Doe v. Shibinette

16 F.4th 894
Court of Appeals for the First Circuit·Decided October 26, 2021·No. 21-1058P·Published·Cited by 25 cases

Opinion

United States Court of Appeals For the First Circuit

No. 21-1058

JOHN DOE; CHARLES COE; JANE ROE; DEBORAH A. TAYLOR, as guardian for SCOTT STEPHEN JOHNSTONE, on behalf of themselves and all others similarly situated,

Plaintiffs, Appellees,

NEW HAMPSHIRE HOSPITAL ASSOCIATION; ALICE PECK DAY MEMORIAL HOSPITAL; ANDROSCOGGIN VALLEY HOSPITAL; CATHOLIC MEDICAL CENTER;

CHESHIRE MEDICAL CENTER; COTTAGE HOSPITAL; ELLIOT HOSPITAL; FRISBIE MEMORIAL HOSPITAL; HCA HEALTH SERVICES OF NEW HAMPSHIRE, (Parkland Medical Center and Portsmouth Regional Hospital);

HUGGINS HOSPITAL; LITTLETON HOSPITAL ASSOCIATION, (Littleton Regional Hospital); LRGHEALTHCARE, (Franklin Regional Hospital and Lakes Region General Hospital); MARY HITCHCOCK MEMORIAL HOSPITAL; MONADNOCK COMMUNITY HOSPITAL; NEW LONDON HOSPITAL;

SPEARE MEMORIAL HOSPITAL; UPPER CONNECTICUT VALLEY HOSPITAL;

VALLEY REGIONAL HOSPITAL; WEEKS MEDICAL CENTER,

Intervenor-Plaintiffs, Appellees, v.

LORI SHIBINETTE, in her official capacity as Commissioner of the N.H. Department of Health and Human Services,

Defendant, Appellant,

SOUTHERN NEW HAMPSHIRE MEDICAL CENTER; CONCORD HOSPITAL; ST.

JOSEPH'S HOSPITAL, Nashua; MEMORIAL HOSPITAL, North Conway,

Defendants/Intervenor-Plaintiffs, Appellees, NEW HAMPSHIRE CIRCUIT COURT DISTRICT DIVISION, Defendant,

HONORABLE DAVID D. KING,

Third-Party Defendant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE

[Hon. Joseph A. DiClerico, Jr., U.S. District Judge]

Before

Lynch, Selya, and Barron, Circuit Judges

Samuel R.V. Garland, Assistant Attorney General, with whom Anthony J. Galdieri, Senior Assistant Attorney General, and Daniel E. Will, Solicitor General, were on brief, for appellant Lori Shibinette.

Aaron J. Curtis, with whom Gilles Bissonette, Henry Klementowicz, American Civil Liberties Union of New Hampshire, Theodore E. Tsekerides, Colin McGrath, and Weil, Gotshal & Manges LLP were on brief, for class appellees.

Michael D. Ramsdell, with whom James P. Harris and Sheehan Phinney Bass & Green, P.A. were on brief, for hospital appellees.

October 26, 2021

BARRON, Circuit Judge. This case comes to us on an interlocutory appeal by the Commissioner of the New Hampshire Department of Health and Human Services (the "Commissioner"). It concerns the extent of the state's legal obligations to people who are deemed to need emergency mental health treatment. The plaintiffs are a class of individuals who claim to have been held against their will for too long without due process on the basis of a certification of their need for such treatment, and a group of hospitals who claim to have been forced, in violation of their federal constitutional rights, to retain persons certified to be in need of such treatment.

The Commissioner challenges the District Court's denial of her motion to dismiss the plaintiffs' complaints on the ground that each set of plaintiffs lacks standing and that, in any event, the Eleventh Amendment independently bars their claims against her. The Commissioner now also contends to us that, in consequence of the New Hampshire Supreme Court's recent ruling in Jane Doe v. Commissioner of the New Hampshire Department of Health and Human Services, ---A.3d----, No. 2020-0454, 2021 WL 1883165 (N.H. May 11, 2021), which was decided while this appeal was pending in our Court, there is yet another jurisdictional bar to all the claims of all the plaintiffs: they are moot.

