Doe v. McFarlane

207 S.W.3d 52, 79 U.S.P.Q. 2d (BNA) 1727, 34 Media L. Rep. (BNA) 2057, 2006 Mo. App. LEXIS 876, 2006 WL 1677856
CourtMissouri Court of Appeals
DecidedJune 20, 2006
DocketED 85283
StatusPublished
Cited by26 cases

This text of 207 S.W.3d 52 (Doe v. McFarlane) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doe v. McFarlane, 207 S.W.3d 52, 79 U.S.P.Q. 2d (BNA) 1727, 34 Media L. Rep. (BNA) 2057, 2006 Mo. App. LEXIS 876, 2006 WL 1677856 (Mo. Ct. App. 2006).

Opinion

OPINION

GLENN A. NORTON, Chief Judge.

A jury rendered a verdict against Todd McFarlane and Todd McFarlane Productions, Inc. (“TMP”) on Tony Twist’s right of publicity claim involving the use of his name in a comic book. McFarlane and TMP appeal. We affirm.

I. BACKGROUND

McFarlane is the creator of the very successful Spawn comic book series, which his production company, TMP, issues. Twist is a former professional hockey player who played for the Quebec Nordiques and the St. Louis Blues. One of the characters in the Spawn comic book is named “Tony Twist,” a mafia boss who first appeared unnamed in a 1992 issue and then as “Antonio Twist.” Shortly thereafter, he was referred to as “Tony Twist” and then “Antonio Twistelli,” and these names were meant to be interchangeable. In response to fan letters and in an interview for a magazine article, McFarlane said that he named the character after Twist the hockey player.

This appeal arises from the second trial of Twist’s claims against McFarlane and TMP for using his name without his consent. In the first trial, the jury found McFarlane, TMP and other defendants associated with Spawn products liable for misappropriating Twist’s name and awarded Twist $24.5 million. But the trial court entered a judgment notwithstanding that verdict because Twist had not made a sub-missible case. On appeal, the Supreme Court set forth the elements of Twist’s cause of action, which was properly called a right of publicity claim, and determined that Twist had made a submissible case. Doe v. TCI Cablevision, 110 S.W.3d 363, 369-72 (Mo. banc 2003). The Court then addressed the defendants’ claim that use of Twist’s name in the comic book was expressive speech entitled to protection under the First Amendment. The Court adopted a predominant use test to determine whether speech like this, which is both expressive and commercial, is protected. Id. at 374. The Court concluded that, on the record in that case, the use of Twist’s name was predominantly a ploy to sell comic books and related products rather than an artistic or literary expression. Id. Under those circumstances, the speech was afforded no protection. Id. at 374, 376. Nevertheless, the case was remanded for a new trial based on an instructional error. See id. at 375-76.

After the second trial, the jury rendered a verdict in Twist’s favor and against McFarlane and TMP 1 and awarded Twist $15 million in damages. McFarlane and TMP moved for a judgment notwithstanding the verdict, arguing, among other things, that use of the name “Tony Twist” was not actionable because its predominant purpose was artistic, not commercial, *57 and therefore was protected speech under the test set forth in Doe. They also sought, in the alternative, a new trial. The trial court denied those motions, and McFar-lane and TMP appeal. On appeal, they challenge the trial court’s finding that the evidence demonstrated that the predominant purpose for using Twist’s name was commercial and not artistic and therefore not protected speech under the First Amendment; they argue that the trial court erred in admitting expert testimony regarding Twist’s lost endorsement deals and his entitlement to royalties from Spawn products because of the defendants’ use of his name; they challenge the admission of a magazine article regarding the naming of Spawn characters and admission of the HBO animated Spawn series; and they contend that the damages instruction was erroneous.

II. DISCUSSION

A. First Amendment Protection

On appeal of cases involving the First Amendment, we are obliged to determine for ourselves whether the speech at issue is protected by independently reviewing the entire record. See Bose Corporation v. Consumers Union of United States, Inc., 466 U.S. 485, 510-11, 104 S.Ct. 1949, 80 L.Ed.2d 502 (1984). Where the trial court has reviewed the evidence on a motion for judgment notwithstanding the verdict and made an express finding about constitutional facts — here, in denying the motion for judgment notwithstanding the verdict, the court expressly found that the evidence showed the predominant purpose for using Twist’s name was commercial and not artistic — then our independent review must include due deference to the trial court’s opportunity to observe the demeanor of the witnesses. See Warner v. Kansas City Star Company, 726 S.W.2d 384, 390 (Mo.App. W.D.1987); see also Bose, 466 U.S. at 499-500, 104 S.Ct. 1949.

