Affairs Manual specifically instructs State Department officials to treat such a marking as a term of art:

Wholly Unclassified Material
Normally, unclassified material shall not be marked or stamped “Unclassified” unless it is essential to convey to a recipient of such material that it has been examined with a view to imposing a security classification and that it has been determined that it does not require classification.

5 United States Department of State, Foreign Affairs Manual § 933.3 (FAM), J.A. 143. Goldberg also argued that the documents marked “limited official use” should be treated as unclassified, because the Foreign Affairs manual proscribes the use of that phrase to identify national security information. 5 FAM § 912(a)(3), J.A. 133. The District Court rejected Goldberg’s argument that a trial is required to determine the validity of the reclassification, where information is initially designated “unclassified” and later classified. Memorandum Opinion (Mem.Op.) at 10, J.A. 203. On appeal Goldberg asserts in essence that he has come as close to producing the “smoking gun” as a FOIA petitioner faced with an Exemption 1 claim can ever realistically hope to, and that he was entitled to a trial, including limited discovery, examination of Eaves and in camera inspection of a representative sample of documents.

11. Withholding Information Under A Disclosure Statute

The Freedom of Information Act requires agencies to comply with “any request for records,” 5 U.S.C. § 552(a)(3), unless one of nine specific exemptions apply, 5 U.S.C. § 552(b). It is clear from the language of the statute, and the congressional persistence in amending statutory language to overturn overly restrictive judicial interpretations, 5 that FOIA compels disclosure in every case where the government does not carry its burden of convincing the court that one of the statutory exemptions apply. Exemption 1 — the “national security exemption” — is relevant to this appeal.

A. Exemption 1

Recognizing that the disclosure of some information could be contrary to important national security interests, Congress provided for an exemption from FOIA requirements for matters “specifically required by Executive order to be kept secret in the interest of foreign policy.” 5 U.S.C. § 552(b)(1) (1970). Notwithstanding a de novo judicial review provision elsewhere in FOIA, see 5 U.S.C. § 552(a)(4)(B), the Supreme Court interpreted Exemption 1 to require courts routinely to defer to government affidavits stating that documents had been properly classified, without engaging in any direct substantive review of the withheld information. EPA v. Mink,

Related

Alford v. McDonough
District of Columbia, 2025
Ivan Jimenez v. Department of Homeland Security
119 F.4th 892 (Eleventh Circuit, 2024)
Williams v. Department of Justice
District of Columbia, 2023
Cooper v. DOJ
District of Columbia, 2022
Heffernan v. Azar
317 F. Supp. 3d 94 (D.C. Circuit, 2018)
Brennan Ctr. for Justice v. Dep't of State
296 F. Supp. 3d 73 (D.C. Circuit, 2017)
Leopold v. United States Department of Justice
697 F. App'x 9 (D.C. Circuit, 2017)
Judicial Watch, Inc. v. United States Department of Defense
245 F. Supp. 3d 19 (District of Columbia, 2017)
New York Times Co. v. United States Department of Justice
235 F. Supp. 3d 522 (S.D. New York, 2017)
Judicial Watch, Inc. v. National Archives and Records Administration
214 F. Supp. 3d 43 (District of Columbia, 2016)
Bigwood v. United States Department of Defense
132 F. Supp. 3d 124 (District of Columbia, 2015)
Murphy v. Executive Office for United States Attorneys
11 F. Supp. 3d 1 (District of Columbia, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
818 F.2d 71, 260 U.S. App. D.C. 205, 1987 U.S. App. LEXIS 6072, Counsel Stack Legal Research, https://law.counselstack.com/opinion/donald-f-goldberg-v-us-department-of-state-cadc-1987.