We see no merit to the Commissioner's challenges to the District Court's standing and Eleventh Amendment immunity rulings,

and so we affirm the District Court's rulings in that regard. We also are dubious of the Commissioner's mootness assertion, at least given its sweep. Nonetheless, rather than resolve the mootness issue on our own, we remand it for further consideration, given that the District Court did not have occasion to consider it or any of the factual questions that it may implicate.

I.

A.

New Hampshire law provides for the involuntary admission to the state's mental health services system of anyone who "is in such mental condition as a result of mental illness to pose a likelihood of danger to himself or others." N.H. Rev. Stat. Ann. § 135-C:27; see also id. §§ 135-C:28(I), :34. New Hampshire law further provides that an "involuntary emergency admission" ("IEA") -- the type of involuntary admission at issue in this case -- "may be ordered upon the certificate of" an approved healthcare professional. Id. § 135-C:28(I).

An "IEA certificate" must identify a "receiving facility" to which a patient will be admitted for care, custody, and treatment. Id. § 135-C:29(I); see also id. § 135-C:2(XIV). Once an IEA certificate is completed, "a law enforcement officer" must "take custody of the person to be admitted and . . . immediately deliver such person to" that receiving facility. Id.

New Hampshire law defines "receiving facility" to include hospitals designated by the Commissioner to provide mental health treatment. Id. § 135-C:26(II)-(III). New Hampshire law provides that, "[a]t the receiving facility, any person sought to be involuntarily admitted for involuntary emergency admission shall be given immediate notice" of certain rights, including the right to representation. Id. § 135-C:30.

Private hospitals in New Hampshire are not themselves "receiving facilities." But, a patient who is admitted to a receiving facility from a private hospital is admitted only after the private hospital completes an IEA certificate for that patient, and the largest receiving facility, New Hampshire Hospital, does not provide walk-in emergency or crisis services.

Crucial to this case, New Hampshire law provides that "[w]ithin 3 days after an involuntary emergency admission . . . there shall be a probable cause hearing in the [state] district court having jurisdiction to determine if there was probable cause for involuntary emergency admission." Id. § 135-C:31(I). The state district court1 is required under New Hampshire law to render

1 The state district court is a division of the New Hampshire Circuit Court, a state trial court, and should not be confused with the United States District Court for the District of New Hampshire. When we refer to the "District Court" in this opinion, we mean the latter, federal court. We specify where we intend to refer to state courts.

a written decision by the end of the court's next regular business day. Id.

B.

John Doe filed suit against the Commissioner in the federal District Court on November 10, 2018, on behalf of himself and all others similarly situated (the "class plaintiffs"). The operative complaint alleged that Doe, a New Hampshire resident, was detained pursuant to an IEA certificate at Southern New Hampshire Medical Center on November 5, 2018 following a suicide attempt and that he was not given a probable cause hearing within the five days between that hospital's completion of an IEA certificate naming Doe and the filing of this lawsuit. The complaint further alleged that this delay exemplified a "systemic pattern and practice in New Hampshire." Specifically, the complaint alleged that the Commissioner interpreted state law to require that involuntarily admitted patients receive a hearing in the state district court three days after admission to a receiving facility, rather than three days after completion of an IEA certificate, and that, in consequence, members of the putative class were being detained in hospital emergency departments for up to twenty-seven days without procedural due process in violation of the federal and state constitutions and the state law governing

IEAs.2 The complaint requested declaratory and injunctive relief, along with fees and costs. The plaintiffs filed a motion for class certification along with the complaint.

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Doe v. Shibinette, 16 F.4th 894 (1st Cir. 2021).

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