In the first appeal of this case, the Supreme Court adopted a predominant use test for determining whether the use of a person’s name and identity is protected speech under the First Amendment. Doe, 110 S.W.3d at 374. The Court rejected other tests that grant First Amendment protection to the use of another’s name if it is expressive in any way, regardless of commercial exploitation, and instead found a “more balanced balancing test”:

At least one commentator, however, has advocated the use of a more balanced balancing test — a sort of predominant use test — that better addresses the cases where speech is both expressive and commercial:
If a product is being sold that predominantly exploits the commercial value of an individual’s identity, that product should be held to violate the right of publicity and not be protected by the First Amendment, even if there is some “expressive” content in it that might qualify as “speech” in other circumstances. If, on the other hand, the predominant purpose of the product is to make an expressive comment on or about a celebrity, the expressive values could be given greater weight.

Id. (quoting Mark S. Lee, Agents of Chaos: Judicial Confusion in Defining the Right of Publicity-Free Speech Interface, 23 Loy. L.A. Ent. L.Rev. 471, 500 (2003)). In applying this test, the Court first noted that although Twist had made a submissible case that the defendants used his name and identity for a commercial advantage, there was an expressive component to the name in that it was a metaphorical reference to tough-guy enforcers. Doe, 110 S.W.3d at 374. Yet, the defendants agreed that use of Twist’s name was not a parody *58 of Twist or other expressive comment. Id. Thus, the Court concluded that “the metaphorical reference to Twist, though a literary device, has very little literary value compared to its commercial value. On the record here, the use and identity of Twist’s name has become predominantly a ploy to sell comic books and related products rather than an artistic or literary expression.” Id.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State of Missouri v. Paul J. Warren
Missouri Court of Appeals, 2025
Daniel Crowder v. Ingram Barge Company, LLC
Missouri Court of Appeals, 2023
Young v. Lewis
E.D. Missouri, 2023
Michael Ray Thomas v. Harley-Davidson Motor Company Group, LLC
571 S.W.3d 126 (Missouri Court of Appeals, 2019)
Mansil v. Midwest Emergency Med. Servs., P.C.
554 S.W.3d 471 (Missouri Court of Appeals, 2018)
Care & Treatment of Martin Reddig v. State
550 S.W.3d 107 (Missouri Court of Appeals, 2018)
Care & Treatment of Kirk v. State
520 S.W.3d 443 (Supreme Court of Missouri, 2017)
SKMDV Holdings, Inc. v. Green Jacobson, P.C.
494 S.W.3d 537 (Missouri Court of Appeals, 2016)
In the Matter of the Care and Treatment of Michael Sohn
473 S.W.3d 225 (Missouri Court of Appeals, 2015)
American Eagle Waste Industries, LLC v. St. Louis County
463 S.W.3d 11 (Missouri Court of Appeals, 2015)
Walton v. City of Seneca
420 S.W.3d 640 (Missouri Court of Appeals, 2013)
State v. Crews
406 S.W.3d 91 (Missouri Court of Appeals, 2013)
State v. Taylor
373 S.W.3d 513 (Missouri Court of Appeals, 2012)
China Worldbest Group Co. v. Empire Bank
373 S.W.3d 9 (Missouri Court of Appeals, 2012)
American Equity Mortgage, Inc. v. Vinson
371 S.W.3d 62 (Missouri Court of Appeals, 2012)
Rouse v. CUVELIER
363 S.W.3d 406 (Missouri Court of Appeals, 2012)
Glaize Creek Sewer District of Jefferson County v. Gorham
335 S.W.3d 590 (Missouri Court of Appeals, 2011)
Berra v. Danter
299 S.W.3d 690 (Missouri Court of Appeals, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
207 S.W.3d 52, 79 U.S.P.Q. 2d (BNA) 1727, 34 Media L. Rep. (BNA) 2057, 2006 Mo. App. LEXIS 876, 2006 WL 1677856, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doe-v-mcfarlane-moctapp-2006.